Meredith’s big book (770 pages) does what it says on the tin and tells the history of every African country from the run-up to independence, i.e. starting in the mid-1950s, to the time of writing, i.e. about 2004, covering half a century of tumultuous history. It’s a vast subject but Meredith’s book is an easy and pleasurable read. He writes a wonderfully clear, expressive prose which effortlessly conveys a huge amount of information and profiles countries, leaders and events with deceptive ease.
The narrative is chock-a-block with facts and dates, central figures and key events, but a handful of general principles emerge all too clearly.
Imperialism’s mistakenly long-term view
The colonial powers thought they were in it for the very long haul. As the Second World War ended, most thought the colonies they ruled wouldn’t be ready for independence for centuries, certainly not till the end of the twentieth century. This, in retrospect, was never viable. The idea that generations of natives would be happy to live out their entire lives as second class citizens, die, and hand on to their children who would themselves be content to live as second class citizens and so on indefinitely shows a poor grasp of human nature.
Instead, as we know, the generation who came to maturity after the war insisted on independence now, in their own lifetimes.
Lack of provision
The fact that the colonial powers didn’t expect to hand over independence for a very long time goes some way to explaining why they made so little provision for education, political inclusion and other aspects of statehood. They didn’t think they needed to; they thought they had decades and decades to slowly, incrementally introduce the elements of a modern state, not least an extensive cohort of properly trained professional administrators, engineers, lawyers and so on.
The mad rush to independence
But instead of resigning themselves to waiting for decades or centuries, and inspired by the independence of India, Pakistan and Burma in 1948, native political leaders began lobbying hard for independence as soon as possible.
Independence became a shibboleth, an indicator of ideological purity for aspiring native politicians, so that rival parties in colonial countries fell over themselves to demand it soon, sooner, soonest. Take the Gold Coast (which the local politicians insisted change its name to Gambia). The United Gold Coast Convention was set up in 1947 with the slogan ‘Self-government in the shortest possible time’. Kwame Nkrumah set up the rival Convention People’s Party in 1949 with the more or less identical slogan ‘Self-Government Now’. (In 1957 Ghana finally gained independence from Britain, in 1960 Nkrumah declared it a republic with himself as president and in 1966 he was overthrown in a military coup.)
Maybe the most vivid vivid example is the Congo where the conference called to discuss independence in January 1960 found itself being bounced into bringing the date for independence ever forward, until it was set at barely 4 months after the conference ended (the first part of the conference ended in February 1960 and set the date of independence for June 30, 1960).
The country had only a handful of qualified engineers or civil servants, hardly any native Congolese had degrees in any subject. Within days of independence Congo began to fall apart, with a mutiny in the army and secession movements around the country leading to civil war, which in turn triggered a sustained political crisis at the centre, which eventually led to the murder of the country’s first prime minister, Patrice Lumumba (in January 1961), then a series of short-lived governments which themselves led up to the military coup of Joseph Mobutu in November 1965, who then ruled continuously in a steadily more corrupt kleptocracy for over 30 years, until his overthrow in 1997. So…great idea to rush things.
The mad scramble for independence, in so many African countries, regardless of whether any of the conditions of statehood were actually in place, explains a lot of what came after.
A tiny educated elite
Thus when independence came, the educated and political class which clamoured for it was still small, a tiny elite (‘no more than about 3 per cent of the population’, p.169). In effect a small political elite clamoured for statehood without any of the administrative resources or manpower necessary to run a state. This was to have massive consequences.
In fact it’s staggering to read Meredith explain just how ill-prepared African countries were to manage themselves. Most African societies were predominantly illiterate and innumerate. In all of black Africa, in the late 1950s, as independence dawned, the entire population of 200 million produced just 8,000 secondary school graduates. No more than 3% of children of secondary school age actually attended a school. Few new states had more than 200 students at university. In the former French colonies there were no universities at all. Hence the pitiful statistics about the handful of graduates available in countries like Congo or Angola at independence.
When Congo achieved independence in 1960, of the 1,400 senior posts in the administration only 3 were held by Congolese. Congo had 30 graduates. In that academic year only 136 children completed secondary education. There were no Congolese doctors, school teachers or army officers. (p.101)
(cf p.91)
Utopian dreams of ‘independence’
Another fundamental fact was that no-one involved really understood what ‘independence’ meant or involved: what it actually took to run a) a functioning state b) a functioning economy.
The prophet of African independence, Ghanaian statesman Kwame Nkrumah, is quoted as stating that, once independence was granted, everything would flow from that i.e. freedom and prosperity for all; that once they had overthrown the colonial economy, they would create for themselves:
‘a veritable paradise of abundance and satisfaction’ (quoted on page 144)
You can tell from the phrasing that he has no idea what he’s talking about. Independence simply became identified, in every country, with the hopes and dreams of the entire population, no matter how wildly utopian. In David van Reybrouck’s history of the Congo, he describes how Congolese peasants and street people were led to believe that, at independence, they would all be given a big house like the Europeans lived in, with a free car and a rich white woman as a wife.
African socialism
Africa gained independence during the height of the Cold War. Many African leaders, such as Tanganyika’s Julius Nyerere, sought to distance themselves from both the capitalist West and the Soviet East, and hoped Africa could carve a middle way, a new way, an African way, but most were also swayed by the utopian rhetoric of socialism. As capitalism was associated with the (often brutal) rule of exploitative imperialists, it was no surprise that, given a choice, leaders rejected ‘capitalism’ for ‘socialism’ but socialism with African characteristics, African socialism. They thought rapid industrialisation of the kind carried out by Stalin in backward Russia, and just about to be carried out by Mao in backward China, would also provide a ‘great leap forward’ for backward Africa. Nkrumah declared:
‘Socialism is the only pattern that can within the shortest possible time bring the good life to the people.’ (quoted page 145)
Meredith quotes several leaders and thinkers who thought that ‘socialism’ was more in line with African traditions, in which there had been communal ownership of land, decisions were taken by consensus, in which members of tribes or kingdoms worked together, without an exploiting class severed from the mass of the population. In old Africa there hadn’t been the flagrant inequalities associated with white western capitalism, everyone was more equal.
You can see how the revival of African traditions, the rejection of white western capitalism, the promotion of new ways of doing things, the hope for a revolution in living standards, and socialist rhetoric about equality and wealth for all, were combined into a heady brew of nationalist and socialist slogans, posters, banners, speeches, books, announcements. In the mid-1960s African leaders and their liberal western supporters were brimful of optimism.
Economic reality
There were, unfortunately, quite a few problems with this millenarian vision, but the obvious one was economic: The majority of the population of most of Africa barely scraped a living by subsistence agriculture. In times of drought or conflict they starved, as their forefathers had. In fact Meredith gives a sober and bleak assessment of the economic state of Africa at independence in 1960:
Africa was the poorest, least developed region on earth. Its climate was harsh and unpredictable. Drought was a constant risk, bringing with it famine. Rainfall in half the continent was inadequate. African soil in many regions was thin, poor in nutrients, producing very poor yields. By far the majority of the population, over 80%, was engaged in subsistence farming, without access to even basic education or health care. Severe disease was common and the blight of tsetse fly, which spread sleeping sickness among animals as well as humans, prevented animals being reared or used as beasts of burden on a huge area exceeding 10 million square kilometers. Poverty and disease ensured death rates for children in Africa, in 1960, were the highest in the world and general life expectancy, at 39 years, was the lowest in the world.
The white colonists in all the colonies lived the life of Reilly only because they enjoyed the profit derived from the labour of huge numbers of African workers in plantations, fields and so on, slaving away to produce coffee, tea, rubber, groundnuts and other cash crops, which were gathered, processed, shipped abroad by companies set up and run by Europeans and on whose profits the Europeans lived their fabulous lifestyle, complete with big houses, swimming pools, chauffeur-driven cars, servants and maids and cooks.
That kind of lifestyle, by definition, was only available to a small minority who could benefit from the labour of a huge majority. When independence came, nothing changed in the economic realities of these countries. Instead two things happened:
1. White flight
The Europeans fled, taking their technical and administrative expertise with them. In the two examples I’ve been studying, Congo and Angola, the Belgians and the Portuguese fled in their entirety (Congo p.103; ) leaving the mechanisms of the state but, much more importantly, the management of the economy and even the basic infrastructure (power, water), to people who had absolutely no idea how to do it. Hence, instead of a shangri-la of riches for all, newly independent countries more often than not, found themselves plunged into economic anarchy.
2. Failure of the post-independence elite to live up to their promises
The small political/educated elite (a product of the imperialists’ failure to invest in education) found the task of ‘redistributing wealth’ in the socialist sense of the word completely beyond them. a) They found the task of keeping the economic and business models inherited from the Europeans supremely challenging and, even if they could, b) discovered that the kind of wealth the whites had enjoyed derived precisely from the fact that they were a tiny minority exploiting the labour of an impoverished majority i.e. there could never be wealth for all.
It was very tempting, then, for the new leaders to abandon any thoughts of redistributing wealth and, instead, fight to keep it for themselves.
The arbitrary nature of African ‘countries’
The whole problem was exacerbated by one of the best-known facts about Africa, which is that all the colonies had been carved out of complex terrain using arbitrary lines drawn up by European bureaucrats thousands of miles away, which completely cut across the sociological realities on the ground, ignoring the existence of traditional kingdoms or tribal or ethnic groupings.
Very often the imperialists, in their profound ignorance of peoples who lived in the ‘states’ they were creating, either:
broke up homogeneous groupings into separate countries (such as the Bakongo who found themselves carved up between the French Congo, Belgian Congo and Portuguese Angola). ‘In total, the new boundaries cut through some 190 cultural groups’ – page 1)
or forced together antagonistic groups, such as the rival kingdoms of Buganda and Bunyoro forced to coexist in Uganda or the profoundly different cultures, ethnic groups and religions of north and south Sudan forced into a very uneasy co-existence (p.2).
Secessions and civil wars
This simple fact explains the tendency for almost all the African colonies to fragment into civil conflict, often into long-running and deeply destructive civil wars. Some of the wars resulted from two or more parties competing for power in a given state, such as the civil wars in Angola and Mozambique. Others took the form of secessionist movements where entire provinces or ethnic/tribal groups sought independence from a state they felt little or no attachment to, as in the attempted secession of Biafra from Nigeria, and of Katanga from Congo.
The tendency of these made-up countries with their irrational borders bristling with rival groups to collapse into various types of secession, civil war and anarchy, quickly brought to the fore the only institution which could hope to hold the state together, by force if necessary – the army.
Inevitable failure of the first generation of independent leaders
So, being handed often ridiculously unviable countries almost guaranteed that the idealistic, utopian, often socialist leaders who came to power in the first wave of independence in the early 1960s, would be confronted by: a) the collapse of the economy b) the intensification of poverty leading to unrest c) fragmentation, secession and civil war, and so d) would be replaced by military strongmen who: a) reimposed order through bloody repression, and b) grasping that the limited amount of wealth generated by their ailing economies would never be enough to lift their countrymen out of poverty c) quickly made the cynical but realistic decision to keep as much of the country’s wealth as possible for themselves and d) for their clients and supporters.
Net effect – military coups, strong men and kleptocracy
In a throwaway sentence, Meredith makes what I think is a major insight, possibly the central point of his book:
The political arena became a contest for scarce resources. (p.156)
There very quickly emerged a dichotomy between the soaring rhetoric of African socialism and African nationalism and African unity on the one hand, and the sordid reality of strong men clambering to power via military coups and revolutions, who saw the state not as a vehicle for governing in the best interests of the population, but as a mechanism to steal as much wealth as they could for themselves, their clients, their hangers on, their clan and their tribe.
Hence so many of the newly independent African nations quickly turned into deeply unstable countries, characterised by recurring civil wars and recurrent military coups, almost always leading to the rule of Strong Men, Big Men, dictators of one sort or another, who quickly became kleptocrats i.e. stole from the state, creamed off international aid, lived lives of stunning luxury, while abandoning their people to lives of grinding poverty, condemned to be victims of the random violence of corrupt, generally unpaid, soldiers and police.
All the high-sounding rhetoric about African socialism gave way to a deeper African tradition, that of the chieftain, the king, the emperor, one-man ruler of a one-man state, who encouraged outsize personality cults and playing up the leader’s visionary, even magical, powers.
In practice it turned out that overwhelmingly illiterate populations put their faith, not in sophisticated political theories or complex constitutional mechanisms, but in the Chief:
‘the Great Son of Africa’, ‘the Scourge of Imperialism’, ‘the Doctor of Revolutionary Science’ – as Sékou Touré, the autocratic ruler of Guinea, called himself (p.64)
‘the Man of Destiny’, ‘Star of Africa’, ‘His High Dedication of Redeemer’ – as Ghana’s Kwame Nkrumah liked his state-controlled media to refer to him
They are just two among the impressive cast of megalomaniacs, tyrants and dictators with which Africa has kept the rest of the world entertained for the past 60 years.
‘System? What system?’ retorted president Bourguiba, when asked about Tunisia’s political system. ‘I am the system!’ (p.169) [Bourguiba turned Tunisia into a one-party state which he ruled for 30 years, 1957 to 1987]
Summary
In some countries, such as Rwanda and Burundi, there were the additional factors of vicious ethnic hatred leading to pogroms and then genocide; in others, long wars eventually led to independence for seceding states (South Sudan, Eritrea).
But the core narrative outlined above applies to most African countries since independence, explains their troubled histories, and underpins the situation many still find themselves in today. As Meredith comments, the odd, almost eerie, thing is how consistently almost all the African colonies followed the same pattern:
Although Africa is a continent of great diversity, African states have much in common, not only their origin as colonial territories, but the similar hazards and difficulties they have faced. Indeed, what is so striking about the fifty-year period since independence is the extent to which African states have suffered so many of the same misfortunes. (p.14)
Credit
The State of Africa: A History of the Continent Since Independence by Martin Meredith was published by The Free Press in 2005. All references are to the 2013 paperback edition.
Nobody likes empires but there are some problems for which there are only imperial solutions.
(Empire Lite, page 11)
Nations sometimes fail, and when they do only outside help – imperial help – can get them back on their feet. (p.106)
A bit of biography
In the 1990s Ignatieff managed to combine being a tenured academic, a journalist making extensive foreign trips, and a TV presenter. Without planning it, Ignatieff fell into a rhythm of publishing every 2 or 3 years short books chronicling the unfolding of the failed states he visited, and the chaos which engulfed some countries after the end of the Cold War.
These short but engaging studies build up into a series of snapshots of the new world disorder unfolding through the 1990s and into the post 9/11 era, mixed with profound meditations on the morality of international affairs and of humanitarian intervention:
Blood and Belonging: Journeys Into the New Nationalism (1994)
Warrior’s Honour: Ethnic War and the Modern Conscience (1997)
Virtual War: Kosovo and Beyond (2000)
Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan (2003)
The Lesser Evil: Political Ethics in an Age of Terror (2004)
The Ordinary Virtues: Moral Order in a Divided World (2017)
Ignatieff’s disappearance from British TV and radio around 2000 is explained by the fact that he moved from London to America to take up a post at Harvard. The gap in the sequence of books listed above is explained by the fact that in 2005 he was persuaded to stand as an MP in the Canadian parliament, that in 2006 was made deputy leader of the Canadian Liberal Party and in 2009 became Liberal Party leader. Under his leadership the Liberals lost badly in the election of 2011 and Ignatieff quit as party leader. He went back to teaching at university, in between-times undertaking extended trips to eight non-Western nations which form the basis of his most recent book, The Ordinary Virtues published in 2017.
Empire Lite: Introduction
Three of the four chapters in this book started out as magazine articles published in 2002, so very soon after the seismic shock of 9/11. The premise of the book as a whole is that America is an empire which refuses to acknowledge the fact.
The Americans have had an empire since Teddy Roosevelt, yet persist in believing they do not. (p.1)
But America is not like any previous empire, it doesn’t have direct control of colonies, it is an ’empire lite’, which Ignatieff defines as:
hegemony without colonies, a global sphere of influence without the burden of direct administration and the risk of daily policing. (p.2)
Nonetheless, America is the only global superpower, spends a fortune on an awesome array of military weapons and resources, and uses these ‘to permanently order the world of states and markets according to its national interests’ (p.2) which is what he considers to be imperial activities.
In this book Ignatieff sets out to look at the power, reach and, in particular, the limits of America’s informal empire by looking at three locations he knows well and has covered in previous books, Bosnia and Kosovo in former Yugoslavia, and Afghanistan. In his previous books he has covered states which were collapsing into anarchy and attempts to bring peace to them. Now he is moving on. This book:
deals with the imperial struggle to impose order once intervention has taken place. (p.vii)
It focuses on the problem that, although many states in the modern world have failed or are failing and although some kind of humanitarian intervention is emphatically called for, yet intervention is dogged with problems. Two of the biggest are:
the practical limitations of what can be achieved
the tension between what the intervening power (almost always America) wants to achieve, and the wishes of the local population
After 9/11
The chapters of this book were written during the 18 months following the 9/11 terrorist attacks on America, after George Bush had declared a ‘War on Terror’ in a speech 2 weeks later (20 September 2001), and just as America was limbering up to invade Iraq and overthrow Saddam Hussein on the controversial pretext of confiscating his weapons of mass destruction. The book was completed and sent to the publishers in January 2003 and the invasion of Iraq began on 20 March 2003.
In other words it was conceived and written in a very different climate of opinion than his pre-9/11 works and 9/11 dominates its thinking. Ignatieff says ‘the barbarians’ have attacked the imperial capital and now they are being punished.
And yet he warns that the ‘War on Terror’ may turn into a campaign without end. He quotes Edward Gibbon who, in his history of the Decline and Fall of the Roman Empire, attributes the fall of Rome to what is nowadays called ‘imperial overstretch’, to the effort of trying to extend imperial control to regions beyond the empire’s natural borders. The Americans cannot control outcomes everywhere. This book sets out to examine the ragged edges where American hegemony reaches its limits.
Ignatieff says the terrorists who attacked on 9/11 co-opted grievances and the rhetoric of Islam into an unabashed act of violence. Violence first, cause later. What is worrying is the huge wave of support they garnered in parts of the Islamic world which feels it has been oppressed and humiliated for generations. It’s not just the obvious example of the Palestinians, oppressed by America’s client state Israel (Ignatieff mentions the pitiful inadequacy of the 1990 ‘peace treaty’ which set up the Palestinian Authority) but of dissident voices all across the Arab world.
9/11 highlighted the limitations of American influence in Islamic states. America has poured billions of dollars into Saudi Arabia and Pakistan and yet Osama bin Laden was a Saudi citizen and the Pakistanis founded, trained and supervised the Taliban which was giving Al Qaeda hospitality at the time of the attacks. And, as we have seen just a month ago (August 2021), the Taliban were to prove impossible to extirpate and have just retaken Afghanistan after 20 years of supposed ‘nation building’. So:
America may have unrivalled power but it has not been able to build stability wherever it wants on its own terms. (p.10)
Problems of empire
Ignatieff bubbles over with ideas and insights, too many to summarise. I was struck by his notion that the central problem of empires is deciding which of the many demands made on them that the imperial authorities should respond to. This is a fascinating insight to apply to the history of the British Empire, which never had enough resources to properly deal with the endless flare-ups and problems in the numerous countries it claimed to manage. Eventually it became too expensive and too complicated for a country brought to its knees by two world wars, and we just walked away. The mystery is how we managed to hang on for so long.
And now the Americans face the same problem. Ignatieff interprets the crisis in Afghanistan as a result of the way the Americans spent ten years lavishly funding and supporting the anti-Soviet resistance (in reality, a congeries of regional tribal groupings to which we gave the blanket name ‘the mujihadeen’). Then, when the Soviets withdrew in 1989, so did the Americans; walking away and letting the highly-armed tribal groups collapse into prolonged civil war, out of which emerged the extremist Taliban who were to give shelter and succour to al-Qaeda ten years later.
Another way of putting this is that America hoped, with the end of the Cold War, to benefit from a ‘peace dividend’: to reduce its armed forces, to withdraw from various strategic parts of the world, job done. On the contrary, as Ignatieff’s previous books have shown, imperial withdrawal from countries around the world did not lead to an outburst of peace, love and understanding but to the complete or partial collapse of many states and the emergence of new kinds of conflict, of ethnic wars, ‘ragged wars’, chaotic wars, and widespread destabilisation.
In these zones of chaos (Afghanistan, Iraq, Sudan, Somalia) the enemies of the West, and of America in particular, have flourished and now, in 2002, as Ignatieff was writing these pieces, American rulers had to make some very difficult decisions about where to intervene and how much to intervene, and for how long.
Chapter 1. The Bridge Builder
The bridge in question is the bridge over the River Neretva in the centre of the town of Mostar in southern Bosnia. The town actually takes its name from the bridge, which is called the Stari Most (Old Bridge) in Serbo-Croat, and from the bridge-keepers, known as mostari, who guarded it.
The Stari Most was built by the Ottomans in the 16th century, was one of Bosnia and Herzegovina’s most visited landmarks, and was considered an exemplary piece of Islamic architecture. It was erected in 1566 on the orders of Sultan Suleiman the Magnificent and designed by the Ottoman architect Mimar Hayruddin.
During the Yugoslav civil wars Mostar suffered two distinct conflicts: after Bosnia-Herzogovina declared independence in April 1992 the (mostly Serb) Yugoslav Army went in to try and crush its independence. They were opposed by an army quickly assembled from both the Croat and Bosnian Muslim (or Bosniak) population (which both made up about a third of the city’s population). In June 1992 the Croat-Bosniak forces successfully attacked the besieging Yugoslav Army and forced them to withdraw from Mostar. Lots of shelling and shooting resulted in the town’s historic buildings getting badly knocked about, but not the bridge.
The bridge was destroyed as part of the second conflict, for after jointly seeing off the Serbs, tension then grew between the former allies, the Croats and Bosniaks. In October Croats declared the independence of a small enclave which they called ‘the Croatian Republic of Herzeg-Bosnia’, supported by the government of neighbouring Croatia and this triggered the Croat–Bosniak War which lasted from 18 October 1992 to 23 February 1994.
The Old Bridge was destroyed by Croatian forces on November 9, 1993 during a stand-off between opposing forces on each side of the river. It’s said that more than 60 shells hit the bridge before it collapsed. The collapse of the bridge consolidated the complete ethnic division of the city into Croat west bank and Muslim east bank.
What’s amazing is the enmity that lingered on after the ‘end’ of this small war. The town actually had six bridges and some of the others survived but adult men were forbidden from crossing over to the ‘enemy’ side. Ignatieff tells the story of a Muslim lad who drove over one of the surviving bridges to visit a Croatian girl he’d known before the division. On the way back he was shot in the back of the head by the Croat checkpoint guards and his car slowed to a halt half way across the bridge as he died (p.33). To understand the Yugoslav catastrophe you have to get inside the minds of the soldiers who did that.
While UN peacekeepers eventually moved in to supervise the fragile peace, the European Union considered how to repair the devastated infrastructure all across the former Yugoslav states. Ignatieff meets the man charged with rebuilding the famous Mostar bridge, a French architect named Gille Pequeux. Ignatieff spends time with him, learning how the Frenchman is doggedly studying whatever architects’ plans still survive from the original bridge, analysing the ancient techniques the Ottomans used to cut the stone and carve runnels along the inward-facing sides of it, which were then filled with molten lead to tie them together. In every way Pequeux is trying to make the reconstruction as authentic as possible.
Ignatieff drolly points out that the president of Turkey offered to fund the rebuilding the bridge as a symbol of Turkey’s long-term presence/contribution/imperial occupation of this part of Europe. The EU politely turned down the offer and insisted it was done by one of their own. So it is drily ironic that the much-lauded rebirth of this ‘symbol of multiculturalism’ entailed a diplomatic rebuff of an actual gesture of multiculturalism (p.36).
But rebuilding bridges and houses and hospitals and mosques is easy. Reconciling the people who live and work in them is much harder. Ignatieff is blunt. The EU and America have spent over $6 billion ‘reconstructing’ Bosnia but it is still ruled by the crooks who rose to power during the wars and a big part of the aid money, like aid money everywhere, is routinely creamed off by corrupt leaders and gangsters.
Now the leaders of the rival communities never meet and rarely talk. They only get together for the photo opportunities required to make a show of unity for the press and EU officials to ensure the all-important foreign aid cash keeps flowing. As soon as the lights are turned off they turn away from each other.
For our part, the West is disillusioned. Real reconciliation has not taken place. Corruption is endemic. Some of the refugees have returned to their homes but for many, ethnic cleansing achieved its goals. They will never return. And many of the locals still hate each other.
And so Ignatieff points out that rebuilding the bridge is as important for the morale of the interventionist West as for the locals. We need it to prop up our delusions that opposite sides in a civil war can be reconciled. That our costly interventions are worthwhile.
This lovely essay rises to a poetic peroration:
The Western need for noble victims and happy endings suggests that we are more interested in ourselves than we are in the places, like Bosnia, that we take up as causes. This may be the imperial kernel at the heart of the humanitarian enterprise. For what is empire but the desire to imprint our values, civilisation and achievements on the souls, bodies and institutions of another people? Imperialism is a narcissistic enterprise, and narcissism is doomed to disillusion. Whatever other people want to be, they do not want to be forced to be us. It is an imperial mistake to suppose that we can change their hearts and minds. It is their memory, their trauma, not ours, and our intervention is not therapy. We can help them to rebuild the bridge. Whether they actually use it to heal their city is up to them. (p.43)
Beautiful rhythm to it, isn’t there? Lovely cadences. The flow of the prose beautifully embodies the flow of the thought, which is both clear and logical but also emotive and compelling. Ignatieff writes like this everywhere: he is lucid and logical, but also stylish and evocative. He’s the complete package.
Chapter 2. The Humanitarian as Imperialist
This essay opens in 2000 with Ignatieff attending a press photo shoot given by the UN representative in Kosovo, Bernard Kouchner, and a Spanish general, who have persuaded two local Kosovar politicians, one of them a former commander of the Kosovo Liberation Army nicknamed ‘the snake’, to accompany them to the site of an atrocity. In the night someone laid a landmine. This morning a van driving between two Serb villages ran over it, it detonated, killing two outright and blowing the legs off the one survivor. The two Kosovar politicians say the required words about the need to change hearts and minds. Kouchner delivers his patter. The photographers snap, the new crews record, then it is over and everyone jumps into their cars and speeds off.
Ignatieff accompanies Kouchner to a Serbian monastery. Father Sava, the head of the monastery, has been chosen as a ‘moderate’ leader of the minority Serbian community left in Kosovo when the war ended in 1999. Attacks on Serbs are continuing on a daily basis. Kouchner and the Spanish general assure Father Sava that they are doing everything they can to protect his community. It doesn’t much matter since the simmering Serb community doesn’t believe either Sava or the UN. Not when members of their families are getting blown up or shot every day.
The international community is having to rebuild Kosovo from the ground up, rebuilding its entire infrastructure, economy, everything, making it ‘the most ambitious project the UN has ever undertaken’ (p.51).
Once again Ignatieff repeats that the West wants ‘noble victims’ and doesn’t know how to cope when the victims (the Kosovo Albanians) turn on their former oppressors (the Serbs).
Bernard Kouchner
All this is by way of introduction to a long profile of Bernard Kouchner. Being Ignatieff, he sees Kouchner not so much as a person but as a walking embodiment of an idea, in this case the way the entire doctrine of ‘humanitarian intervention’ has changed and evolved over the past thirty years.
Ignatieff says Kouchner came of age during the heady revolutionary days of Paris 1968. In a change-the-world spirit he volunteered to go serve as a doctor with the Red Cross in Biafra. However, he drastically disagreed with the Red Cross ideology of neutrality, non-intervention and non-reporting, removed his Red Cross armband and was among the founder members of the French organisation Médecins Sans Frontières or Doctors Without Borders. These guys are more prepared to call out the aggressors and killers in the war zones where they operate. Ignatieff considers the pros and cons of the two positions, the Red Cross’s studied neutrality, Médecins’ political engagement.
Ignatieff claims Kouchner also pioneered the involvement of the media in humanitarian aid, realising that people need to be shocked out of their complacency by images of horror and starving children on their TVs. He has been involved in various publicity stunts which drew down a world of mockery from liberal commentators but do, in fact, help to publicise his causes.
It is Kouchner, more than anyone else, who created the modern European relationship between civic compassion, humanitarian action and the media. (p.61)
Kouchner parted from Médecins when the latter won the Nobel Prize in 1999. This is because Kouchner had moved on from thinking aid organisations should speak out about evil, murder, massacre, human-engineered famine and so on, and had progressed to a more assertive position – that humanitarian organisations needed to get involved in political attempts to combat evil.
Aid organisations talk about ‘civil society’ and the ‘humanitarian space’ but Ignatieff says Kouchner thought this was an illusion. Aid agencies are supported and enabled by nation states. More than that, some crises aren’t humanitarian crises at all, they are crimes. Thus Saddam Hussein attacking his Kurdish population, trying to exterminate it and driving it up into the mountains to starve to death wasn’t a ‘humanitarian crisis’, it was a crime against humanity. Situations like this don’t call for the discreet, neutral aid providing of the Red Cross; they must be opposed by force.
This led Kouchner to become deeply involved in French and then UN politics. In 1988 he became Secrétaire d’état for Humanitarian Action in 1988 in the Michel Rocard cabinet, then Minister of Health during Mitterrand’s presidency. He served in the European Parliament 1994 to 1997, chairing the Committee on Development and Cooperation. He became French Minister of Health 1997 to 1999 in Lionel Jospin’s government, and then served as Minister of Health for a third time, 2001 to 2002.
Ignatieff says Kouchner’s positions, then, aren’t just interesting conversation pieces, but have directly influenced French government action. Thus his position influenced the French decision to back the UN resolution to send a peace-keeping force into Bosnia, part of which was meant to protect Sarajevo and Srebrenica. This failed miserably, with the Serbs bombing Sarajevo for years, and rounding up and exterminating 8,000 Muslim boys and men in Srebrenica under the noses of the 300-strong UN peacekeeping force.
The logic of this sequence of events is that only force can work against evil aggressors, and it was this thinking which finally led the Americans to intervene, when they ordered air strikes against Serbian positions in defence of a Croat advance; and then onto the sustained bombing of Belgrade from March to June 1999 to persuade the government of Slobodan Milošević to stop the massacring of Albanian Kosovars.
So the appointment of Kouchner as UN Representative to Kosovo in 1999 was full of historical ironies and meanings. This was the man who had led humanitarian intervention away from the studied neutrality of the 1960s, through active calling-out of the bad guys, towards evermore aggressive intervention against the wrongdoers. So it is the evolution of Kouchner’s theoretical positions which interests Ignatieff.
In this chapter he reiterates what are, by now, becoming familiar points. One is that modern-day ‘humanitarian’ intervention is ‘imperial’ in a number of ways. First and foremost, imperialism means powerful states compelling populations in weaker ones to behave how the powerful ones want them to. But all this talk about reconciliation is far from disinterested altruism: the European nations want to sort out the Balkan issue and impose peace and reconciliation so as to remove a source of political instability which could (in an admittedly remote scenario) draw in either Russia or Turkey. More immediately, restoring some kind of peace is designed to cut off the influx of the Balkans’ most successful exports to Europe, which Ignatieff drily lists as organised crime, drugs and sex slaves (p.60).
Secondly, as in his concluding essay about Bosnia and Afghanistan and in The Warrior’s Honour, Ignatieff is very, very sceptical about the chances of anything like genuine reconciliation. The same ethnic groups are now at daggers’ drawn and will do everything they can to harm or kill members of the opposing groups. He claims that Kouchner was taken aback by the ferocity of the tribal hatred he encountered when he first arrived (p.63), and depicts Kouchner, when he’s not performing for the cameras, as an exhausted and disillusioned man.
As in the essay on Mostar, Ignatieff asks why the victims should be obliged to conform to the Western stereotype of the noble-minded victim? In reality, the second they had the chance, the ‘victims’ have turned the tables and are carrying out a campaign of revenge killings and terrorist atrocities against the Serbs still stuck in north Kosovo who haven’t been able to flee to the safety of Serbia, every bit as brutal as the violence which eventually prompted NATO to start bombing Belgrade.
Ignatieff sees Kouchner as an imperial viceroy who has been parachuted in to try and rebuild the country and prepare it for ‘autonomy’. He calls Kouchner’s power a ‘protectorate’ with a pretence of local autonomy but where rule actually stops with the imperial viceroy, as in the Raj, as in the British and French mandates in the Middle East between the wars. If that was ‘imperialism’, surely this is, too.
Once again, Ignatieff makes the point that maybe what Kosovo needs is not a moderately independent-minded Kouchner, but an utterly independent-minded General MacArthur, the American general who was given a free hand to rule Japan as he saw fit for six whole years after the Second World War. Maybe what the Balkans need is not less imperialism, but a more naked, out-and-out, assertive imperialism. Do this, or else.
(In the event Kosovo declared independence from Serbia on 17 February 2008. As of 4 September 2020, 112 UN states recognised its independence, with the notable exceptions of Russia and China.)
Chapter 3. Nation-building Lite
Max Weber said a state is an institution which exerts a monopoly of the legitimate use of violence over a given territory. Generally, this monopoly is channeled via the institutions of a professional police service and an army. In a Western nation the police are subject to elected politicians and their work feeds into an independent judiciary, while the army is trained and led by professionals.
In a failed state, weapons are everywhere and the use of violence is widely dispersed. Usually, after a period of anarchy, warlords emerge who control the application of violence, at least in their territories, but often only up to a point, and sometimes cannot control permanently embedded, low-level street violence.
The essence of nation-building is to get weapons out of circulation – out of the hands of warlords, paramilitaries, criminal gangs and punks on the street – and restore that monopoly of violence which is one definition of a functioning state; and in so doing to create a space in which non-violent politics – negotiation, discussion and compromise – can be encouraged. It may still be a violent and corrupt state but it is, at least, a starting point.
Ignatieff pointed out in The Warrior’s Honour that, in quite a few failed states round the world, this is now harder to do than ever before, because modern weapons are so cheap and easily available. Some societies have become so soaked in guns that it’s hard to see a way back to unarmed civility.
Afghanistan
And so on to the specific country in question, Afghanistan. Ignatieff recapitulates the modern history of Afghanistan, the Soviet invasion of 1979, the West’s backing of the mujahideen who, once the Soviets left and the West walked away in the early 1990s, degenerated into a civil war of regional warlords. But Ignatieff’s interest in the story is, as always, in the principles and theory behind it.
Reconstruction
He repeats one of his central ideas which is that nation-building takes a long, long time, and then gives a striking example. America’s own nation-building, starting with the Reconstruction Period after the civil war, arguably took an entire century, right up until the civil rights legislation of 1964 finally abolished discrimination against Afro-Americans (p.85).
Reconstruction in Germany and Japan took about a decade, but in both countries the nation-builders were starting off with states with well-defined borders, established (albeit corrupted) institutions, and ethnic homogeneity. The populations of both countries wanted to be reconstructed.
Don’t say when you’ll leave
Igantieff makes the point that one of the secrets of success for an empire is the illusion of permanence, of longevity. As soon as you announce that you’re leaving at some fixed moment in the future, all the vested interests rise up and jockey for power. This is vividly demonstrated by the absolute chaos triggered when the Belgian imperial authorities abruptly withdrew from the Congo at independence, as provinces seceded and new parties jockeyed for power using extra-political means i.e. guns and coups. Same thing happened in Angola where the abrupt announcement of the imperial power, Portugal, that it would completely withdraw its forces in a matter of months led to civil war between the various independence paramilitaries, a civil war which dragged on for 27 years and wrecked the country.
Ignatieff says the Americans have a poor track record on this matter, and a bad reputation for walking away from chaotic states as soon as it suits them. This means local warlords realise they just have to mind their manners and bide their time.
The American withdrawal from Afghanistan, 2021
What Ignatieff didn’t know in 2002 was that the Americans would stay for an epic 20 years nor that the same rule of permanence was to apply: that as soon as Joe Biden announced the US were leaving, people all across the country realised the Taliban would swarm back into power and began making arrangements accordingly, i.e. Afghan police, army and local governors defected to the Taliban within days o fthe last Yanks leaving, so that the entire Afghan security apparatus melted away and the Taliban were in Kabul within a week.
Not so easy, running an empire, is it? Maybe the thousands of American academics who loftily criticise Britain’s chaotic withdrawal from Palestine or India will reflect on the cracking job their boys did in Afghanistan. With 70 more years of academic theorising and practical experience than the Brits, the Yanks still made a complete shambles of it.
Europe and America: division of roles
Ignatieff makes another snappy point: how can American Republican administrations, who are fanatically opposed to Big Government, find themselves spending tens of billions of dollars creating huge administrations in foreign countries? Easy. They get the Europeans to do it. The Americans are good at fighting (Ignatieff says that, in a sense, America is the last truly warlike nation in the West) so they handle the bombs and drones and special forces. Then the Europeans then move in with the peacekeeping police forces and the droves of humanitarian aid agencies, building schools, hospitals etc. Yin and yang.
Chapter 4. Conclusion: Empire and its Nemesis
Ignatieff describes modern Western nation-building as ‘imperial’ because:
its main purpose is to create stability in border zones essential to the security of the great powers
the entire project rests on the superior armed might of the West
no matter how much ‘autonomy’ is given to local rulers, real power always remains in Washington
In addition, he repeats the point that all empires have to ration their interventions. You have limited resources: which of the world’s endless trouble spots can you afford to address? Ignatieff points out the basic hypocrisy of ‘humanitarian intervention’ which is that it is only carried out in places which are convenient or important to the West. The West is never going to intervene in Chechnya or Crimea or Xinjiang because they are the preserves of other empires.
And the new imperialism is not only lite it is impatient. The British gave themselves generations to prepare the populations of India for independence. The UN gives places like Kosovo or Afghanistan 3 years before they have to hold their first elections. Hurry up! This is costing us money!
No imperialists have ever been so impatient for quicker results. (p.115)
Why? Partly the short attention span of the modern media, always hurrying on to the next story. (It took, by my calculation, about ten days from the American departure from Afghanistan being the biggest story in the whole world to being completely ignored and forgotten about.)
And then the short election cycles in democracies. Whatever plans you put in place now, at the next election in a few years’ time the leader of the opposition party will be promising to bring our boys home and save everyone a shedload of money. Western democracies, by their very nature, struggle to make long-term commitments to anything.
This concluding essay takes its title from a reflection on the enduring force of nationalism which empires find so difficult to counter. In the end, the European empires were defeated by the indomitable resilience of their colonies’ nationalist movements. This was the lesson the Americans should have learned from Vietnam. It wasn’t their weapons which won the Viet Cong victory, it was their nationalist convictions. Nationalism always trumps empire.
Nationalism will always prove to be the nemesis of any imperial nation-building project. (p.117)
Ignatieff didn’t know this when he wrote these lines, but they were to apply to the American invasion of Iraq which commenced just as his book was being published. The Americans overthrew a dictator and promised to bring peace and plenty but were utterly unprepared for the violence of the forces that then attacked them from all sides.
Thoughts
1. So Ignatieff’s message is that if liberal humanitarians really want to do good, they should really intervene: go in hard, defeat the bad guys, disarm them, force parties to the negotiating table, and run things themselves, setting up strong national institutions and teaching squabbling factions what democracy looks like in practice. And they have to do this for years, decades maybe, until the institutions and mindsets of civic society have been thoroughly inculcated. And only leave when everything is completely in place for the transition. In other words – imperialism. Not the kind of imperialism which exploits the native populations and rips off their raw materials. An altruistic imperialism, a humanitarian imperialism. But imperialism all the same.
2. When Ignatieff devotes a chapter of The Warrior’s Honour to the West’s growing sense of weariness and disillusion with humanitarian intervention, I suspected he was mainly talking about himself. This book shows a further deterioration in his attitude. I simply mean he has become markedly more cynical.
Across-the-board hopes have been crushed, ideals have been compromised, ambitions have been stymied. Much of this may reflect the appalling history of the 1990s, but I also think some of it may be a projection of Ignatieff’s own growing disillusion.
You feel this downward trajectory when he says that Bernard Kouchner arrived in Kosovo in July ‘talking about European values, tolerance and multiculturalism’ but by Christmas this had been revised down to hopes for ‘coexistence’ (p.63). Kouchner simply hadn’t anticipated the hatred and the intransigence which he found in Kosovo. So many aid workers and proponents of humanitarian intervention don’t. In Blood and Belonging Ignatieff refers fairly respectfully to ‘the international community’. Eight years later he refers to it as:
what is laughingly referred to as the ‘international community’. (p.97)
His journey his taught him that the international institutes he used to respect are, in fact, a sham.
He is particularly disillusioned with the international aid industry, which he sees as almost a scam, a locust swarm of very well-paid white Western graduates, who fly in, can’t speak the language, pay over the odds for everything thus pricing the locals out of accommodation and food, stay hunkered down in their armoured enclaves, drive everywhere in arrogant white 4-by-4s, and cook up huge impractical ‘aid’ projects without consulting any of the locals. All the Afghans he talks to complain to Ignatieff about the NGOs’ arrogance and condescension. It is the old colonialist attitude but now with emails and shades. During the course of this book he takes to referring to the aid organisation community dismissively as ‘the internationals’, by contrast with the poor, often ignored ‘locals’, the people who actually live there.
In this book Ignatieff is as clever and incisive and thought-provoking as ever. But sometimes he sounds really tired.
Credit
Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan by Michael Ignatieff was published by Vintage in 2003. All references are to the 2003 Vintage paperback edition.
This is an outstanding book, bubbling over with ideas and insights on a subject which is as relevant today as when it was written back in the early 90s. It’s actually the book of a BBC TV series. In 1993 Ignatieff and his five-man TV crew travelled to Croatia and Serbia, recently reunified Germany, Ukraine, Quebec, Kurdistan, and Northern Ireland to see at first hand what was already being heralded as the rise of a new kind of virulent nationalism following the end of Cold War and fall of the Soviet Union.
The text he’s produced is the extreme opposite of the two books of journalism about the Rwandan genocide which I’ve just reviewed, We Wish to Inform You That Tomorrow We Will Be Killed With Our Families: Stories from Rwanda by Philip Gourevitch (1998) and Season of Blood: A Rwandan Journey by Fergal Keane (1995).
What irritated me about those books was that the authors had travelled widely and had unparalleled access to loads of eye witnesses and key officials and yet were incapable of coming up with a single useful idea about what they had seen. The best Gourevitch could manage was repeated references to the Bible story of Cain and Abel and the best Keane could come up with at the very end of his book was the pathetic injunction ‘that we do not forget’ (p.191).
This is because they are journalists, paid to get to the trouble zone, report what they see, what people say, and leave it that. The lack of intellectual content worth the name explains why I find books by even very good journalists like John Simpson or Robert Fisk disappointingly empty of ideas.
By contrast, Ignatieff is a trained historian and political scientist, who has held a dazzling array of positions at academic institutions around the world, including a PhD from Harvard and senior research fellowship at Cambridge, before his writing and teaching became more involved with political theory, international law and human rights.
The result is that this book, although essentially a collection of travelogues and interviews just like Gourevitch and Keane’s, overflows with brilliant, invaluable insights into the origins and nature of the chaotic new nationalism and ethnic conflicts which followed the collapse of the Soviet Union and the end of the imperial duopoly which had run the world from 1945 to 1990 (otherwise known as the Cold War).
Right at the start of the book, Ignatieff takes all he’s learned on his journeys and boils it down into a set of principles and insights which are laid out in his ten-page introduction. I think these ten pages are among the most intelligent things I’ve ever read on any subject. Here’s a summary.
Blood and Belonging
As it passes beyond a UN-held checkpoint in Pakrac between Serb- and Croat-held territory in the former Yugoslavia, the crew’s van is stopped by drunk Serbian paramilitaries who insist they are spies because they saw them talking to Croatians, and are about to hijack the van and drive it off who knows where, maybe to shoot them all, when one of the UN soldiers intervenes, persuades the drunk Serbs out of the van, and lets them drive on their way.
This was the moment in my journeys in search of the new nationalism when I began to understand what the new world order actually looks like: paramilitaries, drunk on plum brandy and ethnic paranoia, trading shots with each other across a wasteland; a checkpoint between them, placed there by something loftily called ‘the international community’, but actually manned by just two anxious adolescents… (p.2)
When the Berlin Wall came down Ignatieff, like other cosmopolitan liberals of his type, thought it heralded a new era of freedom and justice. This is because (as I keep banging on) Ignatieff and his class do not realise what a tiny tiny fraction of the world’s population they represent – highly privileged, affluent, super-well-educated, international liberals gaily flying around a world mostly inhabited by resentful peasantries crushed by poverty and trapped in failing states.
He says the Cold War was really an extension of the era of European imperialism but in which the world was ruled not by half a dozen European nations but by America or Russia. Cold War terror i.e. the fear of nuclear armageddon, produced peace and stability, of a sort. The fall of the Berlin wall signalled the end of this final phase of Western imperialism. But it wasn’t followed by a blossoming of civic nationalism of the sort Ignatieff and his fellow liberals hoped for (‘with blithe lightness of mind’), for the very simple reason that most people are not sensitive liberal playwrights like Vaclav Havel.
What has succeeded the last age of empire is a new age of violence. The key narrative of the new world order is the disintegration of nation states into ethnic civil war; the key architects of that order are warlords; and the key language of our age is ethnic nationalism. (p.2)
Three levels of nationalism
As a political doctrine, nationalism is the belief that the world’s people are divided into nations, and that each of these nations has the right of self-determination, either as self-governing units within existing nation states or as nation states of their own.
As a cultural ideal, nationalism is the claim that while men and women have many identities, it is the nation which provides them with their primary form of belonging.
As a moral ideal, nationalism is an ethic of heroic sacrifice, justifying the use of violence in the defence of one’s nation against enemies, internal or external. (p.3)
In the contexts Ignatieff is looking at, nationalism is about violence.
Nationalism is centrally concerned to define the conditions under which force or violence is justified in a people’s defence, when their right of self-determination is threatened or denied. Self-determination here may mean either democratic self-rule or the exercise of cultural autonomy, depending on whether the national group in question believes it can achieve its goals within the framework of an existing state or seeks a state of its own. (p.3)
Civic nationalism versus ethnic nationalism
Nationalisms talk a lot about ‘the people’ and sometimes invoke ideas of ‘democracy’ but this is deceptive, since ‘the people’ often turns out not to include a lot of the people who live in a particular area, in fact the exact opposite, it turns out that ‘the people’ refers to a restricted and highly defined set. To clarify this, Ignatieff defines another two types of nationalism.
Civic nationalism maintains that the nation should be composed of all those – regardless of race, colour, creed, gender, language or ethnicity – who subscribe to the nation’s political creed. This nationalism is called civic because it envisages the nation as a community of equal, rights-bearing citizens, united in patriotic attachment to a shared set of political practices and values. This nationalism is necessarily democratic because it vests sovereignty in all of the people. (p.4)
Ignatieff says this concept of civic nationalism was pioneered in Great Britain which by the mid-eighteenth century consisted of a nation state united by a civic and not an ethnic definition of belonging i.e. shared attachment to certain institutions: the Crown, Parliament, the rule of law.
Admittedly this was a civic model restricted to white, (straight) male landowners. The history of nations characterised by this kind of civic nationalism, such as the UK and USA, can be seen as one in which during the nineteenth and twentieth centuries, those excluded groups fought for full civic inclusion.
As a result of their struggle, most Western states now define their nationhood in terms of common citizenship and not by common ethnicity. (p.4)
The other type of nationalism is ethnic nationalism. This is typified by Germany. When Napoleon occupied the German principalities in 1806 he unleashed a wave of patriotic fervour. German poets and politicians argued that it was not the state which created a people – since they did not then possess one unified state – but the people, the ethnic group, the Volk, which forms the state. Instead of the cold logic of the Napoleonic code with its abstract insistence on ‘rights’, German writers across the board insisted a nation was made out of feeling, a feel for and love for the people’s language, religion, customs and traditions.
This German tradition of ethnic nationalism was to go on and reach its acme in the hysterical nationalism of Hitler and the Nazis. But Ignatieff points out that it was this form of ethnic or cultural nationalism – not the civic nationalism of Britain or France – which inspired intellectuals in all the countries of Eastern Europe which, in the nineteenth century, were controlled by foreign empires (Poles and Ruthenians and Baltic peoples by the Russian Empire; Serbs, Romanians and Bulgarians under the Ottoman Empire; Croats by the Austro-Hungarian Empire).
Sociological realism
Which of these two types of nationalism, civic or ethnic, is a more realistic reflection of actual societies? Which has more sociological realism?
Of these two types of nationalism, the civic has a greater claim to sociological realism. Most societies are not mono-ethnic; and even when they are, common ethnicity does not of itself obliterate division, because ethnicity is only one of many claims on an individual’s loyalty. According to the civic nationalist creed, what holds a society together is not common roots but law. By subscribing to a set of democratic procedures and values, individuals can reconcile their right to shape their own lives with their need to belong to a community. This in turn assumes that national belonging can be a form of rational attachment.
Ethnic nationalism claims, by contrast, that an individual’s deepest attachments are inherited, not chosen. It is the national community which defines the individual, not the individuals which define the national community. This psychology of belonging may have greater depth than civic nationalism’s but the sociology which accompanies it is a good deal less realistic. The fact that, for example two Serbs share Serbian ethnic identity may unite them against Croats, but it will do nothing to stop them fighting each other over jobs, spouses, scarce resources and so on. Common ethnicity, by itself, does not create social cohesion or community, and when it fails to do so, as it must, nationalist regimes are necessarily impelled towards maintaining unity by force rather than by consent. This is one reason why ethnic nationalist regimes are more authoritarian than democratic. (p.5)
You can see why civic nationalism is harder to create than ethnic nationalism because it depends on two things: strong, functioning, well-established and long-lasting institutions, and an educated population. The UK has both, having had universal primary school education for 150 years, and a complex web of long-running institutions like the monarchy, Houses of Parliament, an independent judiciary, local governments, courts, police forces and so on. It has taken a long time and successive generations of hard-working, selfless public servants, politicians, activists and reformers to achieve the current state of British civic nationalism, and nobody agrees it’s perfect. In fact everybody has an opinion about where it is still far from perfect and what needs to be reformed. But all this exists within a broad framework of civic nationalism, namely everyone agrees that all British citizens are equal and entitled to equal rights.
1. Ethnic nationalism is easier
Compared with the complexity of mature civic societies such as Britain, America or France, you can see how ethnic nationalism is simpler: a certain ethnic group seizes power and defines itself and its members and rests its power precisely by who it excludes: everyone not part of the ruling ethnic group who quickly find themselves being attacked as traitors, then rounded up and imprisoned.
Leaving all morality to one side, you can see why government by ethnic nationalism is always going to be quicker to define, set up and manage, especially in states which have little if any experience of the complex web of power centres, rules and traditions which make up civic nationalism.
On this reading it should come as no surprise to anyone that ethnic nationalism, being the quicker, easier option, should be the one opted for by rulers who suddenly find themselves liberated from the rule of imperial masters and with big complicated countries to run.
Roughly speaking, this explains what happened:
in the early 1960s in Africa, when the newly liberated post-colonial nations found they had to be ruled somehow and in the absence of the deep-rooted institutions and traditions required by civic nationalism, reverted to authoritarian rule often based around the ruler’s ethnic group, which led to numerous wars of independence fought by ethnic groups who wanted their own nations, for example Biafra in Nigeria and Katanga in Congo, and the long-running war of independence in Eritrea
in the early 1990s in eastern Europe, where the new rulers of the 15 or so nations freed from Soviet hegemony discovered that the quickest way to establish and consolidate power was with forms of nationalism which invoked the supremacy of their people, their Volk, by shared allegiance to language and religion instead of to the more abstract institutions of civic nationalism, a creed which led to actual civil wars in the former Yugoslavia and Ukraine
in the early 2010s, when a raft of Arab countries threw off their long-standing dictators but found that, instead of automatically transitioning to civic nationalism as so many day-dreaming liberals hope, promptly plunged into chaotic civil wars based on ethnic or religious allegiance, most notably in Libya and Syria
The tendency to authoritarianism and extremism of government by and on behalf of ethnic majorities explains the genocides in Rwanda and Sudan. In countries based on ethnic nationalism, the most extreme nationalists have a nasty habit of floating to the top and then, in situations of stress – such as the invasion and war in Rwanda or the famine in Sudan – they resort to the most extreme form of ethnic nationalism imaginable, which is the sustained attempt to exterminate everyone who doesn’t belong to the ruling ethnic group.
2. Ethnic nationalism fills a political vacuum
When the Soviet empire and its satellite regimes collapsed, the nation state structures of the region also collapsed, leaving hundreds of ethnic groups at the mercy of one another. Since none of these groups had the slightest experience of conciliating their disagreements by democratic discussion, violence or force became their arbiter. (p.6)
So ethnic nationalism flourishes where there is no tradition of democratic discussion and no experience of the (admittedly often complex and sometimes borderline corrupt) bargaining involved in democratic politics.
3. Negative reason for ethnic nationalism – avoidance of fear
The sense of belonging to an ethnic group within a nation based on ethnic nationalism has many aspects, positive and negative. The most obvious negative one, is the escape from fear. In a society falling to pieces, you are afraid of everyone. This fear is considerably lessened if you know you can at least trust everyone of your own ethnic group. In this respect, ethnic politics are an improvement on a state of total anarchy, where you can’t trust anyone.
In the fear and panic which swept the ruins of the communist states people began to ask: so who will protect me? Faced with a situation of political and economic chaos, people wanted to know who to trust, and who to call their own. Ethnic nationalism provided an answer which was intuitively obvious: only trust those of your own blood. (p.6)
Belonging, on this account, is first and foremost a protection against violence. Where you belong is where you are safe; and where you are safe is where you belong. (p.6)
This was the very important conclusion which came out of the many books I’ve read about the Weimar Republic and the chaotic social and economic situation of so much of continental Europe between the wars. The scared human animal prefers security to freedom. Given a choice between the politician who promises a crackdown on lawlessness, a return to order and stability, with the temporary curtailment of some human rights, and the politician who insists on the primacy of human rights but can’t promise anything about the economy, jobs and violence on the streets, people will always vote for the former. This explains why in the economic and political mayhem between the wars, almost every European nation ended up being ruled by authoritarian or out and out fascist governments.
4. Positive reasons for ethnic nationalism – belonging
That’s the negative aspect, escape from fear of anarchy. But there are also numerous positive aspects of ethnic nationalism which Ignatieff encapsulates as the sense of belonging.
At Oxford Ignatieff studied under Isiah Berlin (wow) and quotes him here to the effect that to be among your own people is to be confident that you will be understood, without having to explain. It is to feel at home among people who share the same language, catchphrases, jokes and references, love the same music, can quote the same national epic and so on.
‘They understand me as I understand them; and this understanding creates within me a sense of being someone in the world.” (quoted page 7)
This explains why the issue of language is so central to disputes in ethnic nationalism over the centuries. If the ‘official’ language, the language of street signs and government forms, is not the language you speak, then quite clearly you are not at home. Hence the issue of which language street signs are in can end up being a matter of life or death.
It also explains why so many of the ethnic nationalists Ignatieff meets are so sentimental. In Croatia, Ukraine and Belfast he met members of violent paramilitaries who showed a consistent tendency to get maudlin drunk, burst into tears or burst into rousing renditions of their national anthem or rebel songs. Sentimental kitsch is the characteristic art form of ethnic nationalists. (He nowhere mentions it, but the idea of a self-pitying, over-armed, drunk sentimentalism reminded me of a certain type of nostalgia for the Confederacy in the American South.)
5. Irresponsibility
There’s another positive aspect of the kind of ethnic nationalism he describes, which is its irresponsibility. Time and again in his journeys he talks to militiamen, paramilitaries and their political leaders, and finds them all saying the same thing: it’s not our fault. This avoiding of responsibility takes at least three forms: 1. it’s all the other side’s fault. 2. we’re the victims. 3. it’s all history’s fault.
Their fault
Again and again, drunk, self-pitying militiamen explain it was the other side who started it, we’re the victims in all this, we only took up arms to protect ourselves, to fight back. Ignatieff doesn’t mention the Rwanda genocide because it hadn’t taken place when he made his tour, but this is exactly the excuse made by every Hutu nationalist interviewed by Philip Gourevitch or Fergal Keane: ‘The Tutsis started it, the Tutsis used to lord it over us, the Tutsis invaded our country: so that’s why we have to exterminate every Tutsi we can find, even the grandparents and the little babies. Why can’t you understand?’
We’re only protecting ourselves
Same view given to Ignatieff about why the Serbs had to bomb Sarajevo, in a siege which went on long after he’d left, in fact from 5 April 1992 to 29 February 1996. Lasting 1,425 days, this made the siege of Sarajevo the longest siege of a capital city in the history of modern warfare, lasting three times as long as the Battle of Stalingrad and more than a year longer than the siege of Leningrad. Talk to any Serb commander and they would patiently explain that they had to surround and bombard the city for 4 years in order to protect themselves.
History is to blame
All the militias knew far too much history. From the UDA and IRA in Belfast to the Serb and Croat militias, all these people know far too much about their country’s histories and the histories they know prove they are right. This disproves two great liberal nostrums which I’ve always queried:
Those who ignore their own history are condemned to repeat it. Rubbish. It’s almost always the opposite, it’s the Serbs nursing their grievances going back to the Yugoslav civil war of 1941 to 1945 or, if you like, going all the way back to the famous battle of Kosovo in 1389, it’s the Croats nursing their grievance against wartime Chetniks; or the IRA celebrating their long tradition of martyrs or the UDA nursing endless grievance at the way they’re betrayed by the London government. For all these groups their history is a history of grievances and carefully tending it and memorising it traps them in the prison-house of their nationalist narratives and condemns them to repeat the same conflicts over and over. (It is in this spirit that James Joyce made his famous declaration, leaving Ireland to its endless squabbles in order to make a new life abroad, that ‘History is a nightmare from which I’m trying to awake.’ Ethnic nationalists relive and re-enact the nightmare day after day but can never exorcise it.)
History will prove us right. Rubbish. History is as contested as contemporary politics i.e. historians will argue about the significance and legacy of this or that event till the cows come home and very often are swayed by simple professional motivation i.e. the need to come up with a new angle, ‘shed new light’ and so on. The notion that there will eventually emerge one unanimous version of history is a fantasy.
But back to the main theme, blaming history is a way of avoiding taking responsibility yourself. Hence the drunken mumbling of some militia Ignatieff interviews that ‘history is to blame’. This is cognate with the white liberal guilt over empire which drives Gourevitch and Keane to lay blame for the Rwandan genocide on the Belgian authorities for introducing ethnic identity cards in the 1930s and thus hardening the divide between Hutus and Tutsis. This is where the objective study of history topples over into the crowd-pleasing activity of naming and blaming, of which there is no end.
6. Ethnic nationalism as career path = warlordism
Intellectual categorisation of ethnic nationalism risks overlooking another really obvious factor in the rise of ethnic nationalism, which is that it offers a career path to supreme power for men the world had otherwise overlooked and, especially, for latent psychopaths:
Nationalist rhetoric swept through these regions like wildfire because it provided warlords and gunmen with a vocabulary of opportunistic self-justification.
The anarchy of a collapsing state presents terror to most civilians but career opportunities for those brave and amoral enough to seize them. Hence warlordism, a version of the mafia. Local strong men emerge who dominate their area, who rule through fear and intimidation and violence but, if you are of the right ethnic group and follow the rules, they also bring peace and certainty. Which is why Ignatieff is taken on a tour of his fiefdom by one such local strongman and is impressed at the way his open-top car is greeted by cheering crowds, women offering their babies to be kissed, local businessmen giving him gifts.
Some people might find this easiest to understand this as a kind of mafia rule, but it reminds me of the Anglo-Saxon epic Beowulf and its depiction of a Dark Age Europe made up of a patchwork of very localised regions ruled over by thousands and thousands of warrior kings who ruled by dint of winning battles and distributing loot to their soldiers. It’s this kind of historical perspective i.e. the unchanging link between Europe 500 AD and 2000 AD, which makes me think human nature, and the kind of social structures it creates, over and over again, in all times and places, doesn’t change very much.
Ethnic nationalism within civic states
Obviously, you can have ethnically chauvinist movements within civic nationalist societies, and this would include the movement for Catalan independence in Spain and Irish nationalists in Northern Ireland, who themselves spawn their opposites, Spanish nationalists within Catalonia, and the special case of the Unionists within Northern Ireland.
Cosmopolitanism and privilege
Finally, Ignatieff addresses the issue of his own perspective and makes the one cardinal point that I have made hundreds of times in this blog which is that cosmopolitan intellectuals have proved to be wrong, wrong and wrong again about the world they live in.
He devotes a fairly long passage to explaining why. He and his ilk of jet-setting intellectuals thought the rest of the world was like them, an associate professorship at Harvard, a research fellowship at Cambridge, a year-long teaching placement in Paris. Winners of life’s game flying round the world on expense accounts, eating out at fine restaurants, knowledgeable about wine and poetry. He and his friends thought the world was set to become ever-more cosmopolitan, ever-more multicultural, ever-more relaxed about race and ethnicity.
But Michael was the son of a Canadian diplomat, who moved his family around the world to different postings, so young Michael grew up naturally cosmopolitan, speaking numerous languages. He was sent to a top private school in Canada where he acquired the elite education and psychological confidence to feel right at home discussing definitions of liberty with Isaiah Berlin. Just like BBC correspondent and superstar Fergal Keane attended the leading boys private school in Ireland, works for the impeccably liberal BBC, and found himself at a complete loss to explain the Rwandan genocide.
Neither of them can comprehend the anger of being an outsider, the all-consuming rage caused by being a member of the poor, the exploited, the repressed, the ignored, the downtrodden, the humiliated, the shat-upon, the mocked and the ridiculed, told they are losers and deserve to be losers for the whole of their lives…
And how – when society starts to fall apart, when there’s an economic collapse, when an invading army turns everything upside down – then it’s your turn to get your revenge, to get your own back, to show them all you aren’t a slave and lackey to be ignored and humiliated but a man, a real man, a strong man, who can click his fingers and have whole villages exterminated, who can hold the life or death of prisoners in the palm of his hand, who distributes the pickings from the looted houses among his followers, likewise the kidnapped women and keeps the best for himself.
Neither Fergal nor Michael have a clue what that must feel like and so simply can’t comprehend what motivates so many of the ordinary soldiers, militiamen and paramilitaries they meet to carry out the murders, gang-rapes, tortures and massacres which their books describe.
But the big difference is Michael is aware of it. Not just aware, but places his own self-awareness of his privilege and ignorance within a dazzling intellectual, political and historical framework which does an enormous amount to clarify, define and help us understand the broader sociological and political causes of the new world disorder.
He acknowledges that the ‘privilege’ he has enjoyed is the reverse side of the coin of the plight of most people in the world. During the Cold War most of the world was divided up into American or Soviet spheres of influence, and these paymasters acted to restrain, up to a point, the behaviour of their clients in countries around the world. But when the Cold War ended, this support and this restraint disappeared from scores and scores of countries where fear of the Cold War master had kept an uneasy peace.
As a result, large sections of Africa, Eastern Europe, Soviet Asia, Latin America and the Near East no longer come within any clearly defined sphere of imperial or great power influence. This means that huge sections of the world’s population have won ‘the right to self determination’ on the cruellest possible terms: they have been simply left to fend for themselves. Not surprisingly, their nation states are collapsing, as in Somalia and in many other nations in Africa. (p.9)
So, with the imperial police withdrawn from large parts of the world, ethnic rivalries and enmities which had been kept bottled up for generations, could burst out anew: Yugoslavia. Rwanda. The new chaos only appears inexplicable to Ignatieff and most of his readers because they don’t grasp the fundamental geopolitical realities and, more importantly, are limited in their understanding, by their sociological situation.
Globalism in a post-imperial age only permits a post-nationalist consciousness for those cosmopolitans who are lucky enough to live in the wealthy West. It has brought only chaos and violence for the many small peoples too weak to establish defensible states of their own. (p.9)
And:
It is only too apparent that cosmopolitanism is the privilege of those who can take a secure nation state for granted. (p.9)
And:
A cosmopolitan, post-nationalist spirit will always depend, in the end, on the capacity of nation states to provide security and civility for their citizens. (p.9)
Thus when Keane gets into a tricky confrontation with border police, he can play his BBC and British government card. When Gourevitch gets into a tight spot, he can point out he’s an American and his government probably supplies arms to whatever ramshackle militia he’s dealing with. Or both can buy their way out of trouble with dollars, which the BBC or the New Yorker can provide by the suitcase full in order to rescue them. Both dip their toes in the chaos of failed states confident that they always can, if push comes to shove, buy their way out and get on the next plane home.
Neither of them seem to appreciate what it means to be someone who grows up in a society where there is no escape and where ‘kill or be killed’ is the only law and which has been drummed into you since childhood.
Ignatieff makes the dynamite point that many of the most senseless killings and brutal murders can be understood if you grasp the idea that they are fighting and murdering in order to bring a full, final and complete peace to their countries so that they can enjoy the same sense of security and safety which Gourevitch, Keane and Ignatieff have taken for granted all their lives.
Summary
It is Ignatieff’s mighty achievement to not only have created a conceptual framework which makes sense of the panorama of post-Cold War anarchy, extracting core principles and ideas which shed light on every aspect of the new nationalism; and not only to deliver high quality intellectual insights about all the conflicts this book goes on to investigate; but also to deliver an unblinking, candid and winning analysis of his own privileged position, which makes him such a fantastic guide to the new world disorder of the 1990s.
Credit
Blood and Belonging: Journeys into the New Nationalism by Michael Ignatieff was published by BBC Books in 1993. All references are to the revised 1995 Vintage paperback edition.
The new world disorder
When the Soviet Union collapsed, the Berlin Wall came down and the countries of eastern Europe and central Asia were freed from Soviet tyranny, many Western politicians and commentators optimistically thought this marked the end of history and the dawning of a golden era of peace and democracy. Well, as any fool could have told them, they were wrong, very wrong.
Instead, relieved of the threat of socialist parties and movements (which found themselves suddenly deprived of moral, political and sometimes financial support by the Soviets) a new more virulent form of neo-liberal capitalism triumphed around the world. Workers and even middle classes in the developed world found their living standards steadily declining, and entire third world countries found themselves being exploited even more effectively by an international capitalist system evermore focused on supporting the lifestyles of westerners and a new class of international global super-rich.
Lacking political maturity (i.e. established democratic systems with a track record of the peaceful transition of power from one elected administration to another; the multifarious aspects of civil society such as a free press, charities) many newly liberated nations, afflicted with economic stress, political instability and unresolved nationalist-ethnic-border issues, not surprisingly, experienced major problems.
The specific causes were different in each case but instead of an outbreak of peace, love and understanding, the 1990s saw the Gulf War, the collapse of Somalia, civil war in former Yugoslavia and the Rwandan genocide, to name just the highlights.
The Islamic terrorist attacks of 9/11 added a whole new layer of misunderstanding and confusion to an already chaotic world, leading directly to the US invasion of Afghanistan and Iraq and subsequent destabilisation of the entire region. And was followed by the so-called Arab Spring of 2011 which, once again, naive liberal commentators welcomed as an outbreak of democracy and equality but almost immediately led to chaos, civil war and the rise of regional warlords, in Syria and Libya to take the two most notable examples.
The 160 pages or so of this tidy little book are like a pendant to ‘Battle Cry of Freedom’, McPherson’s vast 860-page history of the Civil War Era, which I have reviewed at length.
Crossroads of Freedom is part of a series called Pivotal Moments in American History. In his introduction McPherson says that, as you might expect, there were numerous important moments in the American Civil War, before going on to explain why he thinks the Battle of Antietam on September 17, 1862 justifies his focus.
Why Antietam?
Closest the South ever came to victory
In a nutshell it’s because Antietam was the closest the South came to taking Washington DC, an event which would have not just demoralised the North and possibly fatally weakened its army. Far more importantly, it would have a decisive step toward achieving the South’s primary war aim which was Recognition by the International Community. The French followed Britain’s lead and Britain hesitated to recognise the South as a separate nation until it proved itself economically viable and secure. Seizing the opponent’s capital city would have been the most dramatic proof possible that the Confederacy was indeed a nation in its own right. And Antietam was the closest they came. And they failed.
Robert E. Lee’s army of Northern Virginia lost about a quarter of its number and he decided to abandon the attempt to take the capital and withdrew back into Virginia. The South’s defeat at Antietam not only weakened them militarily, but also psychologically. Despite two and a half more years of war and many more victories on their own soil, they would never again come so close to striking one decisive blow.
The war for freedom
A year earlier President Lincoln had begun seriously considering declaring that one of the North’s war aims was to liberate the South’s slaves and abolish slavery as an institution, but had decided not to do so so as not to jeopardise the uneasy allies in the Northern Camp such as some factions in the so-called borderline states (for example Missouri and Kentucky) and the entire Democrat Party (Lincoln and the American government when the war broke out, were Republican).
Republican President Abraham Lincoln
The crushing defeat of the South’s forces at Antietam emboldened Lincoln to go ahead and make his declaration, on 1 January 1863, converting the war from one which merely wished to reincorporate the rebel states back into the Union to an all-out attempt to crush the South, to abolish the central element of its economic system, to abolish slavery and completely remould the South on the model of the free market, capitalist North.
Casualties
In fact the most consistent argument McPherson uses is the appalling casualties of the battle. A staggering 23,100 men were wounded, killed or missing in action during the battle. In a move which made sense in 2002 when the book was published, but itself looks like a historical curio, McPherson opens his text by comparing the estimated 6,000 deaths at Antietam (September 17 1862) to the (then) recent atrocity of September 11 2001, when 2,997 died; and goes on to point out that the number of casualties at Antietam was four times greater than American casualties on the Normandy beaches on D-Day Jun 6 1944, more than the war casualties of every other war the US fought in the nineteenth century put together (the War of 1812, the Mexico-America War, the Spanish-American War and all the Indian wars). It was ‘the bloodiest day’ in American history.
‘No tongue can tell, no mind can conceive, no pen portray the horrible sights I witnessed.’ (Pennsylvania soldier in his diary, quoted on page 129)
So those are the reasons McPherson adduces for choosing the Battle of Antietam as his ‘Pivotal Moment in American History.’
What is Antietam?
Antietam is a small river which runs south through Maryland into the River Potomac near the hamlet of Sharpsburg. The battle took place across the river in the sense that some of the largest casualties occurred when Union troops attempted to cross narrow bridges or ford the 30 metre-wide river. The North refer to it as the Battle of Antietam, the South the Battle of Sharpsburg.
It is pronounced Ant-eat-em, or, in American, Ant-eed-em.
Key learnings
Secession not civil war
In a sense it wasn’t a civil war. A civil war breaks out all over a country, for example in Britain in the 1640s where the Roundheads sought to overthrow Charles I’s rule over the nation. So that was a struggle between competing factions for control of one nation.
The American ‘civil war’ was more a secession. The 11 southern slave states seceded or withdrew from the nation called the United States and declared themselves a new country, with a new capital at Richmond Virginia, a new flag, and a new president, Jefferson Davis.
Confederate President Jefferson Davis
It was more comparable to events in other post-colonial countries where a province wanted to secede but the central government fought a war to hang onto and control the seceding territory, for example Biafra in Nigeria or Eritrea seeking independence from Ethiopia, the struggle of South Sudan to become independent of North Sudan, and so on.
This meant that, militarily, the North had to conquer the South in order to force it back into the country called the United States – which in practical terms meant seizing the Southern capital, Richmond, ideally along with its government – whereas all the South had to do was maintain its territorial integrity i.e. sit back and repel the North’s attacks.
As with many secessions the impartial observer is tempted to ask, Why not? Why shouldn’t Biafra seceded from Nigeria, Eritrea from Ethiopia or the Confederate states from the Union?
President Abraham Lincoln thought he had been elected president of all of America and it was his duty to maintain the nation’s integrity. He thought the South must be compelled to return back into a state they wished to leave. It’s very tempting to ask, Why?
Expansion West – would the new states be slave or free states?
One reason may have been that the US was a very unfinished nation, with most of the Western half of the continent far from settled, with much of it divided into territories which had yet to attain the legal status of ‘states’. At the time of the war the US consisted of 34 states i.e. 16 of today’s 50 states did not yet legally exist.
Therefore it wasn’t an act of secession taking place within a fixed and defined territory. Above all, the chief cause of the war was whether the new states being defined to the West – states such as Kansas, New Mexico, Arizona and so on – would be slave states of free states.
The American Civil War was a war fought against the expansion of slavery into the territories acquired after the Mexican-American War. It was not about the moral rectitude of Lincoln or the North. Although he personally found slavery abhorrent, he believed in the innate superiority of the white race. His paramount goal was not the freedom of over four million black slaves but to save the Union at all costs. He once said:
‘My paramount object in this struggle is to save the Union, and it is not either to save or destroy slavery. If I could save the Union without freeing any slave I would do it; and if I could save it by freeing all the slaves, I would do it; and if I could save it by freeing some and leaving others alone, I would do that. What I do about slavery and the colored race I do because I believe it helps to save the Union, and whatever I forbear, I forbear because I do not believe it would help to save the Union.’
So it was not only a struggle to define what the country called the United States would consist of in the 1860s, but the result would determine whether the just-about-to-be-created states would belong to the existing union or join the Confederacy. In one sense the North and the South were fighting over who would own the West.
By ‘own’ I mean which social and economic model the Western states would adopt, slavery or non-slavery. Both sides were determined that the about-to-be-created states should adopt their social and economic system. You can see why this was a really fundamental problem which was almost impossible to decide by political means.
How the expansion of slave states would permanently alter the political balance in the US
Moreover it had a direct impact on the nature of the politics of the USA. Each American state sent two senators to the Senate, regardless of population. Therefore, there was a naked power struggle whenever a new state was admitted to the Union as to whether its two senators would be pro or anti slavery, the decision of each state threatening to upset the very finely tuned balance of power between slave and anti-slave states in Congress.
American politicians managed to defer the multiple aspects of the issue from the 1830s through the 1850s but as the nation expanded westwards it became ever-more pressing, until the series of expedients and compromises were finally exhausted by the start of 1860 and the election of President Lincoln brought the issue to a head.
International recognition
Because it was more of an act of secession than of civil war explains why the issue of international recognition was so important. At that time the ‘international community’ more or less amounted to Britain, led by the wily 70-something Lord Palmerston, and France, led by the buffoonish Emperor Napoleon III. McPherson brings out how vital it was for the South to demonstrate to Britain in particular that she was a viable independent nation. To do that she had to repel Northern attacks and, ideally, win victories herself.
McPherson describes in some detail the diplomatic manoeuvring in London where both North and South had ambassadors working at every level of the British government to sway it to its side (Charles Adams for the North, James Mason for the South).
James Murray Mason, one-time senator for Virginia and Confederate emissary to London (he wasn’t officially recognised as ambassador) where he tirelessly lobbied for British recognition of the Confederacy
By and large the British establishment, the aristocracy and the better off middle classes, supported the South. This was not out of love for slavery, for most Britons had long been against slavery, having fought a long campaign for the abolition of the slave trade at the turn of the nineteenth century and then the abolition of the legal status of ‘slave’ throughout the British Empire in 1833. Britons and prided themselves that the Royal Navy patrolled the world’s oceans to combat slavery.
No, on the whole Britain’s ruling classes favoured the South for three reasons:
fear of North America’s growing industrial and economic power, combined with dislike of the North America’s crude, no-holds-barred industrial capitalism
a preference for a romanticised view of the more ‘leisurely’, agricultural society of the South, which airbrushed out the slaves sweating in the fields, or chose to believe Southerners’ preposterous claims that the slaves benefited from their enslavement. (The many, many statements by Southern politicians explaining why the slaves loved their slavery or benefited from it, have to be read to be believed.)
The third reason was cruder. The core of Britain’s industrial revolution had been breakthroughs in powering and managing the textile trade and this relied entirely on cotton imported from the American South. It was in Britain’s clear economic interest to support the South. Hence McPherson is able to quote liberally from The Times newspaper which wrote numerous editorials sympathising with the Confederate cause.
But ultimately, the great prize the Confederacy sought, recognition by Britain, boiled down to the decision of one man, savvy old Lord Palmerston, and McPherson quotes conversations between the man himself and advisers or members of his cabinet or ambassadors for either side in the war, in which the canny Lord delays and prevaricates and insists he just needs to see a bit more proof that the South is a viable, standalone state.
In the autumn of 1862 his own Chancellor of the Exchequer, William Gladstone, started a cabinet debate on whether Britain should intervene. Like many in the British ruling class, Gladstone favoured the Confederacy (in fact his family wealth depended on slavery in the West Indies). The strongest argument for British intervention was humanitarian, to try to bring to an end the increasingly horrifying levels of bloodshed.
This was something the Confederates devoutly wished for, since it would place them on the same legal status as the North and amount to international recognition of their independent statehood.
But while personally sympathetic to the South, Palmerston killed Gladstone’s suggestion and maintained his temporising position right till the end of the war in April 1865, dying a few months later in October 1865, having maintained Britain’s good relations with the state that ended up winning, Lincoln’s North.
Types of freedom
In the introduction and in passages throughout the book McPherson explores the idea that the war was about different definitions of ‘freedom’.
The South was not totally incorrect in describing the North’s approach as a kind of tyranny i.e. trying to keep the 11 Confederate states inside a country they had all elected to leave. On this view the Confederacy was fighting for the principle of the states’ freedoms to choose their own laws and social systems according to the wishes of the local people and in defiance of central, federal power. Hence you read no end of rhetoric in southern newspapers and southern speeches about their aim to be free of despotism, escape the heel of tyranny, achieve deliverance and so on.
This view underplayed two factors:
One was the issue defined above, that the war wasn’t just about the present, but about the future, because whoever controlled the Western states was set to, ultimately, emerge as the larger and more powerful player in the divided continent. I.e. it wasn’t pure tyranny on the North’s part. In a roundabout way it was about the long-term survival of the North’s view of what the 1777 revolution had been about.
The second is the one you hear more about in these woke times, which is the breath-taking hypocrisy of Southern politicians, writers, soldiers making fancy speeches about ‘freedom’ while basing their entire economy and society on the forced labour of some 4 million slaves.
McPherson lists some of the twisted logic this led Southern politicians and commentators into:
some denied that there was anything wrong with slavery, declaring that Africans were happier being mentored and tutored by their superiors
some declared slavery as old as the Bible and justified by God
others bluntly said the slaves were not fully human and so couldn’t enjoy rights and freedoms reserved for whites
Any way you cook it, Southerners tended to downplay slavery, preferring to emphasise the ‘nobility’ of their fight for independence and play up the same kind of ‘freedom from tyranny’ which their great grandfathers had fought the British to achieve.
By contrast Northerners had at least two definitions of freedom. One was the obvious one of anti-slavery which associated the South as a culture of slavery and oppression. The other was a more complicated notion around the idea that no democratic nation can afford to be held hostage by the extreme views of a minority, in this instance the insistence on slavery of 11 states continually bogging down the political process of the other 23 states. It was freedom for the elected government to enact the policies it was elected for, without the endless filibustering and obstructing of the South.
Around page 100 I came across a variation on this idea, which is the notion that the government of a country cannot be held hostage by the continual threat that any region of the country which doesn’t like this or that policy will simply secede and walk away. Two things.
This obviously threatens the very notion of the integrity and identity of a country (cf modern Spain’s refusal to countenance the independence of Catalonia, which would be fine for Catalans but seriously weaken Spain as a country).
With each of these potential splits a nation becomes smaller, weaker and more unstable.
I was struck by the editorial in the New York Herald which pointed out that if the North gave in to secession, where would it end? The entire nation might fragment into a pack of jostling states which would fall prey to instability, rivalry, wars and weak government like the nations of South America. If the North lost Maryland (which Robert E. Lee’s army invaded in September 1862), he thought the North might:
be broken up…not into two confederacies, but into ten or twenty petty republics of the South American school, electing each a dictator every year at the point of the bayonet and all incessantly fighting each other.’ (quoted on page 102)
So that’s why the book is titled ‘Crossroads of Freedom’ – because, seen from one angle, the entire war was fought to decide whose definition of ‘freedom’ would triumph. And McPherson designates the Battle of Antietam ‘the crossroads of freedom’ because it was, in his opinion, the decisive moment in the war, the crossroads at which men died in huge numbers to contest these definitions of ‘freedom’ and out of which a massive new definition of freedom, the emancipation of all the slaves, emerged.
Emancipation of the slaves
A casual acquaintanceship with the history of the American Civil War and Abraham Lincoln leads many to think that war was fought about the issue of slavery and led directly to the emancipation of the slaves.
Slave owners disciplining their belongings
A closer reading of events teaches you that Lincoln resisted making emancipation the central issue for several years. This is because of the time-honoured, central nature of democratic politics in a large state, which is that to form a government which can pass laws and get things done you always have to form coalitions of interest. And so Lincoln was reluctant to make emancipation the central issue because:
he knew it would alienate many Democrats even in the North (Lincoln was a Republican)
it would alienate slave owners in the all-important borderline states between the Union and the Confederacy
it would spur the Confederacy to fight harder
One of the things that emerges most clearly from McPherson’s account is how it was a series of Confederate victories in the summer of 1862, with much loss of life on the Northern side that finally made Lincoln decide he had to ‘take off the gloves’ and go all out to win the war by any means possible. In this regard the declaration that the North would emancipate the slaves, while it contained a humanitarian motive, was also motivated by Realpolitik. It:
acknowledged the reality on the ground where more and more Afro-Americans were fleeing their bondage to the nearest Northern armies where they were happy to volunteer to work as cooks and ancillary staff or be drafted into a fighting regiment
put clear blue water between the two sides and their war aims
unequivocally seized the international moral high ground
It marked a Rubicon. Previously Lincoln, many in his cabinet, many soldiers and civilians had hoped there could be some kind of reconciliation. The initial declaration was announced on 22 September, 1862, just five days after the battle of Antietam, and gave the South 100 days to return to the Union or lose all its slaves. The South rejected the offer and so Lincoln made the second and definitive declaration on 1 January 1863. Now it would be a war to the death, a war of conquest and domination.
Details
War aims
War aims always escalate. Abraham Lincoln reluctantly engaged in the war with the relatively narrow aims of securing US government property and ensuring its excise taxes were collected. That is why the commencement of the war with the Confederates attacking Fort Sumter near Charleston, South Carolina by the South Carolina militia was so symbolic. Fort Sumter was held by forces loyal to the North but was clearly on Southern soil. The questions of who should control it, whether the Union garrison should abandon it and ship north or hold onto it as a legitimate property of the US government went right to the heart of the issue of whether a new government (the Confederacy) existed and what rights it had.
Anyway, back to the escalation theme: For the first 2 years Lincoln repeatedly promised that if the South returned to the fold, all would be forgiven and nothing would be changed. McPherson’s account covers the period during which the Republican government realised that it couldn’t win this conflict by cajoling and coaxing, that it had to ‘take off the kid gloves’ (a phrase McPherson tells us quickly became an over-used cliché) and fight the Confederacy with every tool at his command.
It’s in this context that must be understood the proclamation of the emancipation of the slaves on 1 January 1863. It marked a seismic shift in the North’s war aims from merely reincorporating the South ‘as before’, leaving it its own institutions and laws, and a new, thorough-going determination to destroy the central pillar of the Southern economy, slave labour, and remould the South in the North’s image.
‘Contraband’
As soon as war broke out slaves began running away from their Southern masters, fleeing to the nearest Northern centre or garrison. Northern generals in some regions let them stay, others insisted on returning them to their Southern masters. On 23 May 1861 an event took place which slowly acquired symbolic and then legal significance. Major General Benjamin Butler, commanding Union forces at Fort Monroe, Virginia, refused to return three runaway slaves who had arrived at the fort. Butler argued that, since their former owner was in revolt against the United States, his slaves could be considered ‘contraband of war’ and so were not subject to return.
General Butler refuses to return three slaves who have escaped to Fort Monroe in what came to be seen by both sides as a symbolic moment
Butler’s opinion on this issue eventually became Union policy. Two Confiscation Acts were passed by Congress in 1861 and 1862 by which all slaves used by the Confederate military for transportation or construction work could be freed if captured by Union forces. As these populations increased they were put to work behind the lines, working as labourers, teamsters (‘a person who drives teams of draft animals’), servants, laundresses, or skilled craftsmen, as well as serving as scouts, spies, soldiers or sailors. Some were recruited into all-black military units.
This explains why term ‘contraband’ came into widespread use to describe escaped slaves at the time but I admit I was surprised that it seems to be widely used by modern historians including McPherson. In these sensitive times I’m surprised that it hasn’t been replaced by a less derogatory and objectifying term such as ‘runaway slaves’.
Race war
Threaded throughout the book is the contemporary concern among Americans of both sides and even foreign commentators, that liberating the South’s slaves would lead to a Race War. Many sensible people thought the civil war would be followed by a much bigger struggle of white against black which would engulf the whole continent. Although this seems mad to us, now, we must understand that it was a real concern at the time and added to the reluctance of even very intelligent people to support unqualified emancipation.
‘“Abe Lincoln’s Last Card’, a cartoon in the British magazine, Punch, showing a ragged and possibly devilish Lincoln playing the ’emancipation card’ against a confident Confederate with the aim of detonating the powderkeg which the table is resting on, implying that the Emancipation Proclamation was a desperate and cynical move by a defeated North designed to spark a bloody insurrection. (The cartoon is by John Tenniel, famous for illustrating the Alice in Wonderland books.)
In the event we know that what followed was nothing like a ‘race war’; instead black people in America were to suffer a century of poverty, immiseration and discrimination until the Civil Rights Movement of the 1960s began to effect change.
Illustrations
And it has pictures, lots of them: 17 contemporary photos of key players in the drama including Union President Abraham Lincoln, the ex-slave and writer Frederick Douglas, the great generals George B. McClellan, Robert E. Lee and Ulysses Grant, the diplomats James Mason and Charles, the Secretary of State for War, the ironclad USS Cairo and so on.
Frederick Douglas who pressed Lincoln in 1862 to turn the war for Union into a war for freedom
And photos taken after battle by enterprising documentary photographers from New York such as Alexander Gardner to feed the newspapers. (McPherson informs us that America at this date had more newspapers per capital than any other country in the world.)
The war dead look like the war dead everywhere, same as in photos of the Indian Mutiny (1857) or the Crimean War (1853 to 1856), after the Boxer Rebellion (1899 to 1901) or the Boer War (1899 to 1902) let alone the calamitous wars and genocides of the 20th century. In all of them human beings are reduced to a compost heap of rags and putrefying flesh. Death reveals there is no mystery to human life. To the earth we return after a short period of preening, just like all the other organisms on the planet.
Confederate dead lying in ‘Bloody Lane’ after the intense fighting there at midday 17 September 1862
There are some 14 newspaper etchings and illustrations, of historic and dramatic scenes such as Commodore Farragut’s fleet passing the Confederate forts below New Orleans on 24 April 1862, specific incidents during the battle itself, and newspaper cartoons and caricatures of politicians.
And, crucially, there are maps, seven beautifully drawn and beautifully reproduced maps which help you make sense of the complex military manoeuvres and operations between Spring and September 1862, the period the book really focuses on.
This is a beautifully written and beautifully produced book which helps you follow the build up to the battle in detail but also interprets the meaning and significance of events in a highly intelligent and thought provoking way. 10 out of 10.
A video
Here’s a handy video which summarises the whole thing in 5 minutes.
WARNING: This review contains quotations which are extremely brutal and/or sexually explicit.
Fingers fretting at the key in her pocket, she watched Travers search through the montage photographs which the volunteers had assembled during anaesthesia. Disquieting diorama of pain and mutilation: strange sexual wounds, imaginary Vietnam atrocities, the deformed mouth of Jacqueline Kennedy. (p.68)
The fact that American edition of the book was titled Love and Napalm gives you fair warning of what to expect.
The Atrocity Exhibition is only a short book, 110 pages in the Granada paperback edition I’ve got, and yet it opens up wide, jagged horizons and makes a tremendous impact because of its format.
The human organism is an atrocity exhibition at which he is an unwilling spectator. (p.13)
Experiments and collage
Ballard was keenly interested in experimental fiction and art, an interest which reached its peak in the late-1960s. As early as the late 1950s he’d created a series of collages assembled from texts cut out of scientific magazines. In 1967 he began a series of what came to be called ‘Advertiser’s Announcements’, being surreal or collagist parodies of traditional adverts. And we know that Ballard originally wanted The Atrocity Exhibition to be a book of collage illustrations.
I originally wanted a large-format book, printed by photo-offset, in which I would produce the artwork – a lot of collages, material taken from medical documents and medical photographs, crashing cars and all that sort of iconography.
In the event this proved impractical and Ballard ended up creating a kind of verbal equivalent of collage from a sequence of stand-alone prose pieces. These were originally published as stand-alone ‘stories’ in various art and sci fi magazines.
The final text of The Atrocity Exhibition is divided into 15 of these pieces or stories or texts, and then each of these is sub-divided into very short sections, often only a paragraph long. Each paragraph has a title of its own, in bold. The result is to make the book a highly fragmented read and certainly not a ‘novel’ with a consistent linear narrative in any traditional sense. Here’s a typical paragraph, or fragment, or angle.
Auto-erotic. As he rested in Catherine Austin’s bedroom, Talbot listened to the helicopters flying along the motorway from the airport. Symbols in a machine apocalypse, they seeded the cores of unknown memories in the furniture of the apartment, the gestures of unspoken affections. He lowered his eyes from the window. Catherine Austin sat on the bed beside him. Her naked body was held forward like a bizarre exhibit, its anatomy a junction of sterile cleft and flaccid mons. He placed his palm against the mud-coloured areola of her left nipple. The concrete landscape of underpass and overpass mediated a more real presence, the geometry of a neural interval, the identity latent within his own musculature.
1. You immediately see the intense but detached pornography of the female body, which never uses swearwords but refers to intercourse and all aspects of sexuality by their strict scientific names, ‘sterile cleft and flaccid mons’.
2. And you immediately see how the sex is intimately and intricately interwoven with equally precise descriptions of architecture and modern transport machines – helicopters flying over the motorway from the airport, a concrete landscape of overpasses and underpasses.
3. And beneath it all, initially obscured by the novelty of the clinical sexuality and the obsessed concrete-mania, lies the characteristic Ballard exorbitance, the Edgar Allen Poe hysteria ‘mediated’, as he would put it, through the detachment of the science journalist, summarising his perceptions as ‘symbols in a machine apocalypse’.
And yet there is no apocalypse. A few cars crash, one helicopter crashes and burns (I think), but there’s nothing like an ‘apocalypse’. The apocalypse – the extremity of all the situations – is all in the mind – of the cipher-characters and, ultimately, of Ballard himself.
The chapters of The Atrocity Exhibition
Here’s a list of the fifteen ‘chapters’/stories and the magazines they were first published in, and dates of first publication. You can see how the composition of the pieces stretched over three years from spring 1966 to late 1969 i.e. was a relatively slow and scattered process.
The Atrocity Exhibition (New Worlds, Vol. 50, # 166, September 1966, excerpt)
The University of Death (Transatlantic Review, No. 29, London, Summer 1968)
The Assassination Weapon (New Worlds, Vol. 50, # 161, April 1966)
You: Coma: Marilyn Monroe (Ambit # 27, Spring 1966)
Notes Towards a Mental Breakdown (New Worlds July 1967, excerpt)
The Great American Nude (Ambit # 36 Summer 1968)
The Summer Cannibals (New Worlds # 186 January 1969)
Tolerances of the Human Face (Encounter Vol. 33, No. 3, September 1969)
You and Me and the Continuum (Impulse, Vol. 1, No. 1, March 1966) FIRST
Plan for the Assassination of Jacqueline Kennedy (Ambit # 31, Spring 1967 [the 26 paragraph titles are in alphabetical order])
Love and Napalm (Export USA Circuit #6, June 1968)
Crash! (ICA-Eventsheet February 1969, excerpt) LAST
The Generations of America (New Worlds # 183, October 1968)
Why I Want to Fuck Ronald Reagan (Brighton: Unicorn Bookshop, 1968)
The Assassination of John Fitzgerald Kennedy Considered as a Downhill Motor Race (Ambit # 29, Autumn 1966)
Condensed novels
In one interview Ballard described the chapters or stories as each forming an individual, ‘condensed’ novel.
They’re certainly condensed in the sense that, as you read them, it feels as if lots of the action and description and linking passages which would create an ordinary ‘story’ have been surgically removed. Instead the paragraphs jump between isolated moments or scenes, between characters, between settings, so that it’s often difficult to see how they’re at all related, apart from featuring the same names. I’m not sure I really followed the ‘narrative’ of any of them.
And the prose style is just as ‘condensed’. Although it’s only 110 pages long, The Atrocity Exhibition is a chewy read because every single sentence feels packed with meaning and significance. There’s no filler or run-of-the-mill description or dialogue. It makes you realise how slack the texture of most normal novels is.
The Geometry of Her Face. In the perspectives of the plaza, the junctions of the underpass and embankment, Talbot at last recognized a modulus that could be multiplied into the landscape of his consciousness. The descending triangle of the plaza was repeated in the facial geometry of the young woman. The diagram of her bones formed a key to his own postures and musculature, and to the scenario that had preoccupied him at the Institute. He began to prepare for departure. The pilot and the young woman now deferred to him. The fans of the helicopter turned in the dark air, casting elongated ciphers on the dying concrete.
Threads and themes
So the book consists of fifteen short (7, 8 or 9 page) sections, themselves sharply cut up into 20 or 30 fragments or perspectives which superficially justifies the term ‘condensed novels’.
But actually, the term is quite misleading because the sections are not as free-standing as it implies. In fact there are clear, indeed dominating, threads, themes, images and ideas which link almost all the chapters and make the assembly of the texts together much bigger than just the sum of a bunch of disparate parts.
For a start the same ‘characters’ recur in almost all of them – Dr Nathan the psychiatrist, Catherine Austen a mature love object and Karen Novotnik, a younger woman.
The first three or four sections all feature a central male protagonist who leads the action and the other characters comment on although, in an approach which I enjoyed, this character’s name changes from chapter to chapter – from Travis to Talbot to Tallis and so on – and in each incarnation he’s not quite the same person, as if reality shifts subtly in each story, or as if each avatar each one represents an alternative possible reality. This would explain why the young woman Karen Novotnik appears to die not once but several times, each time in a different scenario.
Celebration. For Talbot the explosive collision of the two cars was a celebration of the unity of their soft geometries, the unique creation of the pudenda of Ralph Nader. The dismembered bodies of Karen Novotny and himself moved across the morning landscape, re-created in a hundred crashing cars, in the perspectives of a thousand concrete embankments, in the sexual postures of a million lovers.
As well as these recurring names, the texts are held together by their obsessive circling round the same handful of images, ideas and names. In fact, the way that the central male figure keeps reappearing under different names made me realise that without much difficulty you could say that the characters aren’t carrying the plot, the obsessions are.
So that the book can really be seen as about the circulation, meeting, mingling, parting and interaction of certain obsessive ideas, images and phrases. It’s as if the obsessions are the real, rounded, multi-dimensional entities, the ones we get to know in detail, who feature in various adventures and permutations, while the so-called human ‘characters’ are just vectors or mediums through which the idées fixes are channelled.
Over and over, the same images, situations, ideas and phrases recur with a claustrophobic, obsessive repetition. Dominant are images of death, war, car crashes, apocalypse. They include:
World War III
the atom bomb and atomic test sites
cars and car crashes and the wounds car crashes create in soft human bodies
utterly impersonal sexual congress conceived as a form of geometric investigation
images over-familiar film stars such as Elizabeth Taylor or Brigitte Bardot
newsreel footage of war atrocities, from Auschwitz to Vietnam via Biafra and the Congo
the Kennedy assassination (one character is described as obsessively trying to recreate the Kennedy assassination ‘in a way that makes sense’)
concrete motorways and multi-storey car parks
Each chapter contains a specific mix of these ingredients, but the same overall list of ingredients recurs across all 15, rotating in ever-changing combinations like a kaleidoscope.
Chapter one – The Atrocity Exhibition
Thus chapter one features characters named Travis, his wife Margaret Travis, Catherine Austen who he’s having an affair with, his psychiatrist Dr Nathan who is analysing Travis’s obsession with creating a kind of one-man, psychological World War III, and Captain Webster who is having an affair with Margaret.
Travis is collecting ‘terminal documents’ (just like Kaldren in the short story The Voices of Time). Travis dreams of starting World War III, if only in his head (‘For us, perhaps, World War III is now little more than a sinister pop art display…’). These terminal documents appear pleasingly random and in a note Ballard tells us they were the result of free association:
A spectrohelion of the sun
front elevation of balcony units, Hilton Hotel, London
transverse section through a pre-Cambrian trilobite
‘chronograms’ by E.J. Marey
photograph taken at noon 7 August 1945 in the Qattara Depression Egypt
a reproduction of Max Ernst’s Garden Airplane Traps
fusing sequences for ‘Little Boy’ and ‘Fat Boy’, the Hiroshima and Nagasaki atom bombs
They’re actually quite a good cross-section of JG’s obsessions: the atom bomb, the alienating effect of modernist architecture, deep geological time (which Ballard had painted as returning to dominate the modern world with its dinosaurs and tropical swamps in The Drowned World or the short story Now Awakes The Sea), a Surrealist painting, the obsession with time indicated by the fictional ‘chronographs’.
And hotels, hotels are classic locations for alienation and ennui for Ballard, if they’re abandoned in one of his dystopian futures, surrounded by drained swimming pools, all the better.
So far, so sort-of reasonable, after all characters and themes occur in all novels. But it’s difficult to convey the chaotic and deliberately dissociative texture of the book.
Brachycephalic. They stopped beneath the half-painted bowl of the radio-telescope. As the blunt metal ear turned on its tracks, fumbling at the sky, he put his hands to his skull, feeling the still-open sutures. Beside him Quinton, the dapper pomaded Judas, was waving at the distant hedges where the three limousines were waiting. ‘If you like we can have a hundred cars – a complete motorcade.’ Ignoring Quinton, he took a piece of quartz from his flying jacket and laid it on the surf. From it poured the code-music of the quasars.
There is no joined-up, consecutive narrative. Each paragraph is genuinely a fragment in the sense that they don’t cohere into any kind of ‘story’. Instead they are snapshots of the characters’ obsessions. Certainly the ‘people’ in the stories meet, encounter each other, have sex, drive cars because we see this in individual paragraphs. But each consecutive paragraph charts a new scene. They are like fragments from a lot of different jigsaws all jumbled together.
At the end of ‘chapter’ one the bodies of Dr Nathan, Captain Webster and Catherine Austen form a small tableau by the bunker. Maybe they were killed in bombing of the target zone in the disused military zone which Travis seems to have organised.
But the second ‘chapter’ begins with these same ‘dead’ characters – Dr Nathan, Catherine Austen – brought back to life, in new scenes as if nothing had happened. Now they are taking part in a screenshow in a university organised by one ‘Talbot'( a sort of structural variation on Travis) and whose students are ostensibly studying World War III, inspired by the jealous student Koester. Talbot is having an affair with Catherine but sees her body chiefly as a ‘geometry’ of vents and clefts and is more interested in the sculpture he’s building on the roof, metal aerials constructed to hold glass faces to the sun. He is clearly cracking up.
And so it continues, tangling and rethreading a narrow and obsessive networks of themes and images…
Key words
If certain key ideas recur and repeat in endless permutations, so do key words. As so often, I find the words more interesting than the ‘ideas’:
geometry
her own body, with its endless familiar geometry…
in the postures they assumed, the contours of thigh and thorax, Travis explored the geometry and volumetric time of the bedroom
only an anatomist could have identified these fragments, each represented as a formal geometric pattern
his wife’s body with its familiar geometry
His room was filled with grotesque magazine photographs: the obsessive geometry of overpasses, like fragments of her own body; X-rays of unborn children; a series of genital deformations; a hundred close-ups of hands.
the concrete landscape of underpass and flyover mediated a more real presence, the geometry of a neural interval…
the obsessive geometry of flyovers, like fragments of her own body
the geometry of the plaza exercised a unique fascination upon Talbot’s mind
a crushed fender; in its broken geometry Talbot saw the dismembered body of Karen Novotny
the danger of an assassination attempt seems evident, one hypotenuse in this geometry of a murder
For Talbot the explosive collision of the two cars was a celebration of the unity of their soft geometries…
mimetised
he assumed the postures of the fragmented body of the film actress, mimetising his past dreams and anxieties in the dune-like fragments of her body
the mimetised disasters of Vietnam and the Congo
segments of his postures mimetised in the processes of time and space
our anxieties mimetised in the junction between wall and ceiling
terminal
A Terminal Posture. Lying on the worn concrete of the gunnery aisles, he assumed the postures of the film actress, assuaging his past dreams and anxieties in the dune-like fragments of her
body.
Dr Nathan gazed at the display photographs of terminal syphilitics in the cinema foyer
He remembered the aloof, cerebral Kline, and their long discussions on this terminal concrete beach…
The Terminal Zone. He lay on the sand with the rusty bicycle wheel. Now and then he would cover some of the spokes with sand, neutralizing the radial geometry. The rim interested him. Hidden behind a dune, the hut no longer seemed a part of his world. The sky remained constant, the warm air touching the shreds of test papers sticking up from the sand. He continued to examine the wheel. Nothing happened.
neural
Overhead the glass curtain-walls of the apartment block presided over this first interval of neural calm.
The concrete landscape of underpass and overpass mediated a more real presence, the geometry of a neural interval, the identity latent within his own musculature.
Impressions of Africa. A low shoreline; air glazed like amber; derricks and jetties above brown water; the silver geometry of a petrochemical complex, a Vorticist assemblage of cylinders and cubes superimposed upon the distant plateau of mountains; a single Horton sphere – enigmatic balloon tethered to the fused sand by its steel cradles; the unique clarity of the African light: fluted tablelands and jigsaw bastions; the limitless neural geometry of the landscape.
planes
For some reason the planes of his face failed to intersect, as if their true resolution took place in some as yet invisible dimension, or required elements other than those provided by his own character and musculature.
The planes of their lives interlocked at oblique angles, fragments of personal myths fusing with the commercial cosmologies.
Her blanched skin revealed the hollow planes of her face.
His rigid face was held six inches from her own, his mouth like the pecking orifice of some unpleasant machine. The planes of his cheekbones and temples intersected with the slabs of rainwashed cement, together forming a strange sexual modulus.
The planes of her face seemed to lead towards some invisible focus, projecting an image that lingered on the walls, as if they were inhabiting her skull
The apartment was a box clock, a cubicular extrapolation of the facial planes of the yantra, the cheekbones of Marilyn Monroe.
This sketchy review of his key vocabulary establishes that what Ballard’s key words have in common is the way they are hard and technical, continually shifting the imagination away from soft human bodies to hard geometries, from sentimental ‘feelings’ towards impersonal, scientific and mathematical notions of ‘neural’ events, planes and geometries.
Art
Ballard made no secret of the immense influence on him of Surrealist painting. He mentions it in pretty much every interview he ever gave, lards his stories with the adjective ‘surrealist’, and frequently refers to specific Surrealist paintings. The Atrocity Exhibition contains references to the following works of art:
Max Ernst – Garden Airplane Traps
Max Ernst – Europe after the Rain (p.15)
Salvador Dali – Hypercubic Christ
Max Ernst – Silence (p.21)
Salvador Dali – The Persistence of Memory (p.22)
Magritte – The Annunciation (p.31)
Duchamp – The Bride Stripped Bare By Her Bachelors, Even
Max Ernst, The Stolen Mirror (p.47)
Bellmer sculptures (p.54)
Duchamp – Nude descending a Staircase (p.55)
Tanguy – Jours de Lenteur (p.85)
Max Ernst – the Robing of the Bride (p.85)
de Chirico – The Dream of the Poet (p.85)
The art references tend to occur in contexts where they add, expand and complicate existing descriptions.
The ‘Soft’ Death of Marilyn Monroe. Standing in front of him as she dressed, Karen Novotny’s body seemed as smooth and annealed as those frozen planes. Yet a displacement of time would drain away the soft interstices, leaving walls like scraped clinkers. He remembered Ernst’s ‘Robing’: Marilyn’s pitted skin, breasts of carved pumice, volcanic thighs, a face of ash. The widowed bride of Vesuvius.
On reflection, I realise that you could see each of the individual paragraphs as the equivalent of free-standing paintings. That makes a lot of sense. Treating each paragraph as a painting treating a different mood, or angle, or perspective on similar events, covering similar subjects, but each from a different angle and approach – and yourself sauntering past them as they’re hung up on a gallery wall.
Sex and pornography
The text is soaked in sex and sexual perversions and pornography regarded as a clinically detached exercise.
This is justified, if needs be, by Ballard’s view that we are in a hyper-advanced technological society where all experience is mediated by a bombardment of media and advertising imagery to such an extent that naive notions of simple sentimental sex have been scorched out of existence.
The need for more polymorphic roles has been demonstrated by television and news media. Sexual intercourse can no longer be regarded as a personal and isolated activity, but is seen to be a vector in a public complex involving automobile styling, politics and mass communications
The satirical surveys
With a satire which is so straight-faced it’s hard to tell whether he’s laughing or not, the later chapters of The Atrocity Exhibition are notably different from the earlier ones.
They are still laid out as fragmented paragraphs but they more or less cease being (fragmented) narratives and consist of collections of pseudo-scientific surveys and reports.
And these focus relentlessly, obsessively on the conjunction of atrocity and sex, specifically the impact of viewing a) President Kennedy’s assassination b) Vietnam war footage c) general atrocity footage (Auschwitz, the Congo) on the sex lives of an amusingly random and surreal cross-section of audience types, including children, the mentally ill and housewives.
Satirically, the ‘research’ presents evidence that atrocity footage improves workplace efficiency and stimulates a healthy sex drive. Conclusion? Wars of the Vietnam type are good for society.
Using assembly kits of atrocity photographs, groups of housewives, students and psychotic patients selected the optimum child-torture victim. Rape and napalm burns remained constant preoccupations, and a wound profile of maximum arousal was constructed. Despite the revulsion expressed by the panels, follow-up surveys of work-proficiency and health patterns indicate substantial benefits. The effects of atrocity films on disturbed children were found to have positive results that indicate similar benefits for the TV public at large. These studies confirm that it is only in terms of a psychosexual module such as provided by the Vietnam war that the United States can enter into a relationship with the world generally characterized by the term ‘love.’
This fairly blunt satire – although presented in the same-chopped-up paragraphs each headed by a title in bold type as the earlier ‘stories’ – feels drastically different in intention from the earlier stories.
Maybe they reflect the quick escalation in protest against the war which took place in the last few years of the 1960s, and which prompted the equally savage satirical short story The Killing Ground of 1969.
Nuclear satire
Also: In one of his notes to the book, Ballard points out that from the late 1950s and early 1960s, the heyday of the Campaign for Nuclear Disarmament, the fact that the world was living under the shadow of impending nuclear holocaust meant that, to anybody who thought about it, everything was permissible. How could you believe in the fuddy-duddy old values of Church and State, all those crowns and gowns, if the world could be incinerated tomorrow?
Not only that, but how can you think about the end of the world and the destruction of the planet except via extremity and satire? As demonstrated by the Stanley Kubrick movie Dr Strangelove which was a) released in 1964 only 2 years before the first Atrocity story was published, and b) filmed at Shepperton studios just round the corner from Ballard’s house. Serendipities. Zeitgeist. Spirit of the Age.
Conclusion for philistines
If Ballard’s obsession with car crashes and clinical pornography seems sick, ask yourself who’s the sickest – novelists who write blistering porno-satire or generals who order napalm by the lakeful to be dropped on peasant villages?
That was the reality of the times Ballard was writing in, and for. Remember the American version of the book was titled Love and Napalm
The billboards multiplied around them, walling the streets with giant replicas of napalm bombings in Vietnam, the serial deaths of Elizabeth Taylor and Marilyn Monroe terraced in the landscapes of Dien Bien Phu and the Mekong Delta.
Homage to Abraham Zapruder Each night, as Travers moved through the deserted auditorium, the films of simulated atrocities played above the rows of empty seats, images of napalm victims, crashing cars and motorcade attacks.
On the basis of viewers’ preferences an optimum torture and execution sequence was devised involving Governor Reagan, Madame Ky and an unidentifiable eight-year-old Vietnamese girl napalm victim.
Remember the photo of that little naked Vietnamese girl running down the road her skin flapping off her where the napalm had burned her? Those photos were all around in 1966, 67, 68. Atrocity Exhibition is Ballard’s response to the TV-mediated hyper-violence and psychic disturbance of the times.
Conclusion for Ballardians
I think it’s his best book. It’s an über-intense encyclopedia of Ballard’s distinctive obsessions and visions. Some people read it as an experimental depiction of the psyche of a man undergoing a nervous breakdown.
I think it’s bigger than that, it presents an (in)coherent way of verbalising a number of the visual, psychological and imaginative pressures anyone living in the modern era is subjected to. The constant, hammering pressure of the motorways, the thundering traffic, the massive planes grinding overhead, the aggressive billboard hoardings, the saturated mediascape, the faces of the same handful of celebrities dinned into our brains, and the deadening and at the same time hysterical impact that has on our imaginative lives, and emotional lives, and sex lives (if we have them).
Joy Division
Wrote a song based on the book, released on their 1980 album Closer, which is a fair attempt to capture the book’s weirdness in another medium.
Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen
1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps
1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels
1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic
1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…
1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars
1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
— Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis –
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’
1970s 1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender
1980s 1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer
1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
This is an enormous exhibition of over 250 photos by famous war photographer Don McCullin. A working class lad who left school at 15 and got interested in cameras during his national service, the show opens with the first photograph he sold (in 1958 a policeman was stabbed by members of a gang in Finsbury Park – McCullin happened to have been at school with some of these young toughs and persuaded them to be photographed posing in a bombed-out house – people in his office saw the printed photo and said why don’t you try selling it to a newspaper? A newspaper bought it, and said have you got any more like that? And so a star was born).
The Guv’nors in their Sunday suits, Finsbury Park (1958)
The exhibition then follows McCullin’s career as he visited one warzone, famine zone, disaster zone, after another from the early 1960s right through to the 2000s, in the process becoming one of the most famous photographers in the world. He began a long association with the Sunday Times which covered war zones and natural disasters around the world in a ground-breaking combination of photojournalism.
Each of these odysseys is accompanied by a wall label which gives you the historical background of the conflict in question, and then, separately, McCullin’s reactions and thoughts about it.
Not all of them are abroad. The Troubles in Northern Ireland, though mainland Brits often forget it, was, of course, a low-level war or civil conflict fought here in Britain. And McCullin also undertook trips with journalists to parts of Britain which were still very, very deprived in the 1960s and 70s, capturing images of the homeless and alcoholics in the East End, as well as sequences depicting the bleak late-industrial landscapes and cramped lifestyles of the North of England.
Homeless Irishman, Spitalfields, London (1970)
The featured locations and subjects are:
Early London i.e. variations on his gangs of Finsbury shots
1961 a journey to Berlin just as the wall was going up
Republic of Congo descent into civil war
Cyprus – intercommunal assassinations between Greeks and Turks
Biafra, war and then famine in this breakaway state of Nigeria
Vietnam – McCullin went to Vietnam no fewer than eighteen times and shot some of the iconic images of the war: there’s a display case showing the passports he used and the actual combat helmet he wore
Grenade thrower, Hue, Vietnam (1968)
Cambodia – as the Vietnam conflict spilled over into its neighbour setting the scene for the rise of the Khmer Rouge
the East End i.e. the homeless, tramps and derelicts around Spitalfields
Northern Ireland in the early years of the conflict 1970 showing youths throwing stones at British soldiers
Bradford and the North – McCullin has a special fondness for Bradford with its rugged stone architecture, and shot the working class amusements of the population (bingo, the pub) with the same harsh candour he brought to his war photos
British Summer Time – a smaller section about the activities of the British rich i.e. the season, Ascot etc
Bangladesh – the war followed by floods and famine as East Pakistan broke away from West Pakistan in 1971
Beirut – once the Paris of the Middle East descends into a three-way civil war, destabilised by neighbours Israel and Syria – there’s a famous sequence McCullin shot at a home for the mentally ill which had been abandoned by most of its carers: madness within madness
Iraq – among the Kurds in particular as the first Gulf War came to its tragic end (President Bush exhorted the Kurds and Marsh Arabs to rise up against Saddam Hussein but when they did, gave them no help, so that they were slaughtered in their thousands or fled to refugee camps
India – one of McCullin’s favourite countries which he’s returned to again and again to capture the swirl and detail of life
the AIDS pandemic in Africa – pictures of the dying accompanied by McCullin’s harrowing description of the AIDS pandemic as the biggest disaster he’d covered
Finally, in the last big room, are displayed the photos from the last few decades of McCullin’s career (born in October 1935, he is now 83 years old), in which he has finally been persuaded to take it easy. These are in two big themes and a smaller one:
he has been undertaking trips to the ancient Roman ruins to be found in the Arab countries bordering the Mediterranean, leading up to the publication of the book Southern Frontiers: A Journey Across the Roman Empire
and his most recent book, The Landscape (2018), is a collection of stunning photos of the scenery near his home in the Somerset Levels
finally, right at the tippy-most end of this long exhausting exhibition are three or four still lifes, very deliberately composed to reference the tradition of the still life in art, featuring apples or flowers in a bowl, next to a cutting board
Woods near My House, Somerset (c.1991)
Black and white
All the 250 photos in the exhibition are in black and white. McCullin printed them himself by hand in the dark room at his Somerset home.
As I’ve remarked in reviews of umpteen other photography exhibitions, black and white photography is immediately more arty than colour, because it focuses your visual response on depth, shade, lines and composition.
A lot of the early war photography is obviously capturing the moment, often under gunfire (McCullin was himself hit by shrapnel and hospitalised in Cambodia). But many of the smokestack cityscapes of Bradford and the North, the images of swirling mist and muddy rivers in India, and then the bleak photos of the Somerset Levels, in winter, dotted by leafless trees, floodwater reflecting the huge mackerel cloudscapes – many of these also have a threatening, looming, menacing effect.
The wall labels and the quotes from McCullin himself make it explicit that he is still haunted by the horrors he has witnessed – of war and cruelty, but also of famine and death by epidemic disease. It is a fairly easy interpretation to find the trauma of war still directing the aesthetic of the later photos – whether of Roman ruins in the desert or lowering skies over bleak Somerset in winter – both looking as if some terrible cataclysm has overtaken them.
The magazine slideshow
The one exception to the black and white presentation is a big dark projection room which shows a loop of the magazine covers and articles where McCullin’s photos were first published, displays of how they actually looked when first used, covered with banner headlines, or next to pages of text, and accompanied by detailed captions, describing the scene, what had happened just before or was going to happen afterwards, quotes from the people pictured.
It is striking what a difference a) being in colour and b) being accompanied by text, makes to these images. You quite literally read them in a different way, namely that your eye is drawn first to the text, whether it be the splash headlines on the front covers, or the tiny lines of caption accompanying the images.
It makes you realise that they were almost all first intended to tell a story, to explain a situation and, in all of the rest of the rooms of the exhibition, where that story is told by, at most, a paragraph of text on the wall, the images become ‘orphaned’. They stand alone. they are more ominous, pregnant with meaning, imposing.
Here, in the magazine slideshow, pretty much the same images are contained, corralled to sizes and shapes dictated by magazine layout, and overwritten by text which immediately channels your aesthetic and emotional responses and underwritten by captions, explanations and quotes which lead you away from the image and into the world of words and information.
And because information is, at the end of the day, more entrancing than pictures, more addictive (you want to find out what happened next, who, where, what, why) in one way this was the most powerful room in the show. I stayed for the entire loop which must have lasted over ten minutes, incidentally conveying, yet again, the sheer volume of work McCullin produced.
Local Boys in Bradford (1972
One perspective
Which brings me to my concluding thought which is that, for all its breadth (some fifty countries visited) and variety (from traumatic photojournalistic immediacy of wounded soldiers or starving children, to the monumental beauty of the Roman ruin shots and the chilly vistas of Somerset in winter) there is nonetheless a kind of narrowness to the work, in at least two ways:
The louring images of Somerset could hardly be more bleak and abandoned and the commentary is not slow to make the obvious point that they can be interpreted as landscapes as portrayed by a deeply traumatised, harrowed survivor i.e. it is all the suffering he saw which makes McCullin’s photographs of Somerset so compelling.
Well, yes, but these are also landscapes which people travel a long way to go on holiday in, where people have barbecues in the summer, take their dogs for walks, cars drive across playing Radio One, which has a good cricket team and various tourist attractions.
None of that is here. None of the actual world in all its banality, traffic jams and Tesco superstores. The images have been very carefully composed, shot and printed in order to create a particular view of the world.
And this also goes for the war and disaster photos. Seeing so many brilliantly captured, framed and shot images of war and disaster and famine, as well as the images of wrecked human beings in Spitalsfield and the poverty of the North of England – all this is bleak and upsetting and creates the impression that McCullin was living, that we are all living, in a world in permanent crisis, permanent poverty, permanent devastation.
A Catholic youth threatening police, Londonderry, Northern Ireland (1971)
You would never guess from this exhibition that his career covers the heyday of the Beatles, Swinging London, hippies smoking dope in a thousand attic squats, Biba and new boutiques, that – in other words – while soldiers were torturing civilians in Congo or Bangladesh, lots of young people were partying, older people going to work, kids going to school, families going on package holidays to the Costa del Sol, trying out fondue sets and meal warmers and all the other fancy new consumer gadgets which the Sunday Times advertised in the same magazines where McCullin’s photos appeared.
In other words, that away from these warzones, and these areas of maximum deprivation, life was going on as usual, and life was actually sweet for many millions of Brits. Kids play and laugh, even in warzones, even in poor neighborhoods. No kids are playing or laughing in any of these photos.
McCullin’s photos build up into an amazing oeuvre, an incredible body of work. But it would be a mistake to use them as the basis for a history or political interpretation of the era. It is just one perspective, and a perspective paid for by editors who wanted him to seek out the most harrowing, the most gut-wrenching and the most conscience-wracking situations possible.
If the cumulative worldview which arises from all these 250 photos is violent and troubled that is because he was paid to take photos of violence and trouble. Other photographers were doing fashion and advertising and sport and pop music photos. Their work is just as valid.
None of McCullin’s work is untrue (obviously), and all of it is beautifully shot and luminously printed – but his photos need to be placed in a much wider, broader context to even begin to grasp the history and meaning of his complex and multi-faceted era.
The promotional video
Related links
Don McCullin continues @ Tate Britain until 6 May 2019
‘I needed to be at home. I needed the peace of my own country, England. Yet when I go home and sleep in my own bed, I soon become restless. I am not shaped for a house. I grew up in harsh surroundings. I have slept under tables in battles for days on end. There is something about this that unfits you for sleeping in beds for the rest of your life. My wars, the way I’ve lived, is like an uncurable disease. It is like the promise of a tremendous high and the certainty of a bad dream. It is something I both fear and love, but it’s something I can’t do without.’
(Unreasonable Behaviour, page 226)
Don McCullin is one of the most famous war photographers of the 20th century. He first published his autobiography (co-written with Lewis Chester) in 1990. This is the new, updated edition, published in 2015, as McCullin turned 80.
Having just read Dispatches, the stoned, stream-of-consciousness prose poetry of Michael Herr’s classic account of his time covering Vietnam War, the detached, lucid prose of this book initially seemed a bit flat. But it perfectly suits the laconic, understated attitude McCullin brings to the varied and intense subject matter – whether it’s massacres in Africa or meeting the Beatles or the unlikely friendship he once struck up with Earl Montgomery.
Trips to war zones are covered in a few pages, insights dealt with in one or two pithy sentences. The battle of Khe Sanh in Vietnam takes up 60 pages of Herr’s book but gets just two paragraphs here – but it feels enough. There’s little fat, very little to come between you and the many highlights of McCullin’s extraordinarily long and colourful life. Which makes this a hugely enjoyable and absorbing book.
(By his own account McCullin suffers from severe dyslexia – as a result he didn’t passed any exams, has never liked reading and so, presumably, a great deal of credit for shaping this consistently spare, flat but very focused prose must go to the book’s co-author, Lewis Chester.)
Here’s an example, almost at random, of the book’s clipped, spare prose which is, nonetheless, gripping because it focuses so precisely on the relevant information and detail of the extreme events it describes. It’s January 1968 and McCullin is in Vietnam covering the Tet Offensive.
Under a heavy overcast sky, I joined the convoy of the Fifth Marine Commando as it started rolling up to Hue. It ploughed through heavy mud and rain, past houses collapsed and pitted by artillery, and columns of fleeing refugees. It was very cold. (p.116)
The narrative moves fast from one carefully selected high point to the next, focusing in on moments of insight and awareness. Cameos of war. Snapshots in time. Photos in prose.
Beginnings
Born into a working class household in Finsbury Park, North London, McCullin left school at 15 without any qualifications before doing his National Service, which included postings to: Suez, Kenya during the Mau Mau uprising, and Cyprus during the Enosis conflict. It was, as he puts it, ‘an extended Cook’s tour of the end of Empire.’ (p.45) His dad was ill, his mother struggled to manage three small kids, they lived in real squalor and poverty, and he grew up with a rough bunch of post-war lads, lots of fights outside north London dancehalls in the Teddy Boy 1950s.
But, as he explains, it was photographs of the local gang – the Guv’nors – at the time a local murder had hit the deadlines, that first got him noticed, that got him introduced to Fleet Street picture editors and – voom! – his career took off. Within a few pages he has begun to be given photo assignments, and then starts winning photography prizes, which bring better assignments, more pay, more freedom.
Wars
He makes it clear that he did plenty of other jobs – photo reportage at a nudists camp, countryside gigs, snapping the Beatles and so on – but it was the conflict zones which really attracted him.
Cyprus 1964 – photographs of a Turkish village where Greek terrorists had murdered inhabitants. He makes the interesting point that Mediterranean people want a public display of grief and so encouraged him to take photos.
Congo 1964 – a Boy’s Own account of how he smuggled himself into a team of mercenaries who flew into the chaos after the assassination of Patrick Lumumba, encountering CIA agents and then accompanying the mercenaries on a ‘mission’ to rescue 50 or so nuns and missionaries who had been kidnapped by brutal black militias, known as the Simbas, who raped and dismembered some of the nuns. He sees a lot of young black men being lined up alongside the river to be beaten, tortured and executed by the local warlord.
Vietnam 1965 – There was something specially glamorous about Vietnam and it attracted a huge number of correspondents and photographers: he namechecks Larry Burrows and Sean Flynn, the latter a big presence in Michael Herr’s classic account Dispatches, both of whom were eventually reported missing presumed dead. Vietnam was ‘black humour and farce’ and ‘waste on a mega scale’ (p.95)
Bihar, India during the famine of 1965 – he contrasts the monstrous amount of food and all other resources being wasted by the Yanks in Vietnam, with the absolute poverty and starvation in India.
Israel in the Six Day War – where he accompanied the first platoon into Arab Jerusalem, soldiers being potted by snipers to the right and left, before the city was captured and he snapped singing soldiers kissing the Wailing Wall.
Vietnam – the Battle for Hue, 1968. He was there for eleven days and it comes over as one of the most intense experiences from a life full of intense experiences. He is appalled at the waste. Hue, produced two of his most famous images:
Biafra – McCullin went back three years in a row and was initially supportive of the Biafrans, who had seceded from Nigeria because they were scared of their increasing bad treatment by the Nigerian state. But the Nigerian government (secretly supported by the British government) fought to defeat the Biafran army and reincorporate the province into the country. (It’s interesting to compare McCullin’s account with the long chapter about the same war in Frederick Forsyth’s autobiography, The Outsider.)
Cambodia 1970, where McCullin was wounded by mortar shrapnel from the Khmer Rouge.
Jordan 1970 where fighting broke out in the capital Amman between Jordanian troops and Palestinians.
With legendary travel writer Norman Lewis in Brazil, McCullin absorbed Lewis’s dislike of American Christian missionaries who appeared to use highly coercive tactics to round up native tribes and force them into their re-education compounds.
East Pakistan 1971 for the immense suffering caused by the breakaway of East Pakistan, eventually to be reborn as Bangladesh.
Belfast 1971 where he is blinded by CS gas and finds it uncomfortable being caught between the three sides, Catholic, Protestant and Army, and how he missed Bloody Sunday (30 January 1972).
Uganda – where he is imprisoned along with other journos in Idi Amin’s notorious Makindye prison and really thinks, for a bad few hours, that he’s going to be tortured and executed.
Vietnam summer 1972 – By this time, with its government negotiating for American withdrawal, the wider public had lost a lot of interest in the war. The number of Americans in country had hugely decreased since 1968, and the peace negotiations were well under way and yet – McCullin discovered that he fighting was more intense and destructive than ever.
Israel 1973 the Yom Kippur War in which Sunday Times reporter and friend Nick Tomalin is killed.
The new editor of the Sunday Times magazine, Hunter Davies, is more interested in domestic stories. Among 18 months of domestic features, Don does one on Hadrian’s Wall. And a piece about racist hoodlums in Marseilles with Bruce Chatwin.
He hooks up again with the older travel writer Norman Lewis, who is a kind of father figure to him, to report on the plight of native tribes in South America being rounded and up and forcibly converted by American missionaries.
Spring 1975 – back to Cambodia for the final weeks before the Khmer Rouge take Phnom Penh. It is in transit in Saigon that McCullin learns his name is on a government blacklist and he is prevented from entering Vietnam and locked up by police in the airport until he can blag a seat on the flight organised by Daily Mail editor David English taking Vietnamese war orphans to England.
Beirut 1975 – McCullin had visited Beirut in the 1960s when it was a safe playground for the international rich, but in 1975 long-simmering resentments burst into a complex, violent and bitter civil war. At great risk McCullin photographs a massacre carried out by the right-wing Christian Falange militia.
1975 – among the Palestinian Liberation organisation, McCullin meets Yasser Arafat and other leaders, and gives his take on the Arab-Israeli struggle, bringing out the terrorist tactics of the Jewish side – the well-known Irgun and Stern gang – and Jewish massacres of Palestinians back in the founding year of 1948.
1977 – West Germany, to report on old Nazis, Hitler’s bodyguard, unrepentant SS killers.
Spring 1982 – El Salvador. Covering a firefight in a remote town between soldiers and left-wing guerrillas he falls off a roof, breaking his arm in five places. He makes it to a hospital, is looked after by colleagues and flown back to England, but the long-term injury interferes with his ability to hold a camera. Worse, it crystallises the strains in his marriage. In a few dispassionate pages he describes leaving his wife of twenty years and children, and moving in with the new love of his life, Laraine Ashton, founder of the model agency IMG.
1982 the Lebanon – to cover the Israeli invasion.
1983 Equatorial Guinea ‘the nastiest place on earth’.
1980s A lengthy trip to see Indonesia’s most primitive tribes, in places like Irian Jiwa and the Mentawai Islands, with photographer Mark Shand (who wrote it up in a book titled Skulduggery).
Personal life
At this point in the early 1980s a lot of things went wrong for McCullin. His marriage broke down. His injuries took nearly two years to properly heal. The British authorities prevented him going with the Task Force to the Falklands War, which could have been the climax of his war career and obviously still rankles 35 years later.
And then Andrew Neil, the new editor of the Sunday Times, itself recently bought by the brash media tycoon Rupert Murdoch, turned its back on the gritty reportage of the 1960s and 70s to concentrate more on style and celebrity. As a friend summed it up to McCullin:
‘No more starving Third World babies; more successful businessmen around their weekend barbecues.’ (p.275)
The book describes the meeting with Neil in which he was manoeuvred into resigning. He was still not recovered from his injuries and now he had no job and no future.
And then came the bombshell that his first wife, the woman he left for Laraine, was dying of a brain tumour. Like everything else, this is described pithily and swiftly, but there’s no mistaking the pain it caused. The year or more it took his first wife to die of a brain tumour was traumatic and the emotional reaction and the tortured guilt he felt at having abandoned her, put a tremendous strain on his new relationship with Laraine. In the end he broke up with Laraine: she returned to her London base.
Thus, distraught at the death of Christine, McCullin found himself alone in the big house in Somerset which he’d been doing up with Laraine, with no regular job and isolated from his journo buddies. It’s out of this intense period of unhappiness and introspection that come his numerous bleak and beautiful photographs of the Somerset countryside. These were eventually gathered into a book and John Fowles, in the introduction, notes how ominously they reflect the scars of war. Maybe, McCullin muses but – now he has shared this autobiographical background – we readers are now able to see all kinds of emotions in them. Certainly he preferred winter when the trees are skeletons and the ruts and lanes are full of icy water – all under threatening black clouds.
As he turned fifty McCullin’s life concentrated more and more on mooching about in the countryside. He takes up with a model, Loretta Scott and describes their mild adventures for precisely one page (p.298). Then has a fling with Marilyn Bridges, a Bunny Girl turned impressive nature photographer. McCullin is awarded the CBE in 1993. He married Marilyn and they travel to Botswana, Bali, India and Cambodia but could never agree whether to base themselves in Somerset or in her home town of New York. There were fierce arguments and a lot of plate smashing. By 2000 he was divorced and single again.
India is his favourite country to photograph. He assembled his shots of it into a book titled India.
He had been supporting himself since he was kicked off the Sunday Times with jobs from other newspapers but mainly by doing adverts, commercial work. Lucrative but soulless. On the one hand he prided himself on being a completely reformed war junkie, on the other his soul secretly, deep down, hankered for conflict and disaster.
2001 So it was a boon when he was invited to travel to Zambia, Botswana and South Africa to chronicle the devastating blight of AIDS on already impoverished people.
2003 back to the same countries to check progress.
2004 Ethiopia with his new wife, Catherine Fairweather (married 7 December 2002).
The Africa trips resulted in another book, Don McCullin in Africa. He tells us that in total he has authored 26 books of photography – quite an output.
In 2003 his old friend Charles Glass invited McCullin to accompany him back to Iraq, via their familiar contacts among the Kurds. In fact they accompany the party of Ahmad Chalabi, the smooth-talking exile who had persuaded the Americans that Saddam was running programmes to make Weapons of Mass Destruction. But both journalist and photographer are kept completely isolated among the Chalabi entourage, flown to an isolated airport miles away from any action. McCullin reflects sadly that the American military had learned the lessons of Vietnam and now kept the Press completely under control and authorised. No room for cowboys winging it and roaming the battlefields at will as per Tim Page or Michael Herr in their heyday.
Another book, In England, brought together work from assignments around the country between 1958 and 2007, generally reflecting McCullin’s sympathy with the underdog, the poor, the derelict, and he is happy that it – along with the books on Africa, India and the Somerset landscape, have come to outsell the war books. He wants to be remembered as a photographer not a ‘war photographer’. In fact the final pages describe the assignment which gave him more pleasure than anything in his life, a three-year-labour of love to visit ancient Roman sites around the Mediterranean, titled Southern Frontiers: A Journey Across The Roman Empire.
He has a stroke, from which he recovers with the help of a quadruple heart bypass – but then – aged 77 – he is persuaded to go off for one last war adventure, travelling with his friend Richard Beeston, Foreign Editor for The Times, and under the guidance of Anthony Lloyd, the paper’s Chief Foreign Correspondent, to Aleppo, in Syria, to cover the collapse of the so-called Arab Spring into a very unpleasant civil war, to experience for one last time ‘that amazing sustained burst of adrenalin at the beginning, followed later by the tremendous whoosh of relief that comes with the completion of any dangerous undertaking’ (p.334).
Photography
Equipment is fun to play with but it’s the eye that counts. (p.340)
There’s some mention of his early cameras at the start, and a vivid description of the difficulties of getting a light reading, let alone changing film, under fire in Vietnam – but on the whole very little about the art of framing and composing a photo. The book is much more about people, stories and anecdotes. And considering the photos are the rationale for his fame and achievement, there are comparatively few examples in the book – I counted 47. And they’re printed on the same matt paper as the text i.e. not gloss reproductions on special paper.
All suggesting it’s probably best to buy the photos separately in large format, coffee-table editions.
Learnings
War is exciting and glamorous. Compelling. McCullin candidly states that many people found the Vietnam war ‘addictive’ (p.92), echoing the fairly obvious analyses of Michael Herr and Tim Page.
And he briefly remarks the need to find out whether he ‘measures up’ – like so many men, he obviously sees it as a test of his manhood: how will he react when the shooting starts? Although he reports himself as feeling panic and fear quite regularly, the evidence suggests that he was phenomenally brave to go the places he went, and to stay there through tremendous danger.
The point or purpose
The psychological cost of being a war photographer
But the clear-eyed and clipped accounts of each conflict refer fairly often to the psychological cost of seeing so much trauma so close up. He reflects on the damage it must do but, that said, the text doesn’t really reflect any lasting damage. From his appallingly deprived childhood onwards, there’s always been the understated implication of his strength and bullishness. Quite regularly he refers to troubles with police, scuffles with passport officers, answering back to armed militias, standing up to bullies and generally not backing away from a fight. He’s tough and doesn’t really open up about his feelings. He is most overt about being upset to the point of despair, not about anything he witnessed but about the cruel death of his first wife to cancer, which leaves him utterly bereft for a long period.
The morality of war photography
Apart from the personal cost, though, there’s also the nagging doubt that he is profiting, quite literally, from other people’s unspeakable suffering and pain. Is he a parasite, exploiting their misery? He and other war photographers justified their activities as bringing the ‘reality’ of war to the attention of a) a complacent public ignorantly preparing to tuck into their Sunday lunch b) those in authority who had the power to change it, to end it, to stop the killing.
In this vein he writes of the famine victims in Bihar:
No heroics are possible when you are photographing people who are starving. All I could do was to try and give the people caught up in this terrible disaster as much dignity as possible. There is a problem inside yourself, a sense of your own powerlessness, but it doesn’t do to let it take hold, when your job is to stir the conscience of others who can help. (p.95)
And he also gets very fired up about the plight of AIDS victims in Africa.
But well before the end of the book, he also expresses doubts whether any photo he took made any difference to any of the conflicts he covered. Re. the AIDS in Africa work, he comments:
I had a notion that this was an area in which my photographs might have a positively beneficial effect, by raising consciousness and awareness. This was not something that could be said about my war pictures, which demonstrably had not impaired the popularity of warfare. (p.304)
The latter clause reminding me of the poet W.H. Auden, who wrote a lot of socially conscious poetry throughout the 1930s, but ended up in the 1950s candidly admitting that, as he put it, no poem or play or essay he wrote ever saved a single Jew. There are limits to what even the most powerful art can achieve.
When he went to Africa in the early 2000s to chronicle the impact of AIDS McCullin really wanted these horrific pictures to have an impact, ‘to be an assault on people’s consciences’ (p.308). But I’ve been seeing photos and reports of starving Africans all my adult life. I’m afraid that, in a roundabout way, McCullin, by contributing to the tidal wave of imagery we are all now permanently surrounded with, may have contributed to creating precisely the indifference and apathy he claims to be trying to puncture.
Is war photography art?
McCullin was given a retrospective exhibition at the Victoria and Albert Museum in the 1980s (he has subsequently had numerous exhibitions, at Tate, the Imperial War Museum, all the top galleries). He describes his pride at the time in being chosen by the V&A, and it is an accolade indeed – but does rather confirm the sense that, precisely insofar as the photos are changed and transmuted into ‘works of art’, hung on walls and discussed by slick connoisseurs, so they lose their power to upset and disturb, the purpose he ostensibly created them for, and enter the strangely frozen world of art discourse.
I had drafted this thought before I came upon McCullin’s own reflection on photography-as-art on the penultimate page of this long and fascinating book.
One of the things that does disturb me is that some documentary photography is now being presented as art. Although I am hugely honoured to have been one of the first photographers to have their work bought and exhibited by the Tate Gallery, I feel ambiguous about my photographs being treated as art. I really can’t talk of the people in my war photographs as art. They are real. They are not arranging themselves for the purposes of display. They are people whose suffering I have inhaled and that I’ve felt bound to record. But it’s the record of the witness that’s important, not the artistic impression. I have been greatly influenced by art, it’s true, but I don’t see this kind of photograph itself as being art. (p.341)
From the horse’s mouth, a definitive statement of the problem and his (very authoritative) opinion about it.
Photography in the age of digital cameras and the internet
Then again, maybe the photographer doesn’t have any say over how his or her art is, ultimately, consumed and defined.
Superficially, yes, the first few McCullin photos you see are shocking, vivid and raw depictions of terror, grief and shock – but the cumulative effect of looking at hundreds of them is rather to dull the senses – exactly as thousands of newspaper, radio, TV and internet reports, photos and videos have worked to dull and numb all of us from the atrocity which is always taking place somewhere in the world (war in Syria, famine in Somalia). It’s hard not to end up putting aside the ’emotional’ content and evaluating them purely in formal terms of composition and lighting, colour and shade, the ‘drama’ or emotional content of the pose.
History
If the photos didn’t really change the course of any of the wars he reported on, and nowadays are covered in the reassuring patina of ‘art’, to be savoured via expensive coffee table books and in classy art galleries – there is one claim which remains solid. His work will remain tremendously important as history.
Taken together, McCullin’s photographs amount to a documentary history of most of the significant conflicts of the last 40 years of the twentieth century. And this autobiography plays an important role in creating a continuous narrative and context to underpin them, providing short but very useful, focused background explanations to most of the conflicts which the photographs depict.
Early on in his story, McCullin remarks that his National Service was a kind of Cook’s Tour of the end of the British Empire. In a way the rest of his career has been a continuation of that initial itinerary, as he ended up visiting some 120 countries to record for posterity how peoples all around the world lived, fought and died during his and our troubled times.
‘I was, what I always hoped to be, an independent witness.’ (p.116)
Credit
Unreasonable Behaviour (revised edition) by Don McCullin was published by Jonathan Cape in 2015. All references and quotes are to the 2015 hardback edition.
The chief reporter was the veteran Frank Keeler, a terrific journalist who became my mentor. He was a stickler for accuracy, dunning into all cubs he ever mentored his personal philosophy: check, check and check again. Then write. I still do. (p.107)
This is a very entertaining, amusing, informative and life-affirming book. What a great life Forsyth has had and with what brio he sets it down in his brisk, non-nonsense style.
The challenge of autobiography
We think and feel and speak and interact with other people all the time in a myriad of complex ways. Just writing down everything that happens in a day would be challenging, because so much of our interactions have a long history of interactions preceding them, and ramify out in all directions. So if describing everything that happens in a day would be challenging, how do you go about writing about your entire life? I was born here. My dad did this, he started out doing that but someone offered him a job, but he was never really happy, I remember him saying one day that… It could go on forever.
Forsyth solves the problem of what to write about yourself by converting his life story into a series of vignettes, anecdotes and tall tales. He has been turning complex political and social issues into 500-word columns for the Daily Express for decades. Briskly told in short declarative sentences, he now applies the same style and technique to his own life, turning it into 60 short (3- or 4-page) chapters, each focusing on a telling moment, incident or event, generally concluding with a humorous or resonant punchline.
A month later I turned six and the dream [of one day flying a Spitfire] did not die.
That summer of 1948 was the first time I had seen a human corpse. It would not be the last. Not by fifty thousand. (p.36)
So much for official denials. (p.245)
I have never emigrated and never will. (p.314)
And that is why I hate mortars. (p.250)
Biographical sketch
Forsyth was born in 1938 and turned out to be an only child. His parents appear to have run a furrier shop in Ashford, Kent (only referred to once or twice with, alas, no detail of furs, skins, pelts etc).
His father had started out as a rubber planter in Malaya in the 1930s but – as is described in one of the early ‘articles’ – was advised to get out and return to England. He did so, a few years later the war started, the Japanese invaded, and none of his fellow planters ever returned from the Japanese prison camps.
Forsyth was evacuated from Kent during the Blitz, but returned later in the war and then had what sounds like an idyllic childhood – camping in the countryside, learning to skin and cook rabbits, cycling round country lanes, fishing in lakes etc. Towards the end there were Americans who let him climb up on their tanks and introduced him to chewing gum.
Around age 10 he was sent to France for four consecutive summers and learned perfect colloquial French. Then to Germany for several more summers and learned perfect German. There followed a spell staying with a Russian countess in Paris to pick up colloquial Russian. His language skills were to hold him in good stead throughout his career.
But the most personal moment comes when he was five and his dad took him to an RAF airfield where, while dad did business, the crew played with the little boy and put him in the cockpit of a Spitfire. From that moment he became determined to fly one.
Tonbridge school and travelling abroad
The furrier shop obviously makes OK money because his parents send him to the fee-paying Tonbridge school which, like so many beneficiaries of a private education of his generation, he hates. We hear nothing about his fellow pupils or teachers. Instead he takes his O- and A-levels precociously young but his main focus is getting onto an RAF training course. Here he secures 30 hours flying training and becomes a qualified pilot capable of solo flying by the age of 17.
He hitch-hikes across France with a friend, having the usual adventures. Back in Blighty he is sent to Cambridge for an interview, where he candidly tells the Master of Clare college that he doesn’t want to go there, he wants to be a fighter pilot.
Age 17 he gets a scholarship to Granada University for a three-month course in Spanish language, history and culture but he skips every lecture and instead enrols in the bullfighting college (where he discovers he is not a natural). He gives a typically interesting account of the training school, the cape and equipment, the moves and the fake bull machine you train with.
Oh and has an affair with a 35-year-old German countess, an ex-Nazi who likes to sing the Horst Wessel song at the critical moment. Too good to be true? At the end of the course, his parents fly in and take him for a week’s holiday in Tangiers, where he encounters Africa, Islam, Third World poverty and a group of Marines from a Royal Navy ship moored in the harbour. Not for the last time his fluent languages come in handy and he becomes the squaddies’ unofficial translator and drinking buddy. God, what a life!
Learning to fly then becoming a journalist
Back in Blighty strings are pulled (his father, the furrier, donates a leopard-skin to the local OTC for their band drummer) and he gets permission to go to RAF training camp before his 18th birthday. His RAF training reads just like the military CVs he gives to so many of the heroes of the books, being mainly a list of bases: RAF Hornchurch, RAF Cardington, RAF Ternhill, RAF Worksop, training first on a Tiger Moth then a Provost, then a de Havilland Vampire!
He gets his flying wings 44 days before his 19th birthday, the award ceremony being the proudest day of his life. But career prospects in the RAF are not good, the real high flyers go to a special fast track college and his training so far will only qualify him for cargo flights or just a lot of desk work, whereas he wants to fly fly fly.
And see the world. So he quits at the end of his short-term contract and makes a complete switch, applying to become a journalist, with a view to working his way up to be foreign correspondent.
He gets an apprenticeship at the Eastern Daily Press and is posted to the westernmost outpost at King’s Lynn, under the tutelage of the veteran Frank Keeler. Three years of reporting magistrates court, births, marriages, deaths and local fetes. Excellent training.
Reuters, in Paris and Berlin
In 1961 Forsyth spends a day walking along Fleet Street, walking unannounced into every newspaper office and trying to get an interview with the editor. Obviously he is turned down everywhere and is taking lunch at a pub when he gets chatting to a hack who had also served apprenticeship in East Anglia, and knows old Frank.
They finish their pints and the veteran takes him to Reuters, where the domestic editor, hearing he can speak four languages, sends him upstairs to the Foreign Desk. They test his French on a genuine Frenchman working in the office – his teenage years in the depths of France come up trumps – and he is offered a posting in Paris.
Here he is taken under the wing of another old pro, the renowned Harold King, just as the Algeria crisis is reaching a head. Thus Forsyth finds himself reporting the various attempts on the life of Charles de Gaulle, which – though he didn’t know it at the time – were to form the basis of his bestseller, The Day of The Jackal, ten years later.
After two years getting to know Paris, following the crisis and sharing drinks with de Gaulle’s bodyguards, Forsyth is offered sole charge of the East German office, with responsibility for other Redland countries eg Czecho, Hungary etc.
Cue anecdotes about life in East Berlin, sending scotch and cigarettes to the surveillance team watching him, disappearing into the countryside for days on end to interview real people, and cultivating a dim Bertie Wooster persona, complete with shocking German accent, to disarm suspicion whenever he’s stopped. There are short bite-sized accounts of the time:
He tracked down the US spy plane shot down near Magdeburg, by disappearing off the main roads and using his fluent German to wheedle the location out of local peasants.
He nearly set off World War Three by reporting on the huge convoy of tanks he saw rumbling through East Berlin towards the Wall, in the dead hours of one spring morning – only for Western diplomats panicking that the Sovs are about to invade to extract from their puzzled Russian counterparts that the convoys are practicing for the annual May Day parade.
Man of the world bonhomie is the tone throughout these stories, which have the feel of having been honed to perfection at a thousand dinner parties and diplomatic receptions.
Forsyth decides it’s time to leave, and fast, when he discovers the young woman he’s been sleeping with is the mistress of the East German Defence Minister who, if he found out, could have FF locked away forever. He packs his bags and asks London to be withdrawn immediately, which they do.
Bad time at the BBC
Back in Blighty Forsyth joins the BBC full of optimism and ambition to become a foreign correspondent. In the event he had a very bad experience, which obviously still rankles 50 years later. Here, as everywhere in the book, you feel you’re not getting the full picture, that there must be more to it, but Forsyth’s view is that he joined at a chaotic moment when the heads of the Beeb were under fire and resigning, and that – fatally – his head of department was cross that he wasn’t involved in FF’s recruitment and so bore him a grudge right from the start.
Biafra
Forsyth was packed off to Biafra to cover what he was assured, at a Foreign Office and then a BBC briefing, would be a two-week insurrection. Biafra was the eastern most part of Nigeria, which had gained independence in 1960. The majority population belonged to the Ibo people; there had been attacks on the successful, and therefore unpopular Ibos in the north and west of the country and this slowly escalated into a demand for full independence.
As soon as he arrived in the capital of the newly-declared Biafra, FF realised the conflict was much larger than he’d been told and reported back to this effect – but his reports were quashed. He slowly began to realise that the BBC was parroting the line put out by the Foreign Office, itself generated by the High Commissioner in Lagos, all of which supported the official Nigerian government view that Biafra had no right to secede from Nigeria and the ‘rebels’ would soon be quashed. It was the way the BBC didn’t question the official, deeply misleading, line – in fact collaborated with it – which disgusted Forsyth then and now.
In the event the war dragged on for three years (1967-70) and, in its final year, with Biafra totally sealed off from the outside world, approximately 1 million Nigerian children starved to death. It was the first time photos of black children with distended bellies, covered in flies, and dying like flies, had been widely distributed in the West, and caused outrage, as well as mobilising charities and public calls for action.
Forsyth remains disgusted to this day by the deceitfulness of the Labour government of the day, which a) held to the fatuous claim that it would all be over in a few weeks, and b) denied supplying the Nigerians with arms – while all along doing so. He was disgusted with the Foreign Office for supporting such an immoral policy, refusing to concede Bifran claims and help broker a ceasefire or peace conference. And he was disgusted with the BBC for parroting the official line, instead of ripping it to shreds as a proper news operation should.
The experience made him realise the BBC is not a news operation, but a bloated bureaucracy, not a caller-to-account of the powers-that-be, but merely an extension of the smug, sanctimonious Establishment. Fifty years later he is still angry.
That is why I believe this coterie of vain mandarins and cowardly politicians stained the honour of my country for ever and I will never forgive them. (p.239)
Forsyth quit the BBC and returned to Biafra to report the whole of the rest of the conflict as a freelancer, and these years have more space devoted to them than any other subject, about 90 pages in the middle of the book. When the war ended in January 1970 Forsyth was on one of the last planes out (itself a thrilling adventure, and a scene he reuses in the opening of The Dogs of War).
Accidental novelist
Forsyth’s career as a novelist is dealt with briskly. Back in London after his African adventure, he found himself broke with no hope of a job, having blotted his copybook with the all-powerful FO and BBC. He was able to doss on a friend’s sofa for a while and conceived the mad plan of writing a novel, having never written one before or never thought about it. In 35 days, through January and February 1970, Forsyth knocked out The Day of The Jackal on a second-hand typewriter.
He then hawked it round publishers with predictable rejections, until he met a man at a party and hassled him into reading the manuscript. When he returned to his office, the agent offered him a three-book deal on the spot! Soon afterwards a film company offered £20,000 cash for all rights in perpetuity to the Jackal which, like the innocent he was, he accepted (it’s made millions over the past 50 years).
Writing was only ever meant to be a stopgap measure and his attitude to writing fiction is as dismissive as can be.
It just occurred to me that if I could make a good living dashing off this nonsense, why get my head blown off in an African rain ditch? (p.271)
Forced to think of two other book subjects he revisited his knowledge of Germany and alighted on the issue of the networks of surviving Nazis. He undertook his trademark in-depth research with the help of famous Nazi-hunter Simon Wiesenthal – and this led to The Odessa File.
Then he put his knowledge of Africa – and the white mercenaries he’d met in Nigeria – to use for The Dogs of War, his incredibly long, detailed account of how to mount an armed coup.
We knew about the thoroughness of the research he did for both books – it’s interesting to discover how autobiographical they are, in that he based whole scenes, journey and encounters on the ones he actually had. Thus the journey of discovery which the hero of The Odessa File goes on closely follows the actual driving round Germany and interviewing ex-Nazis, lawyers and journalists which Forsyth himself undertook. The long interview with a Jewish survivor early on in the book is a retelling of a long interview with a Jewish survivor which Forsyth carried out, with only the name and the city changed.
A little showbiz gossip
There are one or two stories about the director of Jackal, Fred Zinneman, and the actor Edward Fox, but by and large the book is striking for the complete absence of gossip or stories about other writers or people in the arts.
Once these three key books are published, the text reverts to anecdotes which leap over big periods of his life, leaving huge gaps. Thus a chapter on the time he went fishing in a boat off Mauritius and nearly got killed when a tropical cyclone changed course and bore down on the boat. (This experience was recycled into the powerful short story The Emperor.) Or accounts of taking his two young sons game hunting in Africa, or scuba diving in the Indian Ocean.
It’s almost like being shown a book of holiday snaps, each one coming with a well-polished comic story.
Jobs for ‘the Firm’
In its final sections Forsyth breaks the omerta of the security services by describing several jobs he did for ‘the Firm’ aka MI6 aka the Secret Intelligence Service. One was a full-scale mission, carrying a package containing documents to a rendezvous with a top agent, a communist General inside East Germany, which reads exactly like the rendezvous you read about in Deighton, le Carré and so on and which Forsyth used as the basis for a similar incident in one of his novels.
On a different occasion his contact at ‘the Firm’ asked him to take advantage of his friendship with senior South African officials, specifically Defence Minister Pik Botha, to ask about the future of SA’s nuclear weapons after the upcoming multi-racial elections and the end of the apartheid system (1994). Botha disarms Forsyth by matter-of-factly telling him to tell ‘his masters’ back in London, that SA will safely dispose of them before the ANC government comes to power.
He loses his money and has to start again
In the early 1990s Forsyth’s financial adviser was revealed to be a crook who had stolen the investments of all his clients, not only leaving them penniless but, in Forsyth’s case, £1 million in debt. Result? He had to start all over again to restore his fortunes.
Forsyth doesn’t spell it out but presumably this explains the latter part of his bibliography, the series of thrillers from The Fist of God onwards which, as I’ve pointed out in my reviews of individual novels, become increasingly repetitive in terms of setting (Islamic terrorism), of factual references (the same anecdotes from the same recent conflicts) and of repeated (wafer-thin) characters.
But his first three novels (Jackal, Odessa, Dogs) are the only ones which merit even a page or two of explanation – the majority of his books aren’t even mentioned in this brisk, business-like overview. The short stories? Not mentioned. The experimental continuation of The Phantom of the Opera, The Phantom of Manhattan? Not a whisper. The genesis, writing and reception of each book? Silence.
This would be an odd oversight if this were the autobiography of a writer, but more than anything this series of well-honed, after-dinner anecdotes is keen to emphasise that Forsyth is a man who has lived, been a journalist, travelled widely, had many adventures and, only last and very much least, been lucky enough to fund it all by churning out his impressively-researched, shallow and undemanding poolside thrillers.
Barely any family
The same skimming over the surface applies to his almost complete absence of references to his family. Only a passing mention of the end of his first marriage, and similarly only a handful of allusions to the second Mrs Forsyth, Sandy. The two boys, Stuart and Shane, are referred to in the context of the fishing or hunting expeditions but barely anywhere else: there’s certainly no detail or feeling about family life, of the prolonged trials and tribulations of being a parent.
His autobiography is, in other words, as devoid of emotion and character as any of his books. Except that, like the books, the lack of character is the character, and instead of the usual sympathies for family or friends, what there very much is is the love of machines – of cars, fishing boats, of recent military history, armies, weapons and, above all, of planes.
A dream come true
Thus it is entirely fitting, and unexpectedly moving, that in the autumn of his years, the 76-year-old author was finally able to fulfil his childhood dream and not only go up in a Spitfire, but (being a specially adjusted two-seater model) was able to fly it solo for a spell. It is a wonderfully uplifting ending to this account of a charmed life and I found it impossible not to be moved by Forsyth’s simple, boyish joy.
It was over too soon but it was done. The seventy-year-old promise was fulfilled and the little boy’s dream had come true. (p.366)
Comment
If this book is anything to go by Forsyth has led a charmed and wonderful life in a world he regards with tolerant good humour, flecked with occasional outrage at injustice and suffering. The most attractive thing about the book is its buoyancy. Nothing seems to get him down. With the unflinching nervelessness displayed in all his novels, he just gets on with it, waltzing through extraordinary situations and the direst peril (as when he gets caught, a white man in his 70s, in a real-life coup in Guinea-Bissau) with extraordinary sang-froid.
He has been a happy man, a lucky man, a man with the knack of presenting himself in the right place at the right time, and if this autobiography lacks almost any psychological or emotional depth or complexity, it is still a marvellous record of an extraordinary life, and its robust optimism is a welcome counterbalance to the all-too-familiar negativity and pessimism of our age.
Credit
The Outsider: My life in Intrigue by Frederick Forsyth was published by Bantam Press in 2015. All quotes and references are from the 2016 Corgi paperback edition.
1971 The Day of the Jackal – It is 1963. An international assassin is hired by right-wing paramilitary organisation, the OAS, to assassinate French President, Charles de Gaulle. The novel follows the meticulous preparations of the assassin, code-name Chacal, and the equally thorough attempts of the ‘best detective in France’, Commissaire Lebel, to track him down. Surely one of the most thoroughly researched and gripping thrillers ever written.
1972 The Odessa File – It is 1963. German journalist Peter Miller goes on a quest to track down an evil former SS commandant and gets caught up in a high-level Nazi plot to help Egypt manufacture long-range missiles to attack and destroy Israel.
1974 The Dogs of War – City magnate Sir James Manson hires seasoned mercenary Cat Shannon to overthrow the dictator of the (fictional) West African country of Zangaro, so that Manson’s mining company can get its hands on a mountain virtually made of platinum. This very long novel almost entirely amounts to a mind-bogglingly detailed manual on how to organise and fund a military coup.
1975 The Shepherd – A neat, slick Christmas ghost story about a post-war RAF pilot whose instruments black out over the North Sea but who is guided to safety by an apparently phantom Mosquito, flown by a pilot who disappeared without trace during the war.
1979 The Devil’s Alternative – A Cold War, geopolitical thriller confidently describing machinations at the highest levels of the White House, Downing Street and a Soviet Politburo riven by murderous factions and which is plunged into emergency by a looming grain shortage in Russia. A plot to overthrow the reforming leader of the Soviet Union evolves into a nailbiting crisis when the unexpected hijacking of an oil supertanker by fanatical Ukrainian terrorists looks like it might lead to the victory of the hawks in the Politburo, who are seeking a Russian invasion of Western Europe.
1982 No Comebacks Ten short stories combining Forsyth’s strengths of gripping technical description and clear fluent prose alongside his weaknesses of cardboard characters and improbable plots – but the big surprise is how many of them are clearly comic and satirical in intention.
1984 The Fourth Protocol – Handsome, former public schoolboy, Paratroop Regiment soldier and MI5 agent John Preston, first of all uncovers the ‘mole’ working in MI5, and then tracks down the fiendish Soviet swine who is assembling a tactical nuclear device in Suffolk with a view to vaporising a nearby US Air Force base. the baddies’ plan is to rally anti-nuclear opinion against the Conservatives in the forthcoming General Election, ensuring a Labour Party victory and then (part two of the plan) replace the moderate Labour leader with an (unspecified) hard-Left figure who would leave NATO and effectively hand the UK over to the Russians. A lunatic, right-wing fantasy turned into a ‘novel’.
1989 The Negotiator – Taciturn Clint Eastwood-lookalike Quinn (no first name, just ‘Quinn’) is the best negotiator in the business, so when the President’s son is kidnapped Quinn is pulled out of quiet retirement in a Spanish village and sent to negotiate his release. What he doesn’t realise is the kidnap is just the start of a bigger conspiracy to overthrow the President himself!
1991 The Deceiver – A set of four self-contained, long short stories relating exciting incidents in the career of Sam McCready, senior officer in the British Intelligence Service, as he approaches retirement. More gripping than the previous two novels, with the fourth and final story being genuinely funny, in the style of an Ealing comedy starring Alec Guinness.
1994 The Fist of God – A journalistic account of Saddam Hussein’s 1990 invasion of Kuwait and the ensuing US-led ‘Desert Storm’ operation to throw him out, complete with insider accounts of the Western military and intelligence services and lavish descriptions of scores of hi-tech weaponry. Against this backdrop is set the story of one man – dark-skinned, Arabic-speaking Mike Martin who goes undercover posing as an Arab, first in occupied Kuwait, then – even more perilously – in Baghdad itself, before undertaking a final mission to locate and assist the destruction of Saddam’s atom bomb (!) and the Supergun designed to fire it at the Allies. Simultaneously gripping in detail and preposterous in outline.
1996 Icon – Hot shot CIA agent Jason Monk is brought out of retirement to foil a fascist coup in post-communist Russia in a novel which starts out embedded in fascinating contemporary history of Russia but quickly escalates to heights of absurdity, capped by an ending in which the Russian people are persuaded to install a distant cousin of our very own Queen as the new Tsar of All The Russias! Sure.
2001 The Veteran – Five very readable short stories: The Veteran, The Art of the Matter, The Miracle, The Citizen, and Whispering Wind – well engineered, sleek and almost devoid of real human psychology. Nonetheless, the vigilante twist of The Veteran is imaginatively powerful, and the long final story about a cowboy who wakes from a century-long magic sleep to be reunited with a reincarnation of his lost love has the eerie, primal power of a yarn by Rider Haggard.
2003 Avenger – A multi-stranded narrative which weaves together the Battle of Britain, the murder of a young American aid worker in Bosnia, the death of a young woman in America, before setting the tracking down of a Serbian war criminal to South America against a desperate plot to assassinate Osama bin Laden. The least far-fetched and most gripping Forsyth thriller for years.
2006 The Afghan – Ex-SAS man Colonel Mike Martin, hero of The Fist of God, is called out of retirement to impersonate an Afghan inmate of Guantanamo Bay in order to infiltrate Al Qaeda and prevent their next terrorist attack. Quite a gripping thriller with an amazing amount of detailed background information about Afghanistan, the Taliban, Al Qaeda, Islamic terrorism and so on.
2010 The Cobra – Two lead characters from Avenger, Paul Devereaux and Cal Dexter, are handed the task of wiping out the illegal cocaine trade on the authority of Barack Obama himself. Which leads to an awesome display of Forsyth’s trademark factual research, scores of pages building up a comprehensive picture of the drugs industry, and to the detailed description of the multi-stranded operation which almost succeeds, until lily-livered politicians step in to halt it.
2013 The Kill List – Another one about Islamic terrorism. The Preacher, who has been posting jihadi sermons online and inspiring a wave of terrorist assassinations, is tracked down and terminated by US marine Christopher Carson, aka The Tracker, with a fascinating side plot about Somali piracy thrown in. Like all Forsyth’s novels it’s packed with interesting background information but unlike many of his later novels it this one actually becomes genuinely gripping at the end.
2015 The Outsider – At age 76 Forsyth writes his autobiography in the form of a series of vignettes, anecdotes and tall tales displaying his characteristic briskness and dry humour. What an extraordinary life he’s led, and what simple, boyish fun this book is.
Books & Boots 
