The Apocolocyntosis by Seneca

Seneca

Seneca the Younger (4 BC to 65 AD) was recalled from exile by Agrippina, the emperor Claudius’s fourth and final wife, in 54 AD, to be appointed tutor to her son, Domitius Ahenobarbus who would, 10 years later, ascend the throne to become the emperor Nero.

Seneca was a prolific author, producing a dozen philosophical works, about the same number of blood-curdling tragic plays, the 120 or so Letters to Lucilius and a work of Natural History. He was, for the first 5 or so years of Nero’s rule, the emperor’s speech writer and wrote the moving eulogy which Nero delivered at his uncle (Claudius’s) funeral. (This is described in Tacitus’s Annals 13.3).

The Apocolocyntosis

But scholars also think that Seneca was the author of a short satire about Claudius produced shortly after the late emperor’s death. It is referred to by the Greek historian of the early imperial era, Cassius Dio, by the title the Apocolocyntosis (divi) Claudii. This is a pun, of sorts, on the Latin for the deification or apotheosis of Claudius which (as for previous emperors) was carried out soon after his death. It literally means ‘The Gourdification of (the Divine) Claudius’, although many translators, including the translator of the Penguin edition, J.P. Sullivan, prefer the more ludicrous word ‘Pumpkinification’.

The manuscript gives the satire the title Ludus de morte Divi Claudii (‘Play on the Death of the Divine Claudius’) and most scholars think this is the same work as Dio was referring to, although the identification is not absolutely certain and some scholars disagree. The strongest argument against identifying the two is that the text as we have it nowhere mentions the transformation of Claudius into either a gourd or a pumpkin. Instead it describes Claudius’s trial in heaven and then his journey down to hell.

To confuse the picture a bit more, the similarity of the work’s format (Menippean satire) and tone (deliberately colloquial) have led some scholars to attribute the Ludus to the author of the only other Latin Menippean satire we have, the Satyricon by Petronius – which explains why they’re both published in the same Penguin paperback volume.

So is the Ludus we have the same as the Apocolocyntosis mentioned by Dio? Is it by Seneca or could it just possibly be by Petronius? Qui sait?

Menippean satire

As a literary form, the piece belongs to the class called Satura Menippea or Menippean satire, being a satiric medley in prose and verse. This form was developed in ancient Greece and named after its chief practitioner, Menippus. Menippus of Gadara (3rd century BC) was a Cynic satirist. All of his works are lost but later authors described him as both an important purveyor of Cynic philosophy and a major comic influence. The Roman satirist, Lucian, in particular, claimed to be directly imitating Menippus.

According to later summarisers, Menippus discussed serious subjects in a spirit of ridicule; he particularly mocked the two main philosophical schools of Epicureans and Stoics. Strabo and Stephanus call him the ‘earnest-jester’ i.e. taking potentially serious subjects and mocking them.

Claudius the Clod

The translator of this Penguin edition, J.P. Sullivan, appears to have invented the title he gives to the work, the equally witty and satirical ‘The Deification of Claudius the Clod’, capturing both a play on apotheosis (‘deification of’) and a reference to Robert Graves’s famous historical novel, Claudius the God.

Some critics think the poem is so vulgar and crude as to be beneath the dignity of the author who wrote the earnest moral exhortations of the Letters to Lucilius. But it seems just about plausible that Seneca might have knocked off this short squib to entertain the new young emperor (Nero was just 17 when he ascended the throne) and his cronies.

Certainly there’s nothing new in the satire; its author repeats criticism of Claudius also made in Tacitus, Suetonius and Dio: that he was a figure of fun, part fussy pedant, part capricious tyrant. In the poem his head shakes and his speech is unclear (the difficulty of understanding anything he says is repeatedly emphasised). Claudius is portrayed as a slave to his freedmen and absent-mindedly consigns senior Romans he’s jealous of to death almost at random.

Sullivan points out that the satire is as notable for what it omits as what it includes, namely that Claudius was a great womaniser. This might have been too close to the bone for Nero, who was showing similar tastes even as a teenager. The poem also includes the specific claim that Claudius died while watching a troupe of comedians, whereas in fact he was dead by that point (probably murdered by his fourth wife, Agrippina) and the troupe was invited to his palace as a cover, to give the impression he was still alive, while Agrippina finalised the details for the smooth accession of her son.

Above all, the text describes and then, in its final passages, really focuses in on Claudius’s record as a tyrant and murderer.

The plot

The narrative takes a while to get going, is a bit laboured in the middle – where part of it is missing – and then hurries to an abrupt end, so abrupt that some scholars think it isn’t actually complete. Like most Roman prose texts, it is divided into short numbered sections, conventionally called ‘chapters’.

The narrative is told in the first person by a jokey, mocking narrator who swears what he is going to tell is the honest truth, so help him God, and if we don’t believe him, go and ask the fellow who swore he saw the soul of Julia Drusilla ascend into heaven: that’s his source. (Drusilla was the sister and, it was widely thought, lover of the emperor Caligula, who paid the senator Livius Germinius 250,000 sestercii to swear he saw her soul ascend into heaven.)

(3) It’s 13 October and Claudius is struggling to die so Mercury goes to visit the Fates and says can’t they hurry things up a bit and put Claudius, and his country, out of its misery. The Fate Clotho makes a joke, saying she’s delaying his death because Claudius hasn’t quite granted Italian citizenship to every possible nationality. (This is a jokey reference to Claudius’s famous speech to the senate defending the right of Gauls, living in Roman Gaul, to stand for magistracies in Rome, arguing that this policy of assimilation is what made Rome great.)

But Clotho gives in and agrees to let Claudius die, ensuring it happens at the same time as two other notorious buffoons pass away, so that he’ll have appropriate company on the path to heaven.

(4) There’s now a section of poetry which describes how the Fates, having dispensed with Claudius (‘cut from the imperial line one doddering life’) turn to weaving the thread of life of his successor and this turns into a cloyingly sycophantic paean to the new emperor, Nero:

To a weary folk
He brings glad days, to muted law a tongue,
As the Morning Star, setting the stars to flight,
As the shining sun, when his chariot moves first from the line,
So Caesar comes, so Nero appears to Rome,
His bright face glowing with gentle radiance,
His neck all beauty under his glowing hair.

The poem describes how the Fate Lachesis, influenced by the young man’s beauty, gives him a long life. So much for flattering the teenage successor.

Back to Claudius and he finally expires (watching a troupe of comedians, a fact the narrator says, which explains his terror of comedians). In the poem his last words are: ‘Oh I appear to have shat myself.’

Whether he had, I don’t know. He certainly shat on everything else.

(5) The narrator takes it for granted how happy people were at this news, so he moves on to describe what happens next, in heaven. It was announced to Jupiter that a new visitor had arrived. He was shaking his head and limping. When asked who he was, his reply was unintelligible.

Jupiter dispatches Hercules to deal with him but even Hercules, who’s faced and overcome every monster known to man, is intimidated by the new arrival’s strange face, weird walk and unintelligible mumble. He asks the new arrival who he is in Greek, in fact quoting a line of Homer. Claudius is reassured to find there are literary men up here, as there might find an appreciative audience for his ‘Histories’. (As a young man Claudius began researching and writing a history of the civil wars, a typically clumsy and tactless undertaking seeing as it involved assessment and judgement on so many people still living, not least the emperor Augustus.)

(6) Claudius has been accompanied to heaven by the goddess Fever also known as Our Lady of Malaria. She now tells Hercules about Claudius, repeatedly asserting that he was born in Lugdunum (modern Lyons) so is a Gaul and this explains why, like a vengeful Gaul, he ‘conquered Rome’. (Ever since the sack of Rome by Gaulish tribes in 390 BC the Romans lived in exaggerated fear of the Gauls; this was part of the feeling behind the many senators who opposed the granting to Gauls of full Roman citizenship.)

This angers Claudius who makes the biggest growl he can manage but no-one can understand what he’s saying. Instead he repeatedly makes ‘the familiar gesture with which he had people’s heads cut off’, a grim indication of Claudius’s practice. But, the narrative humorously goes on, you’d have thought the people present were all his freedmen from the way they completely ignored his request (another satirical jab, this time at the common accusation that Claudius was the pawn of a handful of freedmen who held senior positions in his household).

(7) Hercules then repeats the question, who is Claudius, this time in the form of mock epic verse (notable for, once again, repeating the claim that Claudius a) mumbles so badly he can’t be understood and b) is continually shaking his head).

Claudius finally realises he is no longer lord and master, up here in heaven. He replies to Hercules that he’s surprised he doesn’t recognise him, seeing as how he, Claudius, spent many long days judging law cases brought to him, sitting in front of the Temple of Hercules in the Roman resort of Tibur. He assures Hercules he had to deal with as much bullshit as when the hero had to sort out the Augean Stables.

At this point the text breaks off and there’s a lengthy gap. Sullivan says we can be confident it describes how Claudius wins over Hercules who forces his way into the Senate of Olympus and pleads the case for Claudius to be deified. There is uproar at the suggestion so Jupiter throws the matter open to the House. The text resumes in the speech of one of the gods refuting Hercules’ claims.

(8) The text resumes with this unnamed god making a joke about contemporary philosophy, asking what kind of god Claudius should be: he can’t be an Epicurean god, since they are ‘untroubled and trouble none’ i.e. are completely disengaged from the world. But nor can he be a Stoic god since they are, according to one description, globular with no head or other protuberance. [For Stoics, God is coterminate with the universe, so has no separate shape.] Although (joke) there is something of the Stoic god about Claudius…as he has no head and no heart (boom boom!).

Another joke suggesting Claudius was a drunk, referring to the fact that he added one day to the traditional four-day festival of the Saturnalia, and was, indeed, a heavy drinker.

There’s a tortuous reference to incest among the gods, presumably a hit at the way Claudius was persuaded to falsely accuse the fiancé of his daughter, Octavia, Lucius Junius Silanus Torquatus, with incest with his sister (Junia Calvina), the idea being to discredit him and call off the wedding, thus leaving Octavia free to marry Claudius’s new step-son, the future Nero. Also possibly referring to the fact that Claudius’s fourth marriage was to Agrippina, who was his niece.

The unnamed god goes on to ask why it isn’t enough that Claudius has temples to himself as a god in Britain and have savages worship him there. [Interestingly, according to Tacitus, the huge size of the temple to Claudius in Camulodunum was one of the grievances of the tribes who rose against Roman rule under Boudicca in 60.]

(9) Jupiter tries to restore order. He remembers the old Senate rule that debates shouldn’t be held with members of the public present and so has Claudius escorted out. The god Janus takes the floor. The narrator mocks Roman values by describing Janus as a canny operator, having eyes in the back as well as front of his head, living in the Forum (where his temple was) and therefore accustomed to public speaking.

Janus’s line is simple: too many people are being made into ‘gods’ and it’s making a laughing stock of the whole thing. Once it was a great thing to become a god [he doesn’t mention it, but one thinks of Hercules]; now it’s become a farce. Janus proposes that no-one who eats ordinary food grown in fields should be allowed to become a god. In fact anyone who has the presumption to do so should be handed over to ‘the Infernal Agents’ and, at the next public show, be flogged with a birch amongst the new gladiators.

Next to speak was Diespiter, son of Vica Pota, he also being consul elect, and a moneylender on the side. Diespiter makes a speech defending Claudius’s right to be a god, which starts out reasonably serious – pointing out his family links to Augustus and Livia who were both made gods – but then morphs into more satirical territory, claiming he ‘far surpasses all mortal men in wisdom’, then proceeding to outright mockery, pointing out that Rome’s venerable founder, Romulus, needs company in pursuing his humble peasant diet of eating ‘boiled turnips’. The speech ends with the surprising request that, once he’s deified, ‘that a note to that effect be added to Ovid’s Metamorphoses. [This is interesting. Is it a dig at Ovid for having ended his long collection of Greek myths with a grovellingly sycophantic description of the apotheosis of Julius Caesar and much praise of Augustus?]

The gods then fall to debating the matter and opinion is evenly matched.

(10) Then Augustus rises to his feet to speak. He explains that ever since his elevation to the pantheon of the gods he has kept silent, but the prospect of Claudius being deified appals him. He is given pretty straight lines of moral indignation:

But now I can keep on the mask no longer, nor conceal the sorrow which shame makes all the greater. Is it for this I made peace by land and sea? For this that I put an end to civil war? Was it for this I brought law and order to Rome and beautified the city with public works? And now… words fail me.

He then proceeds to a grim and serious indictment of Claudius’s record as emperor: He accuses Claudius of ordering the chopping off of heads as easily as a dog sits down; accuses him of murdering two Julias, great-granddaughters of his, one by cold steel and one by starvation. [One of these, Julius Livilla, was the one accused of adultery with Seneca, which resulted in Seneca’s banishment in 41 AD]. Augustus also accuses Claudius of killing one great-grandson, Lucius Silanus. He directly asks Claudius why he had so many people put to death without ever hearing their side of the story.

(11) Augustus continues that although Jupiter has been king of heaven for all these years the worst he’s done to any other god was break Vulcan’s leg. Even when he was furious with his wife, Juno, he never harmed her. Whereas Claudius had his third wife, Messalina, who was Augustus’s great-niece, executed. Augustus makes the further accusation that if, as the stories go, Claudius didn’t even realise the murder had taken place, it makes him all the more damnable. [This is a reference to Claudius’s notorious absent-mindedness; according to Tacitus he once asked a senator who he’d invited to dinner where his wife was, having forgotten that he had ordered the man’s wife executed the day before.]

Augustus lists Claudius’s murders. He had killed Appius Silanus, his step-father, Lucius Junius Silanus, his intended son-in-law, and Gnaius Pompeius Magnus, who had married Claudius’s daughter, Antonia. In one family he destroyed Crassus, Magnus, Scribonia, the Tristionias and Assario.

Augustus’s speech turns into a diatribe: he asks the other gods whether they can possibly be serious about turning this monster into a god? ‘Look at him! Who’s going to worship him as a god? Who’s going to believe in him? While you create such gods, no-one will believe that you yourselves are gods.’

Augustus repeats the list of crimes, that Claudius murdered:

  • his father-in-law Appius Silanus
  • his two sons-in-law, Pompeius Magnus and Lucius Silanus
  • his daughter’s father-in-law Crassus Frugi
  • his daughter’s mother-in-law, Scribonia
  • his wife Messalina

and others too numerous to mention, and calls for him to be banished, deported from heaven within thirty days, and from Olympus within thirty hours. The motion is quickly passed and Mercury seizes Claudius by the scruff of the neck and hauls him down to hell. [The fact that Claudius is apparently present for Augustus’s speech (‘Look at him!’) is taken by some scholars of the satire’s hurried, unrevised state.]

(12) On the way lower regions Mercury and Claudius pass an impressive procession going along the Via Sacra.

It was the most handsome cortège ever with no expense spared to let you know that a god was being buried, horn players, and every kind of brass instrumentalist that even Claudius could hear it.

The narrator remarks that ‘people walked about like free men’. A few famous advocates who thrived under Claudius were weeping, and for once, they actually meant it! But out of the shadows creep real lawyers, men with principle, thin and pale from having hidden for the duration of Claudius’s reign. When these honest lawyers see the creepy ones crying, they say: “Told you the Saturnalia [the four-day festival of misrule held in December but, by extension, the mad period of Claudius’s rule] couldn’t last forever.”

The text then includes a comic parody of a funeral dirge in verse. The satire comes in the way the dirge is a pack of lies, claiming that Claudius was witty, fleet of foot, brave in battle, defeated the Persians and Parthians, quick to decide law suits – all of which are the precise opposite of the case.

(13) Claudius was understandably please to hear himself so lavishly praised as Mercury dragged him along through the Field of Mars (with his head covered so no-one would recognise him). Somewhere between the Tiber and the Via Tecta they descended into the Infernal Regions.

On arrival he finds himself greeted by his freedman, Narcissus. The text jokes that he had taken a short cut, referencing the fact that almost as soon as he came to power, Nero had Narcissus compelled to commit suicide. Mercury tells him to go ahead of them and announce their arrival.

They come to the gate of Hell (or Dis, in Roman mythology), guarded by Cerberus, ‘certainly not the sort of thing you’d like to meet in the dark’. Interestingly, the text tells us Claudius had a white dog for a pet.

Here is assembled a welcoming committee of eminent Romans who Claudius had had executed, many for involvement in the mock marriage of his third wife, Messalina to Gaius Siliuis, which was taken as the start of a coup attempt and so led to mass executions of conspirators. Amid the throng was Mnester the mime, very popular with Caligula and, for a time, with Claudius, before he had him beheaded.

Forward come Messalina, his freedmen (Polybius, Myron, Harpocras, Amphaeus, Pheronactus), two prefects (Justus Catonius and Rufrius Pollio), his friends (Saturninus, Lusius and Pedo Pompeius and Lupus and Celer Asinius, of consular rank), his brother’s daughter, his sister’s daughter, sons-in-law, fathers and mothers-in-law – all people Claudius had had executed or forced to kill themselves.

With typical dithery absent-mindedness, Claudius is made to ask them how they all got here? To which Pedo Pompeius replies: ‘What do you mean, you cruel bastard? Who else sent us here but you, you cruel butcher of every friend you ever had,’

(14) Pedo brings Claudius before the judgement seat of Aeacus, who was holding court. The text humorously says the legal procedures in Hell are modelled on, and use the exact same laws, as Rome, especially surrounding murder, in this instance the Lex Cornelia.

Pedo reads out the charges against Claudius: charged with killing 35 senators, 221 knights and others as numerous as the sands of the sea-shore. At first nobody could be found to defend Claudius, until an old crony, Publius Petronius stepped forward for the defence. He immediately asked for an adjournment which was as quickly refused. the prosecution made its case then, without waiting for a response, Aeacus, finds Claudius guilty and announces the sentence:

There was then debate about an appropriate sentence and, humorously, it is said that some of the old lags in hell could do with a break and be replaced with Claudius, such as Sisyphus endlessly pushing his stone uphill, Tantalus dying of thirst surrounded by water he cannot reach or Ixion eternally punished on a wheel.

The punishment eventually chosen is like these ones. Claudius is condemned to eternally throw dice from a dice cup with a hole in it so he can never actually get them into it and every time he goes to pick them up they slip through his fingers.

(15) All of a sudden who should turn up but Caligula, who claims Claudius as his slave. [This is a humorous reference to the way Caligula kept Claudius alive during the four years of his rule, to torment and mock him.] Caligula now claims Claudius as his slave, and brings witnesses who say they’d seen him being flogged, caned and punched by him which, apparently, proves his case [and is yet another insight into the brutal mistreatment of slaves in ancient Rome].

But even this isn’t quite the end of the narrative. Having satirised a) Claudius’s addiction to dice and gambling and b) his humiliating treatment by Caligula, the narrative ends with a third punishment c), appropriate to two other aspects of Claudius’s character, the notorious length of time it took him to reach legal decisions, and his notorious subjugation to the opinions of his own freedmen.

So right at the end of the text Caligula hands Claudius over to Aeacus, who hands him on to his freedman Menander, to be his subordinate and legal secretary for all time.

Thoughts

I can see why critics who associate Seneca with the high-minded tone of the Letters to Lucilius would be reluctant to associate him with this very uneven satire. But for a lay reader it’s really interesting. It is, at some points, genuinely funny, as when Claudius tells Hercules that he had to deal with more shit adjudicating law cases in Tibur than Hercules did when he cleaned out the Augean stables. It is useful to know that Claudius’s limp, palsied head and incomprehensible mumbling speech were so well known as to be elements of popular comedy. And then there is the light shed on Roman customs, for example rules in the Senate, or the description of Claudius’s funeral procession, and so on. It isn’t great literature but I enjoyed it.

Ironic conclusion

The whole squib is devoted to describing what a shocking, immoral, murderous emperor Claudius had been, and to welcoming his young successor, Nero, with 20 lines of fulsome poetic praise about how he will restore freedom and justice.

So Caesar comes, so Nero appears to Rome,
His bright face glowing with gentle radiance,
His neck all beauty under his glowing hair.

Ha ha ha. Nero was not only ten times worse than Claudius but, if the author of this piece was Seneca, Nero was to compel the author of this fulsome praise to kill himself 11 years later.

Robert Graves

Robert Graves included a translation of the Apocolocyntosis in the annexes at the end of his historical novel, Claudius the God. Graves’s translation is better than Sullivan’s, more fun and fluent.

There’s one notable structural difference which is that, in the passage immediately after the gap, Sullivan attributes the speech to one (unnamed) god. Graves, far more imaginatively, and following the suggestion in the text that the gods, plural, burst into uproar, breaks the same passage down into a series of smaller segments, each being spoken by (unnamed) gods.

Doing this creates a much more dramatic effect and, incidentally, makes sense of the fact that some of the sentiments expressed contradict each other – a problem if it’s all spoken by one person but perfect sense if attributed to half a dozen squabbling speakers.


Credit

J.P. Sullivan’s translation of the Apocolocyntosis by Seneca was published in America in 1966, before being incorporated into the Penguin edition of Petronius’s Satyricon in 1977. I flipped between this translation and the online translation by W.H.D. Rouse, published in 1920.

Related links

Roman reviews

The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

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