Byzantium: The Apogee by John Julius Norwich (1991)

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course. (p.130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s book, Byzantium: The Apogee (1991).

This book is volume two in his three-volume history of the Byzantine Empire, and the first thing you notice is that although the book is a similar length to the first one (389 pages to volume one’s 408), it covers only half the number of years (478 years in volume one, 281 in this volume). The reason is that there are more sources for this later period, and the sources are more complete, and so our histories can be more detailed. Indeed,

thanks to such writers as Liudprand of cremona, St Theophanes and his continuators, George Cedrenus, John Scylitzes and above all the odious but ever-fascinating Michael Psellus, we can enjoy an incomparably nore colourful picture of life in the Imperial Palace of Byzantium in the early middle ages thatn we can of any other court in Europe. (p.xxii)

Permanently embattled

By the time this book starts the Byzantine Empire feels permanently embattled. Muslim armies were constantly attacking in what we now call Syria and Palestine, in Anatolia, but also in faraway Sicily, even invading the Italian Peninsula. The Muslims had conquered most of the Iberian Peninsula and a new breed of Arab pirates or ‘corsairs’ was attacking Byzantine shipping, and raided the islands of the eastern Mediterranean and the Aegean.

As if this wasn’t enough, there was the barbarian threat from the north. The book opens with Constantinople besieged by the mighty armies of Khan Krum of the Bulgars, later replaced by Symeon I. And the Bulgars themselves were later superseded by the ‘Rus’, in the shape of the Khan of Kiev and his armies.

Time and again Constantinople is only saved by the impenetrability of its defensive walls. The Byzantine response to these threats was either a) to buy the attackers off with vast tributes of gold and treasure or b) occasionally to lead counter-attacking armies, and the emperors who are best remembered tend to be the ones who were successful in defeating these foes in battle.

Constant war

All this means that Norwich’s book is overwhelmingly, consistently, about war – describing campaigns, battles and – more dispiritingly – the endless cycle of sieges and sackings of cities, the massacring of inhabitants or their selling off into slavery, the ravaging of countryside, the murder and killing and raping and looting of civilians.

Every year, as spring rolled around, the campaigning season resumed and off the armies went to pillage and kill, the armies of the Bulgars or Muslims or Rus or Greeks. It does, eventually, become a quite depressing chronicle of man’s inhumanity to man. Since Norwich hardly mentions Byzantine art or architecture, what you’re left with is a gloomy cavalcade of men’s infinite capacity for murder and destruction.

Palace intrigues

And that’s before you get to the palace politics, for the book also highlights the endless scheming among the emperor’s immediate family and the higher echelons of the civil service and army. There is a whole succession of generals or top administrators who mount coups and seize ultimate power. Successful or failed, the coups are always accompanied, not just by predictable bloodshed, but by especially cruel punishments, namely the blinding and castration of the loser, and often of all his sons (to prevent them presenting a long-term threat the the winner).

The divisive impact of religion

And then there is the perpetual problem of religion. This comes in two forms:

  1. the Patriarch and ‘home’ church of the Greeks might oppose the wishes or behaviour of the emperor, raise crowds and mobs against him, excommunicate him and so on – which led to the forcible deposition and sometimes imprisonment of unruly religious leaders
  2. the Pope in faraway Rome could be just as much of a problem, acting with what the Byzantine emperors considered was unacceptable independence, and forever poking their noses into Byzantine court business, for example supporting or even harbouring a deposed Patriarch, sending ambassadors to the emperor insisting the latter obey this, that or the other stricture of the church

Iconoclasm

And that’s before you even consider the complexifying impact of the great divide about Iconoclasm – the belief that images of any sort should be banned from religion, a policy issued by an emperor which led to the gleeful destruction of untold amounts of painted icons, statues, mosaics and other art works in the following hundred years or so. But for Norwich, interested primarily in the political impact of everything, what matters is that Iconoclasm split the ruling class, with some emperors, empresses, their senior administrators and the aristocracy, and even generals and the army holding directly contrary views – some in favour of the strictest interpretation of Iconoclasm and the destruction of religious images wherever they were found – others directly opposed to this policy, and reversing it whenever they had the chance.

If you combine all these elements – repeated coups and civil wars, permanent cultural civil war over Iconoclasm, and annual invasions and attacks by at least three distinct groups of enemies (Bulgars, Rus, Muslims) – it makes for Game of Thrones levels of political intrigue, poisonings, blindings and assassinations, all set against the permanent backdrop of vicious and immensely destructive wars.

The cover illustration is of a fabulous golden icon, and my impression of Byzantine and Greek Orthodox culture had been of austere magnificence: but this book undermines that and is hard to read, not only because the details are often confusing, but because the overall impression is of unrelenting low-minded conspiracy, killing and destruction, covering entire centuries.


Emperors of Byzantium 802 – 1081

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775-780) and their son, Constantine VI (780-797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)

Nicephorus I Logothetes (802 – 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

He led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July – October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 – 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years), all four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic

Leo V ‘the Armenian’ (813 – 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides.

Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820–867)

Michael II ‘the Amorian’ (820 – 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 – 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 – 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855-865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867–1056)

Basil I ‘the Macedonian’ (867 – 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 – 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 – 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 – 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1. Nicholas’s brutal treatment of the empress and 2. his brutal treatment of the army and 3. the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 – 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born ‘ (959 – 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 – 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 – 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 – 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals  – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025 – most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 – 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Zoe (1028 – 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028–1034), Michael IV (1034–1041) and Constantine IX (1042–1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 – 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 – 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 – 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 – 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 – 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043; and three years later by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056–1057)

Michael VI Bringas ‘the Old’ (1056 – 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retired to a monastery where he died in 1059.

Comnenid dynasty (1057–1059)

Isaac I Comnenus (1057 – 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059–1081)

Constantine X Ducas (1059 – 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 – 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 – 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was blind to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 – 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 – 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the ruioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081-1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Thoughts

Same names

I found this book hard going for several reasons. The most obvious is there’s a lot of repetition of names. Quite a few Leos, Michaels, Nicephoruses and Theodosuses recur throughout the narrative and when, on page 265, you find yourself reading about yet another Leo or another Michael, suddenly your mind goes completely blank and you can’t remember whether this is the one who inherited as a baby or was an alcoholic or murdered his brother or what…

And it’s not just the emperors’ names which get confusing. There were roughly two other major figures at any one moment of Byzantine history – the Patriarch of Constantinople – the head of the Eastern Church – and the Logothete or Chamberlain (in fact there were a number of logothetes with specialised roles, but there only ever seems to be one head of the imperial household and/or civil service at a time).

The point is that these other figures, also share just a handful of the same names. There were quite a few patriarchs named Leo or Nicephorus, and the same with the logothetes.

Then there’s the popes. Every Eastern Emperor and Patriarch had a troubled relationship with the Patriarch of Rome who increasingly ran the Western Church and, after Pope Leo III crowned Charlemagne on Christmas Day 800, had an increasing say in the running of the new Holy Roman Empire.

There appear to have been no fewer than ten popes named Leo during the three hundred years covered by this book. At the moment I am reading about the overthrow of the emperor Constantine by the Armenian general Romanus who, once he had seized power, had to settle things with his powerful rival Leo Phocas, before turning to turning to settle things with pope Leo. And all this is recorded for us in the chronicle of Leo the Deacon.

There are lots of Leos in this book.

It doesn’t help that Norwich’s standard practice is to introduce a new figure with their full title and number (Leo V, Michael II) but thereafter to omit the number. So you can easily find yourself reading about a Leo conspiring against a Nicephorus while a Basil lurks in the background – and wonder whether you’re in the 8th, 9th or 10th century.

The lack of social history indicates deeper gaps and absences

In fact this confusion about names and people stems from a deeper problem. Norwich, in his preface, candidly admits he isn’t interested in economic or social history. He likes people, and so his book is purely a history of the succession of the emperors, their wives, of troublesome patriarchs and rebellious generals – a history enlivened with plenty of gossip and speculation about the emperors’ sex lives and true parentages and military campaigns and heroic monuments. Fair enough, and all very entertaining.

But the unintended consequence of this VIP-based approach is that nothing ever seems to change.

The empire is permanently threatened by the Muslims in the east and the barbarians from the north. Time and again, one or other of them leads a massive army right up to the walls of Constantinople. Time and again, the emperor has a falling-out with the patriarch, imprisons him, replaces him, and holds an ecumenical council to try and impose his will on the church. Time and again, a rebellious general or jealous colleague assassinates the emperor in the heart of the palace and declares himself basileus.

There is little or no sense of historical change or development. Instead it feels a little like we are trapped in a very ornate version of Groundhog Day.

This is more than just confusing – the absence of economic or social history really profoundly fails to capture the passage of time.

What was the impact of mass destruction? I grew puzzled and frustrated every time I read that the Bulgars razed Adrianople to the ground and took 100,000 citizens off into slavery; or the Muslims razed Armoria to the ground and devastated the entire region, or captured Sicily or Crete.

Because in Norwich’s narrative, events like this are only interesting or relevant insofar as they consolidate or undermine each emperor’s position, as they feed into court intrigues.

But I kept wondering about their effect on the Byzantine Empire as a whole? Surely the utter destruction of its second city, the ravaging of entire areas, and the loss of major islands in the Mediterranean – surely these events changed things: surely trade and the economy were affected, surely the tax base and therefore the ability to pay for civil services and the army were affected. Surely archaeology or letters or books by private citizens might shed light on the impact of these events and what it felt like to live through them.

But none of that is included in Norwich’s narrative, which focuses exclusively on the tiny, tiny number of people right at the pinnacle of the empire and their increasingly squalid and repetitive shenanigans.

This is a highly entertaining account of the colourful lives and conspiracies of the Byzantine emperors, which gives you all the major political and biographical events of the period, but – the more I read it, the more I felt I was missing out on a deeper understanding of the Byzantine Empire, of its economy and trade – was it based on farming (and if so, of what?), or mining, or trade (and if so, with who?).

Writers And of its broader social structure and changes. Were there no poets or chroniclers who give us insight into the lives of ordinary people – farmers, and traders and lawyers – beyond the corrupt and violent emperors and their horrible families?

Art Art is mentioned occasionally, but only in the context of the massive schisms caused by Iconoclasm. I appreciate that there are other, separate books devoted to Byzantine art, but it’s just one of a whole range of social and cultural areas which remain pretty much a blank.

Slavery Slavery is repeatedly mentioned as a fundamental element of the empire and, indeed, of the surrounding societies. We hear again and again that both Muslim and barbarian raiders sold their captives into slavery. But what did that mean? Who ran the slave trade? Which societies had most slaves? What was a slave’s life like? How did you escape from slavery, because there are casual mentions of former slaves who rise to positions of power…

Eunuchs Eunuchs played a key role in Byzantine civilisation, and plenty of sons of deposed emperors were castrated; but not once does Norwich explain what this really meant, I mean not only how the operation was carried out, but there is no exploration of the culture of the court eunuchs, and how this made the Byzantine court different from those of, say, the King of the Franks or the Muslim Caliph in Baghdad.

So this is a great gaudy romp of a book which gives you all the necessary dates and explanations of the political and military history – but I was left wanting to know a lot more about the Byzantine Empire.


Related links

Other early medieval reviews

The Plantagenets (1) by Dan Jones (2012)

The House of Plantagenet held the English throne from 1154 (with the accession of King Henry II) until 1485 (when Richard III was killed at the Battle of Bosworth).

The origin of ‘plantagenet’

The name derives from Geoffrey V, Count of Anjou in north-west France (tucked in behind Normandy and Brittany) from 1113 to 1151, and here’s why:

When Henry I of England’s only son and heir, William Aetheling, drowned in the White Ship disaster of 1120, Henry took a second wife, Adeliza, in the hope of having another son, but their marriage was childless. So Henry named his daughter, Matilda, born in 1102, as his heir and called the nobles of England together to vow to accept her as monarch after his death. All he had to do now was marry her off to another royal family so she could continue the line. Henry received various offers for Matilda’s hand and eventually chose the 15-year-old Geoffrey of Anjou, son of Fulk V, Count of Anjou – for the good reason that the county of Anjou lay to the south of Henry’s kingdom of Normandy, so this alliance would secure his southern border.

Now according to legend, young Geoffrey of Anjou was not only a keen rider and fierce warrior but liked to sport a sprig of yellow broom in his hair. The Latin for broom is Planta Genista – hence the nickname Plantagenet which came, in retrospect, to be applied to the entire ‘house’.

(In actual fact, the family didn’t start using this as a family name until several centuries after Geoffrey’s death, but history now refers to the entire line as ‘the Plantagenets’ and ‘the Plantagenets’ they will forever remain.)

Anyway, when Henry I of England died in 1135, his daughter Matilda theoretically became Queen (a title everyone was uncomfortable with, so she took the title ‘Lady of England’).

But such quibbles were rather academic because Henry’s sister’s son, Matilda’s cousin, Stephen of Blois, hastened to England to lay claim to the throne himself. Although his claim was more remote than Matilda’s, he had one big advantage – he was a man.

On this basis, Stephen secured the loyalty of many of the more conservative nobles. As Dan Jones points out, the law of primogeniture i.e. the automatic succession of the first-born child of a monarch, was, during this period, only taken as a rough guideline. In practice, each new king needed the support of a majority of the nobles in order to secure the throne. And this support Stephen managed to achieve, helped by influential relatives, notably his younger son, Henry of Blois, Bishop of Winchester.

However, not all of the nobles of England supported Stephen, some cleaved to Henry’s original wish that Matilda succeed to the throne – and so England fell into a nineteen-year period of anarchy and civil war, fought between the brutal mercenaries of Queen Matilda and the equally brutal mercenaries of King Stephen.

It was only towards the end of the period that Matilda’s son, Henry, began to emerge as a capable leader and successful warrior in his own right. Henry won successive campaigns in England, lobbied the pope to be recognised as the valid successor to Stephen and won over regional English barons. Eventually in 1153 King Stephen recognised Henry’s right to the throne and adopted him as his ‘son’. Next year Stephen died and Henry ascended the throne as Henry II, thus ending the civil war and unifying the realm of England but also the family’s extensive lands in France.

And thus begins the real chronicle of the Plantagenet kings.

Jones’s book

Dates

Dan Jones has written a rip-roaring, boys-own-adventure version of the history of the Plantagenet kings (and queens) between the ascension of Henry II in 1154 and 1399, when Richard II was overthrown by Henry Bolingbroke, who thus became King Henry IV of England.

The Plantagenet dynasty continued for another 85 years after Richard’s overthrow, up till the day when King Richard III was cut down at the Battle of Bosworth Field and was succeeded by a new family, the Tudors; but Jones brings his account to an end at 1400, partly for thematic reasons – to continue means getting into the Wars of the Roses which is a whole new story – but mostly because of size – this paperbook book is already a hefty 601 pages long: another 85 years-worth would have made it too big and heavy to hold or read easily!

And not to worry, Jones has gone on to publish the sequel – Plantagenets II you might call it – or, as it’s actually titled, The Hollow Crown: The Wars of the Roses and the Rise of the Tudors. For although Henry V, Henry VI, Edward IV and Richard II are all theoretically Plantagenets, the 15th century has a feel of its own, dominated by the prolonged civil war between two branches of the Plantagenet line which came to be known as the Yorkists and the Lancastrians.

Narrative history

Conventional academic history normally includes surveys of society, analyses of changing social structures, a look at the developing economy, technology and commerce, developments in law and governance, with sections thrown in about the arts, poetry, painting and architecture.

Well, none of that features in this big book. All that social, economic and cultural history has been chucked out to make The Plantagenets read almost like a novel, with Jones concentrating exclusively on the triumphs and reversals experienced by the strong central characters, the successive kings and their immediate families – scheming, strategising, involved in endless in-fighting, marrying off members of the family, making alliances, breaking alliances, raising armies of mercenaries and marching off to war. The result is ridiculously fun and readable.

Adding to the popular feel, the book is divided into seven sections with romantic titles like ‘Age of Shipwreck’, ‘Age of Empire’, ‘Age of Opposition’ and so on, giving a bright Hollywood feel to each era. And these sections are themselves broken up into surprisingly numerous chapters, 85 of them to be precise.

Given that the seven section headings each require a title page and a blank page (i.e. 14 pages with no text), this means that the chapters are an average of 601 – 14 blank pages = 587 text pages / 85 chapters = 6.9 pages long.

In other words, the chapters are short, focused and punchy, and Jones likes to end them on a cliff-hanger:

It would be here, however, that all his decades of triumph would dissolve, finally, into heartbreak. (p.99) [setting up the next chapter which describes the war which eclipsed the end of Henry II’s reign]

Yet for every month he spent on his crusade, problems loomed larger and larger for the Plantagenet empire back at home. (p.123) [describing the mounting problems facing Richard I]

All he could do was sit behind his ever-receding lines and hope for a miracle. None would be forthcoming. (p.165) [King John loses Normandy to the French]

The book often has a soap-opera-ish tone but then many of the actual events are barely believable, and the whole story presents a vast panorama of lying, treachery and blood-curdling violence on an epic scale.

All in all, this is a hugely enjoyable, racy, pacy page-turner of a popular history.

A war of all against all

It is fairly common knowledge that the Middle Ages were warlike, but it’s still breath-taking to read quite how much it consisted of back-to-back fighting. With the spring of each year came the return of the ‘campaigning season’ and off they’d go, pretty much every leader of every country, duchy, princedom, earldom and so on – keen to gain ‘honour’ and loot by attacking their nearest neighbour and reneging on every deal they’d made the previous year.

And it wasn’t just wars between ‘nations’ – after all, nations in our sense barely existed – the fighting is between everybody. Henry II was reckoned a great king in his day because he held together an ’empire’ which stretched from the border with warlike Scotland, across all of troublesome England, down through the duchy of Normandy (which he owned as a descendant of William the Conqueror, Duke of Normandy), along with Anjou which he’d inherited, into Brittany which he’d conquered, and across the vast area of south-west France known as Aquitaine, which came into his possession after he married its queen, Eleanor of Aquitaine, in 1152.

It comes as no surprise that holding on to all this land involved the king in non-stop conflict against the Scots in the north, against the King of France in the East, and in putting down a ceaseless stream of rebellions everywhere else, especially in the territories scattered on the periphery of his ’empire’ (namely in Poitou, Maine and Brittany).

So much is to be expected. What was a revelation to me was the extent to which Henry II ended up fighting his own family. He had four sons – William, Geoffrey, Richard and John. He parcelled out bits of the empire to each of them but they were never satisfied, his eldest son William in particular, champing at the bit for more land and more power, and in 1173 this led to ‘the Great Revolt’ when Henry’s eldest three sons united to rise against him, supported by their mother Eleanor (!) and numerous rebel counts.

It took Henry 18 months of unremitting fighting and canny diplomacy to put the rebellion down. He then showed astonishing clemency in forgiving his sons and re-allotting them their various dukedoms (Richard retained Aquitaine, Geoffrey Normandy, and so on). After all, he needed them – they were his heirs.

(The example of Henry’s wise forbearance is revisited later in the book, when bad King John and weak King Henry III are seen vindictively punishing those who opposed them – and thus creating enemies for life, not only in the enemies themselves, but animosity among their wider families and children. In this, as in so much else, Henry II showed a tough wisdom.)

But if Henry forgave his sons, he didn’t show the same clemency to his wife and rebel queen, Eleanor, who he locked away in Shrewsbury castle for her pains (and to guarantee her sons’ good behaviour). In any case, despite his forgiveness, the three unfilial boys carried on making alliances with the king of France, with rebellious counts, with anyone they could get to listen to them, and carried on non-stop plotting against their father and against each other.

At this high level of courtly politics the unscrupulous politicking, back-stabbing, levying of mercenaries and fighting small battles to put down rebels, uprisings, invasions and attacks is constant.

If there’s one conclusion from this long, violent, treacherous and cynical record it is what a terrible system of government ‘kingship’ was, when the throne so often ended up in the hands of women who no-one would follow, of psychopaths who suspected everyone of betraying them, of children who were easily manipulated by cabals and cliques, or of men who were simply not up to its almost impossibly demanding requirements.

Plantagenet or Angevin

Historians are divided in their use of the terms ‘Plantagenet’ and ‘Angevin’ in regards to Henry II and his sons. Some make Henry II the first Plantagenet King of England, while others refer to Henry, Richard and John as the ‘Angevin dynasty’, Angevin being the adjective derived from the region of Anjou, because all three were Dukes of Anjou and (Henry in particular) expanded their realm to contain all of England, Normandy, Brittany, Anjou and Maine, and Aquitaine i.e. the western half of France.

In 1204 John lost much of the Angevins’ continental territories, including Anjou itself, to the King of France. This is why the Angevin’ dynasty is considered to end with John, and John’s sin – Henry III of England – being considered the first Plantagenet, a name derived, as we’ve mentioned, from the nickname of his great-grandfather, Geoffrey of Anjou.


King Henry I (1100-1135)

Youngest son of William the Conqueror, King of England and Duke of Normandy, Henry I groomed his own son William Aetheling for the succession, having him named co-ruler when he turned 16, as was the custom.

The drowning of this son in the White Ship tragedy (the Aetheling and a group of courtiers were aboard ship in Barfleur harbour drinking late into the night, at which point the captain ill-advisedly set off to sail back to England in pitch darkness and crashed into some rocks) left the succession to the throne vacant.

Henry’s first wife was by now dead, so he quickly remarried the nubile young Adeliza of Louvain, in the hope of having another son, but their marriage was childless. So as a last resort, Henry declared his daughter, Empress Matilda, his heir. She had been married to the Holy Roman Emperor when just eight, but he had died and she had returned to England. Now Henry quickly remarried her to Geoffrey of Anjou who was just fifteen, in 1128. Their marriage was difficult but eventually Matilda did her duty and gave birth to two sons, Henry (who would become Henry II) and Geoffrey, in 1133 and 1134. Then, after a day hunting, Henry fell ill after – according to legend – consuming ‘a surfeit of lampreys’ at dinner, and died on 1 December 1135.

The Anarchy (1135-54)

After Henry I died without a male heir, his daughter Matilda claimed the throne but was beaten to it by her cousin, Stephen, who ruled the centre of England as King Stephen, while Matilda managed to establish a base in the West Country, with regular incursions by her allies in the East and North. Both sides hired mercenaries, mainly Flemish. Over the next 19 years hardly a part of England wasn’t ravished and burnt by these hated foreigners. England became a wasteland.

King Henry II (1154-1189)

Cut to a generation later and young Henry – Henry FitzEmpress as he was called ‘Fitz’ meaning ‘son of’ and Queen Matilda often being referred to as an empress – is turning twenty.

Henry has shrewdly married Eleanor of Aquitaine in 1152 and plots to overthrow the ageing king Stephen. The major obstacle to Henry’s plan to take back the throne of England was Stephen’s own son, Eustace. But Eustace did everyone a favour by dying in 1153, just as Henry mounted an invasion of south England backed by Norman forces. Now lacking an heir, and faced with Henry and Matilda’s sizeable forces, King Stephen made a deal, declaring Henry his heir and adopting him as his ‘son’ – and then very conveniently dying the next year (1154).

Thus Henry smoothly succeeded to the throne and became King of England, Duke of Normandy, Duke of Aquitaine, Count of Anjou, Count of Maine, Count of Nantes and sometime Lord of Ireland.

21 when he came to the throne, Henry was clever, resourceful and aggressive, and faced almost continual warfare from the King of France and neighbouring counts and dukes for the next 37 years. He not only held his empire together but expanded it south towards Toulouse, while seizing Eastern Wales and East Ireland, repeatedly defeating his enemies, while also finding time to supervise reform of the tax and legal systems, especially in England.

Maybe the most striking thing about these kings is the way the way England continued to be only one of their realms. English historians see them as English kings concerned with English law etc, but Henry and his sons Richard and John were as much or more concerned with courtly politics, appointments, the laws and customs and even the smallest castles and lords in Normandy, Brittany, Poitou, Maine, Anjou or Aquitaine as well.

The simplest proof of this is that when Henry II, caught up in his last campaign (against his eldest son Richard who had rebelled against him, in alliance with the king of France), realised that he was dying, he headed not north to England, but south into his home domain of Anjou, dying at Chinon Castle and asking to be buried at nearby Fontevraud Abbey. This abbey is also the last resting place of his queen Eleanor, and their son Richard I. It’s only by bending the truth that we call these early Plantagenet rulers ‘English’. They were something else, really, for which no modern word quite exists. Rulers of the Plantagenet Empire.

Henry had five legitimate sons with Eleanor of Aquitaine:

  • William (b.1153) who died aged 3.
  • Henry the Young King (b.1155) who died aged 28 in the midst of fighting against his father and brother Richard.
  • Richard (b.1157) who became king in the middle of waging a military campaign against his own father (one chronicler said that his father’s corpse, laid out in the chapel at Chinon, began to bleed from the nose when Richard approached it – and who would blame it!).
  • Geoffrey (b.1158) the sneaky devious one who was involved in countless plots against his father and brothers but died in a tournament in 1186, aged 27.
  • John (b.1166) who schemed relentlessly during his brother Richard’s absence in the Holy Land. While Richard was away, John handed over much of the Angevin empire to King Philip Augustus of France in return for being allowed to rule it, and then plotted with Philip to try and prolong Richard’s captivity in Germany. What a creep.

King Richard I (1189-99)

It is interesting to learn that Richard was always closest to his mother, Eleanor. Once is father Henry II had given him her territory, the Duchy of Aquitaine, Richard refused to be budged from it despite Henry II’s complicated plans to move his sons around the empire and frequent generous offers to Richard. No. Aquitaine was his!

When the Saracen leader Saladin seized Jerusalem in 1187 all Europe was shocked and Henry II negotiated a peace with his enemy King Philip of France in order to ‘take the Cross’ and go crusading to the Holy Land. But Henry died in the midst of the rebellion against him led by Richard and so the onus to take up the cross fell on the latter, a doughty warrior who, of course, was to go on and earn the sobriquet Cœur de Lion or Lionheart.

As for Henry, so England was only one of Richard’s many realms and one he wasn’t particularly attached to, always preferring his ancestral homeland of Aquitaine. Richard mainly regarded England as a cash cow and mulcted it mercilessly in order to fund and provision a huge fleet for the crusade. (Richard is widely quoted as having said that if he could have sold London to raise funds, he would have.)

Richard rampaged across the Mediterranean, seizing Cyprus for his empire and alienating other European notables engaged on crusade. Once actually in the Holy Land he won some famous campaigns, including recapturing the port of Acre, but he never got near recapturing Jerusalem and he alienated many important European leaders with his braggadochio.

In his absence the condition of his empire decayed. King Philip of France (who had returned early from the crusade, in anger at Richard’s bossiness) now attacked Normandy, and England was brought to the brink of civil war between the forces of the chamberlain Richard had appointed, William Longchamps, and rebel nobles allied with his slimy brother, John.

While all this was happening at home, the crusade dragged on but a) Richard was physically ill for most of it b) military might turned out to be even between the Crusaders and Saladin, leading to a costly stalemate.

Eventually, Richard signed a peace pact with Saladin allowing for Christian pilgrims to visit Jerusalem in peace, and set sail, vowing to return.

It was only on the return journey that Richard discovered just how many enemies he had made in the Holy Land, and just how blackened his reputation had become. Travelling overland from the Adriatic, Richard was caught and imprisoned by Leopold of Austria who he had insulted at the siege of Acre (by refusing to let Leopold enter the captured city on equal terms with himself and Philip of France, and then by ordering Leopold’s standard inside the captured city to be torn down).

Leopold now sold Richard on to the Holy Roman Emperor Henry VI, who promptly insisted that England pay a vast ransom for Richard’s release. Despite lobbying from the King of France and his brother John to keep him imprisoned, loyal nobles in England eventually raised the ransom and paid the Emperor, who released Richard. He had been in prison from Christmas 1192 to February 1194.

Back in England, Richard set about raising more money in order to put this realm back on a sound footing, before setting off to Normandy to reclaim the territory the King of France had seized in his absence.

It was in the south, in Aquitaine, that Richard met his death, unexpectedly shot from the battlements of the castle of Châlus-Chabrola, as Richard suppressed a relatively minor revolt by Viscount Aimar V of Limoges. Richard was hit in the shoulder by a stray crossbow bolt. Trying to pull it out, he snapped off the shaft leaving the metal arrowhead deep in his shoulder. The surgeon who removed the metal arrowhead hacked deep into the flesh and muscle to get at it. The wound became infected and then gangrenous. Richard died in his mother’s arms, in agony. He was 41.

Richard was buried in the same church – Fontevraud Abbey near Chinon – as the father he had spent so much energy rebelling against (Henry II).

King John (1199-1216)

‘England’s most callous and remorseless king’ (p.216)

Richard had married Berengaria of Navarre in 1191 during his sojourn in Cyprus. Despite eight years of marriage they failed to produce any children. Richard’s death without an heir was the trigger for the dissolution of the empire his father had so laboriously built up and defended.

Towards the end of his life Richard had nominated his nephew, Arthur of Brittany, the son of his late brother Geoffrey, to be his heir, and when Richard died, Brittany declared for Arthur. But England declared for John, while Aquitaine was left to fight for.

John’s lack of political nous, his ability to rub everyone up the wrong way, his reputation for treachery, and his uselessness as a general all contrast sharply with the ascendant French king, Philip II, who had come to the throne in 1180 as a 15-year-old. (John, born in 1166, was 33 when he came to the throne; Philip, born in 1165, was one year older and infinitely more experienced and canny.)

As English people we tend to focus on the failures of bad King John, but this is to miss the point that Philip was the star king of the age, not only going on Crusade, but fighting off a north European alliance at the crucial Battle of Bouvines, which was a defining moment in the unification of France. Philip won Normandy and Brittany and most of Aquitaine from John, as well as extending French possessions further to the south-east.

Philip built a great wall around Paris, re-organized the French government, reined in his nobles and brought financial stability to his country. All in all he transformed France from a small feudal state into the most prosperous and powerful country in Europe and no wonder contemporaries came to call him Philip ‘Augustus’ during his lifetime (in reference to the Roman emperor Gaius Octavius Thurinus whose success in extending and bringing peace to the Roman Empire earned him the title ‘Augustus’).

Jones chronicles John’s loss of almost all the continental parts of the Angevin empire. For the first time, a Plantagenet king really was forced back into these British islands and could now truly be described as an English king. The surprise of this section of the book is how firm and effective John’s rule actually was in Britain, where he extended Plantagenet rule over all of Wales and most of Ireland.

John was fascinated by law and instituted circuits of judges, himself taking a close interest in even trivial law cases. In the height of his reign from 1207 to 1212 he devised countless new ways to extract money from his nobles, as well as turning on the small but wealthy Jewish community in England with terrifying rapacity, torturing wealthy Jews till they handed over more or less all their belongings to him.

With these devices John became the richest of the Plantagenet kings, and yet the loss of Normandy and his unscrupulous money-raising turned the aristocracy against him. A series of revolts in the 1210s led to lengthy negotiations over a peace treaty. This expanded – as medieval texts had a way of doing – into a complete set of rules which king and nobles should abide by, and was given the name of the Big Charter, or Magna Carta. The nobles forced King John to sign it at Runnymede in East Berkshire in June 1215.

It was news to me that the Magna Carta was:

  • less a bill of rights than a peace treaty between the king and his rebellious barons
  • that it failed – within months it was renounced by the king and his main supporter, the pope, and open rebellion broke out again

As civil war erupted both sides raced to seize London and the rebel barons succeeded. In January 1216 Philip of France’s son Louis landed with a French army and was warmly welcomed into rebel-held London. Deprived of money, support and arms John’s forces took to picking off rebel strongpoints and he was campaigning in East Anglia when, in late 1216, he contracted dysentery and died, leaving his nine-year-old son to inherit a country divided between rebel and loyalist forces.

P.S.

Arthur of Brittany

John hadn’t ascended the throne uncontested. On Richard’s death in 1199 he was certainly the eldest surviving son of Henry II, but an elder brother of his, Geoffrey, although he had died in 1186 (aged just 27) had had a son, Arthur, who succeeded his father to become Arthur I, Duke of Brittany.

John’s claim was supported by the bulk of the English and Norman nobility and he was quickly crowned at Westminster Abbey, backed by his mother, Eleanor. But young Arthur was supported by the majority of the Breton, Maine and Anjou nobles and received the support of Philip II, King Of France.

For the next four years the two were involved in a complex powerplay involving complex interactions of allies and enemies. In 1202 John’s forces captured young Arthur and John sent him to the castle at Falaise (or Rouen, according to some accounts). It isn’t known for certain what happened next but one chronicler says that, one night, drunk after dinner, John went to Arthur’s cell, murdered him, weighted his body with a stone and threw it into the River Seine. Whatever happened, Arthur never re-emerged, and the rumour of his death alienated the entire population of Brittany from John, and eventually became well known throughout France and England. When Philip II of France invaded England in 1216 he cited John’s alleged murder of Arthur as one of the pretexts.

Interdict and excommunication

Among the other perils of being a 12th century king (or emperor or count or prince or duke) was having to manage your relationship with the pope. When the archbishop of Canterbury, Hubert Walter, died in 1205, John proposed a successor but he was rejected by the cathedral chapter for Canterbury. Both sides put their proposals to the pope who turned them both down and imposed his own candidate, Stephen Langton. Infuriated, John banned Langton from entering England and seized the church’s property. The pope retaliated by placing the entire country of England under an Interdict, in March 1208, prohibiting clergy from conducting religious services, with the exception of baptisms for the young, and confessions and absolutions for the dying. John seized land and estates belonging to the church, prompting the pope to personally excommunicate John in November 1209. Jones’s account of all this is very funny, John’s lead characteristic being complete indifference to the Interdict and excommunication.

Eventually both sides saw a solution was required and in 1213 the papal legate brokered a deal whereby John offered to surrender the Kingdom of England to the papacy for a feudal service of 1,000 marks, and agreed to pay back the huge sums he had gouged out of his clergy and church during the Interdiction. It sounds like a bad deal but in fact it won the pope over to John’s side and he gave unstinting support to the king throughout the Magna Carta crisis. Pope Innocent in fact excommunicated the barons who forced John to sign the Big Charter, and then excommunicated King Philip of France when he invaded England in January 1216. Hard not to conclude that excommunications were thrown around like smarties.

King Henry III (1216-1272)

‘Born without a father, abandoned by his mother, never allowed to grow up watching another king rule, all his life dominated by others: Henry was from the start a poor candidate for the Crown…’ (p.266)

Henry III had such a long reign because he came to the throne aged just 9. He was the oldest son of King John and his wife Isabella of Angoulême. As we’ve seen, his father died in the middle of what became known as the First Barons’ War (1215–1217). The rebel barons had allied with the crown of France and the French had invaded England, led by the king’s son, Prince Louis, the future Louis VIII. There followed a year and a half of complex manoeuvres, sieges and battles, notably the second Battle of Lincoln (p.222) where an army led by the 70-year-old William Marshall managed to defeat the pro-French English barons. These land defeats were accompanied by several sea victories against the French – before Louis finally gave up and signed the Treaty of Lambeth relinquishing French claims to the English crown.

Henry was humourless and devout and, as he matured, became increasingly obsessed with the last Anglo-Saxon king, Edward the Confessor. He was impressionable and remained under the influence of older guardians till well into his 30s, allowing them to fleece the country in the usual way, despite the limits supposedly set by Magna Carta. First Hubert de Burgh and then Peter des Roches gained influence over Henry, and used their positions to award law cases in their own favour, seize land, divert royal revenue to their own families etc, prompting a number of uprisings and virtually small-scale civil wars.

During Henry’s reign the Magna Carta, along with the Law of the Forest, were reissued and widely distributed. Generally ignored under John, it was only during Henry III’s reign that these documents began to take hold as a list of rights and duties which a king was expected to obey. They formed the basis of the notion that, in order to have his way – and especially raise money for foreign war – the king could be held to account to the numerous clauses of the two documents. In other words, that the king had to bargain and barter for financial support.

Such was Henry’s misrule that a consistent body of barons now began to meet three or four times a year to consult on Henry’s actions. One of them is referred to as a ‘parliament’ in a document of Henry’s, in 1236 (p.251). And this is how the English Parliament began, sitting in judgement on an incompetent king. As early as 1233 there was talk of deposing the king.

Simon de Montfort came from France and was the latest in a line of strong father figures that Henry seemed to need. Simon married Henry’s widowed sister, Eleanor of England, in 1238, shocking commentators; usually royal women were kept as bargaining chips to marry off to foreign kings not mere aristocrats. The king’s brother Richard of Cornwall, briefly rose in revolt against the marriage, until paid off.

As the 1240s rumbled along de Montfort and Henry fell out. After a mad project to conquer Sicily barely got off the ground, though incurring huge debts in the mid-1250s, the barons, once again, rebelled against an incompetent Plantagenet king. Summoned to Oxford to give money and support to Henry’s scheme, the barons refused to a man, and instead imposed the Provisions of Oxford, an extension of the Big Charter rights, with the insistence that England be ruled by a council of 25 barons elected by their peers, and a new innovation – that justice in the shires should be administered by four knights who would go on circuit to review law cases (p.261).

These were followed by the Provisions of Westminster in 1259 which lay down far-reaching reforms in administration. Henry had become ‘a dithering irrelevance’ in his own land (p.263).

Having read these accounts of the reigns of King John and Henry III, what they really amount to is the glaring fact that rule by one man was a terrible, terrible system, which seemed to have embedded in its essence institutional corruption, favouritism, unfair and arbitrary taxation, brutal torture and execution on trumped up charges, personal vendettas, and the pursuit of mad, exorbitantly expensive foreign wars.

Alas it would take another 400 years of personal rule by various incompetent kings before Oliver Cromwell’s regime took opposition to its logical conclusion and cut off the head of yet another incompetent, spendthrift ruler, thus chastening and limiting all his successors.

The only successful campaign of Henry’s rule was carried out by the Earl of Salisbury, who secured the land around Gascony in south-west France, thus establishing a 200-year-long commercial connection with this important wine-growing region.

But for the rest, Henry was ultimately forced, under the Treaty of Paris, to go to France and kneel before the French King Louis IX, and do him formal obeisance, and renounce his claims to Normandy, Maine, Anjou and Poitou.

If there’s a dramatic plotline to his long reign it’s in the relationship with Simon de Montfort. Born in France, Montfort inherited the earldom of Leicester and arrived in the English court in the 1230s. His fierce Catholic faith and manly confidence (he had already been on several crusades) dazzled the impressionable Henry who, as mentioned, married him to his sister Eleanor. But relations slowly became strained, as de Montfort presumed on their friendship to borrow money against the king’s name in 1239. de Montfort was also squeezed out by the arrival of the de Lusignan clan from France in the 1240s, who also began to manipulate the impressionable king.

A long line of disagreements – over Henry’s mismanagement of a campaign in Poitou, and then over de Montfort’s heavy-handed administration of Gascony – led to de Montfort becoming the leader of the rebel barons in the later 1240s and into the confrontations of the 1250s, where he led the deputation which forced Henry to accept the Provisions of Oxford.

A complicated sequence of failed negotiations led up to the Battle of Lewes on 14 May 1264, the first set-piece battle on English soil in a century. The rebels won, capturing the King, Lord Edward, and Richard of Cornwall, Henry’s brother and the titular King of Germany. This led to the Great Parliament of 1265 (also known as de Montfort’s Parliament). For the first time representatives were invited from all the counties and selected boroughs of England. Voting rights were discussed. All this is the seeds of modern democracy.

But Henry’s son, Prince Edward, escaped from captivity and rallied royalist nobles as well as Welsh rebels and this led to a pitched battle with de Montfort’s forces at Evesham (4 August 1265), which was a decisive royalist victory.

Jones describes how a 12-man hit squad was commissioned to roam the battlefield, ignoring all distractions, with the sole task of finding and killing de Montfort. They succeeded. Montfort’s body was mutilated, his testicles, hands and feet cut off. To later generations he became a sort of patron saint of representative government. Today, De Montfort University in Leicester is named after him.

Henry III was once again titular king but he was a broken, dithering old man. The real power in the land during his last few years was his forceful and energetic son, Edward (named after Henry’s icon, the last Anglo-Saxon king of England, Edward the Confessor) who turned out to be a very different character from his saintly Saxon namesake.

[To be continued…]


Related links

Other medieval reviews

%d bloggers like this: