Seneca’s Plays

What follows are notes on E.F. Watling’s introduction to his translation of Seneca’s plays, published by Penguin Books in 1966, then a summary with comments of the four Seneca plays it contains:

Seneca’s biography

Lucius Annaeus Seneca was born in 4 BC Corduba, Spain, the second son of Annaeus Seneca the Elder. His father had studied rhetoric in Rome and returned to Spain to bring his sons up with respect for the traditional virtues of the Roman Republic, which had ceased to exist a generation earlier, following the victory of Octavian against Anthony at Actium in 31 BC.

As a young man Seneca the Younger studied Stoic philosophy. He lived in Egypt for a while, probably due to ill health (tuberculosis?) and because his aunt was the wife of the prefect there. By 33 AD he was back in Rome, married to his first wife (whose name is unknown) and achieving recognition as a lawyer and teacher of rhetoric.

Seneca had run-ins with several of the early emperors. At one point he was forced to retire into private life due to the suspicions of Caligula. He returned to public life on the accession of the emperor Claudius but in the very same year, 41 AD, was exiled to Corsica, accused of adultery with the new emperor’s niece, Julia, probably at the instigation of Claudius’s scheming third wife, Valeria Messalina. Seneca spent eight years on Corsica during which he wrote a number of philosophical works.

In 48 Claudius had Messalina executed for (supposedly) conspiring to overthrow him, and married his fourth wife, the equally scheming Agrippina. But it was Agrippina who asked for the recall of Seneca and made him tutor to her 12-year-old son, Lucius Domitius, the future emperor Nero. When Nero came to power 6 years later, in 54 AD, aged just 17, Seneca became his principal civil adviser (Nero had a separate adviser for military affairs, Sextus Afranius Burrus).

Some attribute the fact that the first five years of Nero’s reign were relatively peaceful and moderate to Seneca’s restraining influence. According to Tacitus’s Annals, Seneca taught Nero how to speak effectively, and wrote numerous speeches for him to address the senate with, praising clemency, the rule of law, and so on.

However, palace politics slowly became more poisonous, Nero came to rule more despotically, and Seneca’s position and wealth made him the target of increasing political and personal attacks. In 62 Seneca asked to be allowed to retire from public life, a conversation with Nero vividly described (or invented) in Tacitus’s Annals. Emperor and adviser parted on good terms but, over the next few years, Seneca’s name was cited in various plots and conspiracies.

The largest of these was the conspiracy of Gaius Calpurnius Piso in 65, a plot to assassinate Nero which was discovered at the last moment (the morning of the planned murder), and which, as the suspects were interrogated and tortured by Nero’s Guard, turned into a bloodbath of the conspirators.

Historians think Seneca was not an active conspirator, and debate how much he even knew about the plot, but whatever the precise truth, Nero ordered him put to death. Hearing of this, Seneca, en route back to Rome from Campania, committed suicide with a high-minded detachment that impressed the friends who attended the deed, and made him a poster boy for Stoic dignity. Many classic paintings depict the noble scene. Nero himself was, of course, to commit suicide just three years later, in 68 AD.

The Death of Seneca by Manuel Dominguez Sanchez (1871)

Seneca’s works

Seneca was a prolific writer. He wrote 12 philosophical essays, an extensive work of natural science, and 124 letters of moral exhortation to his friend Lucilius. The letters are probably his most accessible and popular work.

But Seneca is also credited as the author of ten plays (though scholars bicker: maybe it’s nine; maybe it’s eight). The plays are all tragedies, loosely modeled on Greek tragedy and featuring Greek tragic protagonists. The Romans had a technical term for these, fabula crepidata, meaning a Roman tragedy with a Greek subject.

Seneca’s plays make a striking contrast to his philosophical works not only in tone but also in worldview. The Letters to Lucilius go into great detail about how to banish all attachments, emotions and feelings from your life in order to achieve a calm, rational, Stoic detachment. By contrast, the plays are full of gruesomely bloodthirsty plots and characters wrought to the utmost degree of emotional extremity. Throughout the Middle Ages and Renaissance the works seemed so utterly different in worldview that scholars thought Seneca the moral philosopher and Seneca the dramatist were two different people.

Critics have been very harsh indeed about these plays. The editor of the Penguin edition, E.F. Watling, accuses them of ‘bombastic extravagance’, of ‘passionate yet artificial rhetoric’. The German critic Schlegel is quoted accusing them of ‘hollow hyperbole’, ‘forced and stilted’. Watling cites the consensus among scholars who condemn them as:

horrible examples of literary and dramatic incompetence, travesties of the noble Greek drama, the last wretched remnant of declining Roman taste. (Introduction, p.8)

And yet Seneca’s plays had a very important influence on Renaissance theatre, influencing Shakespeare and other playwrights in England, and Corneille and Racine in France.

Seneca’s tragedies are customarily considered the source and inspiration for what became known as the genre of ‘Revenge Tragedy’ in Elizabethan theatre, starting with Thomas Kyd’s The Spanish Tragedy of the 1580s, and continuing on into the Jacobean era (the reign of King James I, 1603 to 1625).

Their importance to Elizabethan drama explains why so fastidious a critic as T.S. Eliot, obsessed as he was with the period, praised Seneca’s plays, singling out Phaedra and Medea – although most critics consider Thyestes to be Seneca’s ‘masterpiece’.

Seneca’s tragedies

  • Agamemnon
  • Hercules or Hercules furens (The Madness of Hercules)
  • Medea
  • Oedipus
  • Phaedra
  • Phoenissae (The Phoenician Women)
  • Thyestes
  • Troades (The Trojan Women)

The Penguin paperback edition of the plays, edited and translated by E.F. Watling, contains four of the ‘best’ plays – Thyestes, Phaedra, Oedipus and The Trojan Women. (It also contains an oddity, a play titled Octavia, which resembles Seneca’s tragedies in melodramatic tone but, since it features Seneca as a character, and describes his death, cannot have been by him. Scholars guesstimate that it was probably written soon after Seneca’s death by someone influenced by his style and aware of the events of his lifetime.)

Watling’s critique

Watling’s introduction pulls no punches in detailing Seneca’s shortcomings:

He was not a constructor of tragic plots; his plays are not concerned with the moral conflict between good and good which is the essence of true tragedy: he only recognises the power of evil to destroy good. He does not delay or complicate the issue by any moral dilemma exhibiting the conflict of justifiable but mutually incompatible ambitions; his tragedy is simply a disastrous event foretold and anticipated from the start and pursued ruthlessly to its end. (p.25)

Seneca routinely stops the action of his ‘plots’ to give characters long, highly-strung, melodramatic speeches, which might not even be particularly relevant to the plot and often take no account of who else is on stage at the time.

His technique of dramatic speech is extremely narrow, having only two modes: either a character is delivering a long monologue, or he deploys stichomythia, where just two characters swap exchanges of dialogue; rarely anything more complicated than that.

Many of the long speeches and even some of the exchanges are so stock and stereotyped that they could easily be swapped from one play to another without anyone noticing. Watling names some of these stock topics – the ‘simple life’ speech, the ‘haunted grove’ speech and ‘the king must be obeyed’ dialogue, which all crop up in several of the plays.

The climax of all the plays is always a gruesome barbarity and Seneca uses the Greek conventions of having it take place offstage and described by a breathless messenger who comes onstage hotfoot from the scene. The messengers’ speeches all follow the exact same formula: the description of the place, the horror of the act, the stoical courage of the sufferer.

Seneca’s use of the Chorus is for the most part flaccid and unconvincing. (p.24)

The Chorus declaims its verse in a different metre from the rest of the play. They are known as Choric odes. The Choric odes’s main purpose is to comment on the main action but they often feature a clotted recital of myths or legends similar or related to the one we are witnessing.

The Chorus also often expresses ideas which contradict the worldview of the play and even of the main action. For example they will powerfully express the idea that death is the end of life and there is nothing after, except that… the plays feature ghosts and numerous descriptions of the classic souls in hell (Sisyphus, Tantalus, Ixion). There is no attempt at consistency – immediate and sensational effect is what is strived for.

The sense of unnecessary repetition is echoed at a verbal level where Seneca creates a drenched and intense effect by repeating synonyms for just one idea – Watling says examples in English would be larding a speech with the synonymous words anger-rage-ire, or fear-terror-dread. No idea is left to float subtly but is bludgeoned into submission by repetition.

Watling sums up Seneca’s plays as 1) sporting a bombastic, over-the-top rhetoric, deriving from 2) gruesomely bloodthirsty plots, which 3) are staged with a remarkable lack of dramatic invention i.e. very clumsily and straightforwardly.

But despite all these shortcomings, the sheer visceral intensity of his plays goes some way to explain why they were useful models for the earliest Elizabethan playwrights writing the first attempts at English tragedy, influencing Kyd, Marlowe and the early Shakespeare of Titus Andronicus (which contains several quotes from Seneca’s Phaedra).

To return to T.S. Eliot who I mentioned above, we can now see why Eliot (in an introduction to a 1927 reprint of Elizabethan translations of Seneca) made the characteristically perceptive remark that, foregrounding vivid rhetoric over more traditional notions of plot or characterisation as the do, might make Seneca’s plays suitable for what was (in 1927) the very new medium of radio – rhetoric i.e. the power of words alone, triumphing over all other factors. A surf of sensationalist sound. The bombastic power of words superseding all considerations of ‘plot’ or ‘characterisation’.

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Plots of the four plays

1. Thyestes

Summary

It’s a tragedy of two brothers who hate each other, Atreus who takes a horrific vengeance on his brother, Thyestes.

Background

Tantalus was a son of Jupiter. He killed, cooked and served up his own son, Pelops, at a banquet of the gods. For this atrocity he was condemned to eternal punishment in hell, fixed in a pool of water, dying of thirst but unable to bend down to scoop up any of the water, and dying of hunger, but unable to touch any of the fruit growing just out of reach above him. Hence the English verb to tantalise. Jupiter restored Pelops to life but he himself went on to win a wife and a kingdom by treachery. Pelops banished his two grown-up sons, Atreus and Thyestes, for the murder of their half-brother, Chrysippus. When Pelops died, Atreus returned and took possession of his father’s throne, but Thyestes claimed it too. Thyestes seduced Atreus’s wife, Aërope, who helped him steal the gold-fleeced ram from Atreus’s flocks which was said to grant the kingship. But instead of gaining the crown he was banished. Despite sitting pretty, Atreus wants to make his ascendancy over his brother complete, so he is now planning to recall Thyestes from banishment on the pretext of sharing the throne with him, but in fact carrying out an atrocious act of revenge.

Act I

A Fury raises Tantalus’s miserable spirit from the underworld. He moaningly asks if even more pain and suffering await him. The Fury delivers an extraordinary vision of the sins of the house of Peolops, ramifying out to undermine all the order in the world. The Chorus comes onstage. It consists of citizens of Argos. They invoke the presiding gods of the cities of Greece in the hope they can prevent the tragedy.

Act II

Atreus consults with his minister about the best way of carrying out vengeance on his brother. The minister wonders how he can do this, allowing Atreus to explain that he will offer forgiveness and a share in the crown to lure Thyestes back to Argos, where he can carry out his revenge; what it will be, exactly, he is still considering but it will be awful. The Chorus reproves the ambition of rulers, describing the character of a true king, before singing the praises of a retired life.

Act III

Thyestes, having been invited back to his homeland by Atreus, arrives with his three young sons and expresses his distrust and sense of approaching disaster. Atreus applauds himself: his plan is working. The Chorus, apparently oblivious of the preceding act, praises the fraternal affection of Atreus for putting aside the brother’s enmity.

Act IV

With no development of plot or character, with melodramatic abruptness, a messenger appears who describes to the appalled Chorus the grotesque climax of the play which is that Atreus had Thyestes’s three children killed, cooked and served up to Thyestes at the brothers’ reconciliation feast. It takes the form of a question and answer session, the Chorus asking what happened next, the messenger answering. The Chorus, observing the going down of the Sun, hysterically fears that this criminal act might tear apart the whole fabric of the universe.

Act V

Atreus congratulates himself on his cruel revenge. Thyestes trembles with premonition that something terrible has happened. The Atreus reveals to him that he has just eaten his own beloved sons.

(Incidentally, the curse on the house of Pelops was to continue into the next generation in the persons of Agamemnon, son of Atreus, who was murdered on his return from the Trojan War, by Aegisthus, son of Thyestes – the subject of one of Seneca’s other plays.)

Thyestes demonstrates the classic characteristics of a Seneca play. It maintains a continuous, shrill, hyperbolic tone. Hyperbolic exaggeration Here’s the Fury seeing the feud escalate into end-of-the-world anarchy:

Vengeance shall think no way forbidden her;
Brother shall flee from brother, sire from son,
And son from sire; children shall die in shames
More shameful than their birth; revengeful wives
Shall menace husbands, armies sail to war
In lands across the sea; and every soil
Be soaked with blood; the might of men of battle
In all the mortal world shall be brought down
By Lust triumphant. In this house of sin
Brothers’s adultery with brothers’ wives
Shall be the least of sins; all law, all faith
All honour shall be dead. Nor shall the heavens
Be unaffected by your evil deeds:
What right have stars to twinkle in the sky?
Why need their lights still ornament the world?
Let night be black, let there be no more day.
Let havoc rule this house; call blood and strife
And death; let every corner of this place
Be filled with the revenge of Tantalus!
(Fury, Act 1)

Here’s Atreus whipping himself up to commit the worst crime in the world:

Sanctity begone!
If thou wast ever known within these walls.
Come all the dread battalions of the Furies!
Come, seed of strife, Erinys! Come, Megaera,
With torches armed! My spirit yet lacks fire;
It would be filled with still more murderous rage!
(Atreus, Act 1)

In the introduction Watling talks up the discrepancy between Seneca the lofty Stoic and Seneca the author of blood-thirsty, amoral plays. But there is some overlap, some places where characters appear to speak the language of Stoic detachment, such as the second Choric ode which describes the true nature of kingship as not being power or riches but resilience and mental strength. The true king

is the man who faces unafraid
The lightning’s glancing stroke; is not dismayed
By storm-tossed seas; whose ship securely braves
The windy rage of Adriatic waves;
Who has escaped alive the soldier’s arm,
The brandished steel; who, far removed from harm,
Looks down upon the world, faces her end
With confidence, and greets death as a friend.
(Chorus, Act 2)

That’s the Chorus, but Thyestes himself also declaims an ‘advantages of the simple life‘ speech to his son as they arrive at Atreus’s palace:

While I stood
Among the great, I stood in daily terror;
The very sword I wore at my own side
I feared. It is the height of happiness
To stand in no man’s way, to eat at ease
Reclining on the ground. At humble tables
Food can be eaten without fear; assassins
Will not be found in poor men’s cottages;
The poisoned cup is served in cups of gold.
(Thyestes, Act 3)

(Words which resonate with Seneca’s experiences in the fraught court of the emperor Nero.) In the final act, just before Atreus reveals to Thyestes what he’s done, Thyestes feels a powerful, world-shaking sense of doom, very reminiscent of the same premonition characters experience in Shakespeare’s tragedies:

The table rocked, the floor is shaking.
The torches’ light sinks low; the sky itself
Hangs dull and heavy, seeming to be lost
Between the daylight and the dark. And why –
The ceiling of the heavens seems to shake
With violent convulsions – more and more!
The murk grows darker than the deepest darkness,
Night is engulfed in night; all stars have fled!
(Thyestes, Act 5)

Once the deed has been revealed, here’s the Chorus reciting a welter of classical precedents in an effort to capture the enormity of the event:

Are the Giants escaped from their prison and threatening war?
Has tortured Tityos found strength in his breast again to renew his old aggression?
Or has Typhoeus stretched his muscles to throw off his mountain burden?
Is Ossa to be piled on Pelion again
To build a bridge for the Phlegrean Giants’ assault?
Is all the order of the universe plunged into chaos?
(Chorus, Act 4)

These are all formulae or stock ingredients, which are repeated in all the other plays, and were to be enthusiastically taken up by the Elizabethan playwrights striving for sensational effects in the 1590s and early 1600s.

2. Phaedra

Background

Theseus was a typical Greek ‘hero’ i.e. an appalling human being, guilty of countless crimes, infidelities, murders and rapes. But the play isn’t about him, it’s about his second wife and his son. In his first marriage Theseus married the Amazon warrior Antiope, also known as Hippolyta, who bore him a son, Hippolytus. This Hippolytus grew up despising love, refusing to worship at the temples of Venus. He preferred Diana and the joys of the hunt. During this time, Theseus divorced his first wife and married Phaedra, daughter of Minos, king of Crete (following his adventure on Crete where he slew the Minotaur).

Now, Hyppolitus had grown to be a handsome young man and Phaedra was a mature woman when Theseus left his kingdom for a while to help his friend Peirithous rescue Persephone from the underworld. During his absence, the goddess of love, Venus, determined to take her revenge on Hippolytus for spurning her worship, inflamed his stepmother, Phaedra’s, heart with insatiable desire for the handsome young man.

Prelude (Hippolytus)

Hippolytus soliloquises on the joys of the hunt, delivering a long list of Greek hunting locations to his companions. It not only reveals Hippolytus’s character but impresses the audience with Seneca’s detailed and scholarly knowledge of Greek geography.

Act 1 (Phaedra and the nurse)

Phaedra soliloquy in which she laments that Theseus has gone off to the underworld, abandoning her in a place she has never liked, exiled from her beloved Crete. She wonders that she has recently become obsessed with the hunt.

(Her mother was Pasiphae, wife of King Minos who notoriously allowed herself to be impregnated by a bull, giving birth to the Minotaur. More relevant, though, is that Pasiphae was a daughter of Phoebus the sun god, and Venus the goddess of love has a long-running feud with him. Which explains why Venus is also against Phaedra.)

It is the nurse who makes explicit the fact that Phaedra has fallen in love with her stepson. Phaedra says her infatuation is driving her so mad she wants to kill herself.

Unreason reigns
Supreme, a potent god commands my heart,
The invincible winged god, who rules all earth,
Who strikes and scorches Jove with his fierce flame…

Interestingly, the nurse insists that all this talk of Venus and Eros is rubbish. There is no little god with a bow and arrow fluttering about in the sky. Instead it is the corruption of the times: ‘Too much contentment and prosperity and self-indulgence’ lead to new desires. In fact she states the Stoic theme that the simple life is best and luxury leads to decadence.

Then the Chorus delivers a long impressive hymn to the power of Eros or Love, as demonstrated by mating behaviour throughout the animal kingdom. As a Darwinian materialist I, of course, agree that the urge to mate and reproduce is the primary function of all life forms, including humans.

Act 2

The nurse describes to the Chorus Phaedra’s ever more miserably lovelorn state, pale face, tearful eyes etc. We are shown Phaedra in her boudoir angrily bossing her attendants about, despising her traditional dresses and jewellery, wanting to wear the outfit of a hunting queen and roam through the woods after her beloved.

Enter Hippolytus. The nurse tells him to stop hunting so hard, relax, find love, enjoy his youth. She counsels him to reproduce; if all young men were like him, humanity would cease to exist. Hippolytus replies not really to her points, instead declaring that he prefers simple rustic rural life in its honest simplicity to the deceit of courts and the city, mob rule, envy etc – turns into an extended description of that old chestnut, the sweet and innocent life of the age of Saturn, before cities or ships or agriculture, before war itself. Illogically this long speech ends with a swerve into his hatred of women, who he blames for all conflict and wars, and explains why he shuns women like the plague.

Enter Phaedra and metaphorically falls at Hippolytus’s feet, swearing she will be his slave and do anything for him. He mistakes, thinking she is upset because of the long absence of her husband, his father, Theseus in the underworld. He tries to reassure her, while Phaedra cannot contain her made infatuation:

Madness is in my heart;
It is consumed by love, a wild fire raging
Secretly in my body in my blood,
Like flames that lick across a roof of timber.

Phaedra describes how beautiful Theseus was as a young man when he came to Crete to kill the Minotaur and sue King Minos for the hand of his daughter, Ariadne. But all this leads up to Phaedra kneeling in front of Hippolytus and declaring her love for him. Hippolytus responds with end-of-the-world bombast:

For what cause shall the sky be rent with thunder
If no cloud dims it now? Let ruin wreck
The firmament, and black night hide the day!
Let stars run back and all their courses turn
Into confusion!..
Ruler of gods in heaven and men on earth,
Why is thy hand not armed, will not thy torch
Of triple fire set all the world ablaze?
Hurl against me thy thunderbolt, thy spear,
And let me be consumed in instant fire.

He rebuffs her. She throws herself into his arms, swearing to follow him everywhere. He draws his sword. Yes! She begs to be killed and put out of her misery. He realises it will defile his sword and all the oceans will not be able to clean it. (A very common trope in tragedy, originating with the Greeks, repeated in, for example, Macbeth, one thousand five hundred and fifty years later.)

Phaedra faints, Hippolytus flees. The nurse steps forward to comment and make the suggestion that, now Phaedra’s criminal love is revealed and Hippolytus has rejected her, to deflect blame she ought to accuse him of propositioning her. She yells ‘Help! Rape!’ as the Chorus enters, representing ‘the people’, showing them the sword Hippolytus dropped in his flight and the Queen, lying distraught on the ground, her hair all dishevelled.

The Chorus apparently ignores the cries of the nurse and instead proceeds with a 3-page hymn to Hippolytus’s matchless male beauty.

Act 3

Weirdly, act 3 opens with the self-same Chorus only now summarising the situation i.e. the queen intends to pursue her utterly false claim of rape against Hippolytus. But the Chorus hasn’t got far before who do we see arriving but Theseus, the mature hero, who describes how he has been in the underworld for four long years, only able to return because Hercules rescued him. But what is all this weeping and lamentation he hears?

The nurse explains her wife is distraught and some kind of curtain is lifted or something removed to reveal an ‘inner scene’ where we see Phaedra holding a sword as if to kill herself. Theseus interrogates Phaedra who refuses to explain. So – in the kind of casual mention of hyper violence to servants and slaves which always disturbs me – Theseus says he’ll have the nurse bound and scourged and chained and whipped till she spills the beans.

But before he can do this, Phaedra says Hippolytus tried to rape her, saying this is his sword which he left in his flight. Theseus now delivers the ‘Great gods, what infamy is this!’ type speech. Interestingly, he accuses Hippolytus not only of the obvious things, but accuses him of hypocrisy in his ‘affectation of old time-honoured ways’ i.e. Seneca has expanded Hippolytus’s traditional character of hunter to include this extra dimension of him being a proponent of the whole back-to-the-ways-of-our-ancestors movement, a view Seneca himself propounds in the Letters to Lucilius.

Theseus accuses Hippolytus of being the worst kind of hypocrite, in language which reminds me of Hamlet berating his uncle Claudius, then vows to track him down wherever he flees. He tells us that the god Neptune granted him three wishes, and now he invokes this promise, demanding that Hippolytus never sees another dawn.

The Chorus steps in to lament why the king of the gods never intervenes to ensure justice, why men’s affairs seem governed by blind fate, why the evil triumph and the good are punished.

Act 4

Enter the messenger with stock tears and reluctance to tell what he has seen. Theseus commands him and so the messenger describes the death of Hippolytus. The youth fled, jumped into his chariot, and whipped the horses off at great speed but that is when a strange enormous storm arose at sea, vast waves attacking the land, and giving birth to a monster, a bull-shaped thing coloured green of the sea with fiery red eyes. This thing proceeds to terrify Hippolytus’s horses which run wild, throwing him from the chariot but tangling his arms and legs in the traces, so that he is dragged at speed over the clifftop’s ragged rocks and flayed alive, his body disintegrating into pieces until he collided with a fallen tree trunk and was transfixed in the groin. Theseus laments that his wish has been so violently fulfilled.

The Chorus repeats the idea which I’m coming to see as central to the play, less about love or lust etc but the safeness of the humble life, not exposed to the decadent living, random lusts and shocking violence associated with the rich.

Peace and obscurity make most content,
In lowly homes old age sleeps easily…
For Jupiter is on his guard
And strikes whatever comes too near the sky.
The thunder rumbles round his throne,
But no great harm can come to common folk
Who dwell in modest homes.

If you think about this for a moment, you’ll realise it’s bullshit. Poor people living in lowly homes often have terrible lives, scarred by poverty, ignorance and, of course, the random violence of their superiors who might, for example, decide to start a civil war and devastate the homes and livelihoods of ‘common folk’ in entire regions. Think of Julius Caesar laying waste entire regions of Gaul, burning cities to the ground and selling their entire populations into slavery. It’s the kind of patronising crap rich people tell themselves to convince themselves that they, the filthy rich, living in the lap of luxury, eating at gluttonous banquets, waited on hand and foot by literally hundreds of slaves, and filling their day with sexual perversions, that they are the ones who have it rough.

Act 5

Barely has Theseus heard all from the messenger than Phaedra enters, wailing and wielding the sword. She begins her lament as the ruined corpse of Hippolytus is brought onstage and continues, lamenting his death, berating her treachery and falsehood, confessing to Theseus that Hippolytus was totally innocent, then stabbing herself to death.

Theseus then laments a) was it for this that he was allowed to escape from hell, into a hell of his own devising? And then lists all the ingenious punishments he saw in hell and says none of them are adequate for him.

The Chorus intervenes to advise that they honour and bury the body first and then, very gruesomely, specifically directs Theseus in placing the left hand here and the right hand over here, and so on, as they assemble his body parts, a ghoulish jigsaw.

In the final lines, Theseus orders his staff to a) go scour the landscape to find the last missing bits of Hippolytus and b) and as for the wicked Phaedra:

let a deep pit of earth conceal
And soil lie heavy on her cursed head.

3. The Trojan Women

Background

The Trojan War has ended. Troy has fallen. Outside the smouldering ruins of the city huddle the surviving royal women, rounded up by the victorious Greeks and awaiting their fate. The leading women are Hecuba, widow of King Priam, and Andromache, widow of the great Trojan warrior, Hector.

Act 1

Hecuba opens the play with a long lament about the fall of Troy, symbol of the uncertainty on which all pomp and power is based. She interacts with the Chorus of Trojan women. She makes them unbind their hair and loosen their tunics to expose their bare breasts which they then proceed to beat in lament for Hector, wall of Troy, and Priam its murdered king. But at least they are at peace now and will never be led as slaves to foreign lands.

Happy is Priam, happy every man
That has died in battle
And taken with him his life’s fulfilment.

(The literal baring and beating of their own breasts occurs in several of the plays. Was it performed literally in ancient times? Women mourning in ancient times were meant to not only beat their bare breasts but scratch their faces till they bled. If taken literally, surely this would be as difficult to perform persuasively onstage as a sword fight.)

Act 2

The Chorus wonders why the Greeks are delaying. Talthybius describes the momentous appearance of the ghost of Achilles, demanding the sacrifice he was promised before the fleet can sail. A prime slab of Senecan bombast:

A rift appeared,
Caves yawned, hell gaped, earth parted and revealed
A way from worlds below to worlds above.
His tomb was burst asunder and there stood
The living ghost of the Thessalian leader…

Pyrrhus, son of dead Achilles, takes up the case for his father, first listing his great victories before he even came to Troy, then insisting the Greeks fulfil their vow and make a human sacrifice at his tomb. Agamemnon sharply refuses, saying he regrets the blood and cruelty of the night of the sack of Troy but it was sort of justified by bloodlust. But now in the cold light of day, sacrifice a human being? No. This dialogue turns really bitter as the two Greeks insult each other, accusing each other of cowardice and crimes.

Agamemnon calls for Calchas the soothsayer. Enter Calchas who announces that the gods demand two sacrifices: a young woman dressed as a bride must be sacrificed on Achilles’ tomb; and Priam’s grandson must be thrown from the battlements of Troy. Then the Greek fleet can sail.

The Chorus delivers quite a profound speech about death: is there anything afterwards, does the spirit live on, or is this all? It concludes:

There is nothing after death; and death is nothing –
Only the finishing post of life’s short race.

Therefore, ambition give up your hopes, anxiety give up your fears. (This is the third play in which, contrary to Watling’s comments in the introduction, we find Seneca’s characters delivering very clearly Stoic beliefs, entirely in line with Seneca the philosopher.)

Act 3

Andromache berates the Trojan women for only just learning grief, whereas for her Troy fell and the world ended when her husband, Hector, was killed. Now she only resists the death she wants to protect their son, Astyanax. An Elder performs the function of the nurse in other plays i.e. asks questions and is a sounding board for Andromache’s thoughts. She tells how the ghost of Hector came to her in a dream warning her to hide their son. Now she has come to the tomb of her husband and pushes the boy to go inside it (through gates) and hide, which he does without a word.

Then the Elder warns that Ulysses approaches. Ulysses announces he has been drawn by lot to ask Andromache for her son. While the son of Hector lives no Greek can rest, knowing he will grow up to restore Troy and relaunch the war. Andromache pretends her son was stolen from her during the sack of the city and laments his whereabouts and fate. Ulysses sees through her lies and threatens her with torture. Andromache welcomes torture and death. Ulysses understands her mother love and says it is love of his son, Telemachus, which motivates him.

At which point Andromache, to the accompaniment of fierce oaths, makes the ironic lie that her son right now is entombed with the dead (he, as we saw, is hiding in the tomb of Hector). Ulysses detects that Andromache is still anxious, pacing, muttering, as one who had lost everything would not. She is lying. He orders his men to tear down Hector’s tomb with the aim of scattering the ashes on the sea.

Andromache agonises over whether to surrender her son to save the ashes of her husband. She places herself before the tomb defying the soldiers to kill her first. Ulysses orders them on. She falls to her knees and clasps Ulysses’ legs and begs him to have mercy. She calls forth the boy, who comes from the tomb, she tells him to kneel before Ulysses.

Andromache ridicules the idea that this poor boy but himself could rebuild the walls of the ruined city. She begs Ulysses to let the boy become his slave. But Ulysses ducks responsibility, saying it is not his decision but Calchas’s.

Andromache despises him, but Ulysses says time is marching on, the ships have weighed anchor. He allows her a moment to lament her son and Andromache gives a page-long speech describing Astyanax growing to manhood and being a wise and noble king, which will not now happen. Andromache bids him go with the Greeks, but the boy clings on to his mother and doesn’t want to leave, but Andromache says there is no choice and bids him take a message from her to his father. Ulysses, bored of all this yap, commands his soldiers to take him away.

The Chorus of Trojan women pulls back, as it were, from this immediate scene, to consider the general problem, what will become of them, where will they be sent, whose slaves will they become?

Act 4

Helen laments that she has been ordered by the victorious Greeks to lie to Priam’s daughter Polyxena, and persuade her she is to be married to Pyrrhus. It is, of course, a lie, she is going to be sacrificed, but Helen dutifully tells her to rejoice and dress as a bride. Andromache, hearing all this, is filled with disgust that anyone can think of rejoicing at this disastrous time, and at the unremitting evil Helen represents, ‘bringer of doom, disaster and destruction’.

Helen replies to this attack, saying she had no say in the matter, was handed over like an object won in a competition, has endured 10 years of exile, and is now hated by all sides. Andromache knows Helen is telling lies and orders her to tell the truth. Herself weeping, Helen comes clean and says Polyxena is to be sacrificed, burned, and her ashes scattered over Achilles’ tomb.

Andromache is shocked that Polyxena takes the news that she is about to die with alacrity and enthusiastically changes clothes, braids her hair etc. It means exit from this misery and avoiding a lifetime of slavery. Not so happy is her mother, Hecuba, who laments.

Now Helen tells the Trojan women have been parcelled out to, Andromache to Pyrrhus, Hecuba to Ulysses, Cassandra to Agamemnon. Hecuba rains down curses on Ulysses, hoping that storm and sea will plague his return to Ithaca. And, as Pyrrhus appears, she extends her curse of storms and shipwreck to the entire Greek fleet.

The Chorus of Trojan women point out there is comfort in numbers, it is easier to mourn or suffer with colleagues, and describes how it will feel to be rounded up into the ships and sail away and slowly lose sight of their homeland, the smoke rising from their ruined city, Mount Ida, all fading over the horizon.

Act 5

The messenger arrives and announces the boy has been flung from the tower, the girl has met her death. The women ask for a detailed account, which he gives them. Both died with tremendous bravery, shaming the Greeks.

The last word goes to Hecuba who laments that death has come to everyone in her family, but will not come to her, to ease her suffering.

Thoughts

  1. The supernatural element of Achilles’ ghost rising up from the underworld is very unlike the chaste, restrained style of Euripides’ tragedy on the same subject. it feels closer in style to the Middle Ages or Gothic horror.
  2. The choral ode in act 2 persuasively argues that there is nothing after death, death is the end, our minds expire with our bodies – which is flatly contradicted by everything else in the play, including Achilles’ miraculous appearance, the ghost of Hector, and so on.
  3. The other plays feature a unified chronological plot. The Trojan Women is interesting because it has what feels like two plots, featuring two women (Hecuba and Andromache) running in parallel, though linking up at places. Its emphasis on the suffering of women reminds me of Ovid’s Heroides. It’s my favourite.

4. Oedipus

Background

The most famous Greek myth. A soothsayer tells Oedipus’s parents, Laius and Jocasta, the rulers of Thebes, that their unborn son will kill his father and sleep with his mother. Horrified, the royal couple deliver the baby, but then expose him in the country. To avoid the prophecy coming true they have the baby’s ankles pierced and joined together with a strap. (This caused the child’s feet to swell up and gave rise to Oedipus’ name, which literally means ‘swollen foot’.)

A peasant finds him and takes him to the king of the neighbouring realm, Polybus of Corinth who, being childless, considers him a providential gift from the gods and adopts him. As Oedipus grows to be strong and virile, his peers taunt him that he can’t be the son of the mild and gentle Polybus. So he travels to Delphi where the oracle tells him he is fated to kill his father and sleep with his mother. Horrified, Oedipus vows never to return to Corinth. On the way back he gets into an argument in a narrow path with an old man driving a chariot and hits him so hard he accidentally kills him. On the same journey he comes across the half-human, half-animal sphinx who won’t let him pass unless he answers the riddle: What walks on 4 legs in the morning, 2 legs at noon, and 3 legs in the evening. Oedipus answers correctly that it is Man. He travels on to Thebes to discover that the entire city had been terrorised by the Sphinx but he has saved them all. Not only that, but news has come that old King Laius has been killed. As saviour of the city, Oedipus is offered the hand of the widowed queen and marries Jocasta and becomes the new king.

The play opens as a plague is ravaging Thebes. A sequence of events, and messengers bringing news, slowly reveal to Oedipus that he was never the natural son of King Polybus, that he was adopted, that his true parents were Laius and Jocasta and then…that the old man he killed in the fight in the road was Laius and…he has been sleeping with Jocasta, his own mother, for years. At which point a) Jocasta hangs herself and b) Oedipus blinds himself.

Act 1

Oedipus outlines the situation i.e. he is king at Thebes, the city is stricken with plague which is striking down everyone but himself, he has sent to the oracle at Delphi which has sent back the horrifying prediction that he will kill his father and sleep with his mother. He is pleased he fled his homeland and his father Polybus, but feels a terrible sense of dread.

I see
Disaster everywhere, I doubt myself.
Fate is preparing, even while I speak,
Some blow for me.

Of course the blight of the plague gives Seneca scope for some typical hyperbole, ‘the murk of hell has swallowed up the heavenly citadels’ and so on. The description of the plague goes on at length, describing people too sick to bury the dead and so on, reminding me of the vivid description of the plague which ends Lucretius’s long poem De Rerum Natura, premonitory of Albert Camus’s great novel about a 20th century plague. Oedipus says maybe he brought the bad luck, maybe must leave the city.

His queen (and unbeknown to him, his mother) tells him a true king grasps misfortune with a steady hand.

Oedipus describes his encounter with the Sphinx who is made to sound a hellish beast surrounded by the bones of those who failed her riddle. Well, he triumphed over her but now seems to have himself brought the plague to Thebes.

The Chorus is made up of Theban elders. It gives a 4-page-long, vivid description of the plague, how it first struck animals then moved to humans. With characteristic bombast it then shrilly describes:

Out of the depths of Erebus their prison
The Furies have rushed upon us with the fire of hell.
Phlegethon, river of fire, has burst its banks,
The River of Hades is mingled with the River of Cadmus.

The act ends as Oedipus sees Creon, Jocasta’s brother, arriving. He has been to the oracle.

Act 2

Creon described to Oedipus the mood of horror at the oracle, till a superhuman voice declared that only when the murderer of Laius is driven out will Thebes know peace. Oedipus then makes one of those ironic vows, vowing to all the gods that the murderer of Laius will never know rest but live in permanent exile, a wandering nomad, and find no pardon – ignorant of the fact he is cursing himself.

On a more mundane note Oedipus now asks Creon how Laius met his death. He was attacked and murdered at a crossroads out in the countryside, says Creon.

Enter the old blind prophet Tiresias, led by his daughter, Manto. He tells Oedipus he can interpret the situation through a sacrifice, so a bull and heifer are brought in and the sacrificial flame rises and parts in two parts which fight each other.

[This is a classic example of the way these plays would be hard to stage but work very well when read, or read aloud, or broadcast. The getting onstage of the animal, its execution and especially the behaviour of the flame would be impossible to create onstage but work pretty well when read out.]

Manto describes the strange behaviour of the flame which Tiresias interprets as the gods themselves being ashamed of the truth. Tiresias asks how the animals behaved when sacrificed and Manto tells him the heifer submitted but the bull shied and defied the blows. The heifer bled freely but the bull’s blood not at all, while dark blood poured from its eyes and mouth. When they examined the entrails, they were in bad shape, the heart was shrunk, the veins were livid, part of the lungs was missing, the liver was putrid. Far, far worse, the virgin heifer turned out to be pregnant and the deformed life in her stirred. The fire on the altar roared, the hearth quaked etc.

Oedipus begs to know what this all means, but Tiresias pushes the play deep into Gothic territory by saying they will have to perform a magic rite to call the soul of the dead king himself up from hell to tell them. Oedipus must not attend, so he nominates Creon to go in his place.

Incongruously, oddly, the Chorus sing a sustained hymn to the Bacchus, god of the vine, listing his adventures and achievements – notably the occasion when he scared pirates who had captured him into jumping overboard and being changed into dolphins, and the time he rescued Ariadne from Naxos and proceeded to marry her.

Act 3

Creon enters. Oedipus asks what he saw at the ceremony. Creon is so terrified he repeatedly refuses to speak until Oedipus forces him. Then Creon gives a terrific description of the dark and ill-fated glade where they took Tiresias and dug a ditch and burned animal sacrifices and chanted evil spells and a great chasm opened up and hordes of the dead appeared before them. Last of all came the reluctant figure of Laius, still dishevelled and bloody, who proceeds to give a long speech saying the plague on Thebes is due to the current king, who killed his father and has slept with his mother and had children by her. Only when he is cast out as an unclean thing will Thebes be cured.

Oedipus is appalled but refuses to believe it: after all, his father Polybus lives on at Corinth and he’s never laid a finger on his mother, Merope. Oedipus refuses to believe it and says Creon is conspiring with Tiresias to seize the crown. Creon, for his part, advises Oedipus to abdicate now, to step down to a humbler position before he is pushed. They proceed to have a page of dialogue which turns into a debate about whether a subject should stand up to the king, Oedipus dismissing these as typical arguments of the revolutionary.

The Chorus gives a potted history of the land of Thebes, and the wider region of Boeotia, populated by Cadmus in search of his abducted sister Europa, of the many monsters which have been spawned in this region, with a final mention of the myth of Actaeon, turned into a stag and ripped apart by his own hunting dogs.

Act 4

Oedipus is confused, he asks Jocasta how Laius died and is told he was struck down by a young man when travelling with his entourage at a place where three roads meet. It jogs a faint memory in Oedipus’s mind but then a messenger comes to interrupt his attempts to remember with news that his ‘father’, King Polybus of Corinth, has passed away peacefully in his sleep.

The old man/messenger requests him to come to Corinth to attend the dead king’s funeral, but Oedipus refuses, saying he is afraid of being alone in the company of his mother. The old man reassures him that Meropa was not his real mother and proceeds to tell the full story of how he, the old man, was given Oedipus as a baby, his ankles bound together with a metal pin. ‘Who by?’ Oedipus asks. ‘The keeper of the royal flocks,’ the man replies. ‘Can he remember his name?’ Oedipus asks. No, but he might remember the face. So Oedipus orders his men to assemble all the royal shepherds.

The old man warns Oedipus to stop probing while he still has time, but Oedipus insists he has nothing to fear and the truth will set him free. Poor dupe of fate.

Enter Phorbas, head of Thebes’s royal flocks. He begins to remember the old man. He confirms that he handed the old man a baby but doubts if it can have lived because its ankles were pierced through with an iron bolt and infection had spread.

Who was the baby, Oedipus demands. Phorbas refuses to say so Oedipus says he will order hot coals to torture him with. Phorbas replies with one line: ‘Your wife was that child’s mother.’

With that one line the truth comes flooding in on Oedipus. He is not Polybus and Meropa’s child; they adopted him; he is the child of Laius who he killed at the crossroads and of…Jocasta, the woman he has married and had children with. Oedipus is, understandably, distraught, and expresses it with full Senecan hyperbole:

Earth, be opened!
Ruler of darkness, hide in deepest hell
This monstrous travesty of procreation!

The Chorus continues its very tangential relationship with the story, not commenting on this amazing revelation at all, but instead wishing its ship of life was riding on milder waters to a gentler wind. And then goes off at a real tangent, briefly describing the story of Daedalus and Icarus to show that living in moderation, the golden mean, is best.

Act 5

The Chorus sees a messenger approaching. Never good news these messengers, and this one is no exception. He describes in great detail how distraught Oedipus went into the palace, grabbed a sword and made a great speech about killing himself, but then realised it wasn’t punishment enough, was too quick and easy. Something was demanded to placate the gods and end the curse and the plague, more like a living death, where he would die again and again every day. Then it comes to him to blind himself and the messenger gives a very gory description of Oedipus plucking his own eyes out.

The Chorus gives a brief didactic explanation that Fate is unchangeable, one iron chain of endless causes and consequences. No man can escape it.

Enter Oedipus blinded, freed from the light of the accusing sun.

The Chorus describes Jocasta coming onstage, distraught, uncertain whether to address her son and husband.

Jocasta addresses Oedipus who is horrified and says they must never speak, never be in the same country together. Jocasta seizes his sword and, after some debate exactly where to stab herself, stabs herself in her womb, seat of all her sinfulness, and falls dead.

In his final soliloquy Oedipus says he has expiated his sin and now will set out on his wanderings. He promises the poor suffering people of Thebes that he will take with him the capitalised allegorised figures of infliction and free them at last. What better companions and tormentors could he hope for on his endless wanderings and punishments.

Moral of the story

Even if you’re a childless couple, desperate for a baby, do not accept the gift of a little baby boy whose ankles are pierced together by an iron bar!

*************

Big ideas

When I was a boy reading these Penguin introductions, it was often not specific criticism of specific aspects of the play which stuck with me, but when the scholars and editors made throwaway generalisations which in a flash helped me make sense of an entire genre or period of history.

Thus, in among his detailed critique of specific plays or aspects, Watling offers three big, memorable ideas about Seneca’s influence on English Renaissance literature.

1. One is that Seneca is often blamed for Elizabethan and Jacobean playwrights’ addiction to ghosts, ghosts of gruesomely murdered figures who return to the land of the living to trigger the action of the plot (p.28). The ghost of the dead Spanish officer Andrea appears at the start of the archetypal Elizabethan revenge tragedy, Thomas Kyd’s The Spanish Tragedy, and ghosts are important in Shakespeare’s Macbeth and Julius Caesar and central to the plot of his greatest play, Hamlet. In fact, Watling refutes this by pointing out there are only two ghosts in Seneca’s oeuvre, Tantalus in Thyestes and Thyestes in Agamemnon.

2. The other is the simple but illuminating comment that:

The language of Elizabethan drama would not have reached its height of poetic eloquence without the infusion of the classical voice – the Ovidian mythology and the Senecan rhetoric. (p.32)

Aha, Ovid and Seneca – so that was their influence and how they fit together to flow through all Elizabethan drama: Ovid for mythological stories, with their bucolic settings, flowers and curlicues; Seneca for accusing ghosts, characters howling for revenge and invoking the shadows of Erebus and darkest night.

3. There’s a third insight, not so striking as the first two, maybe, and this is that, despite the best efforts of scholars and academically-minded authors like Philip Sidney or Ben Jonson to import the so-called Dramatic Unities and impose them on contemporary drama, they failed; they failed to dent the English preference for ‘straggling narrative plays‘ which cheerfully ignore the cardinal unities of time or place or even action (p.35).

In Watling’s words 1) Senecan rhetoric of extreme emotions was grafted onto 2) plots which lacked Senecan focus and concision, to create a ‘fusion of classical uniformity with romantic multiformity in the Elizabethan theatre.’ (p.37).

In the greatest Elizabethan plays, the theme, the form and the language may have crystallised into an impressive whole:

but yet not so perfect as to tidy up all the loose ends or exclude the superfluities and irrelevances which make the Elizabethan drama of life a different thing from the Roman sculptured monument of death. (p.38)

Messy, mongrel literature has always been our style.


Credit

E.F. Watling’s translation of Four Tragedies and Octavia was published by Penguin Books in 1966.

Related links

Roman reviews

Another Day of Life by Ryszard Kapuściński (1976)

The image of war is not communicable – not by the pen, or the voice, or the camera. War is a reality only to those stuck in its bloody filthy insides. To others it is pages in a book, pictures on a screen, nothing more.
(Another Day of Life, page 108)

Ryszard Kapuściński

Ryszard Kapuściński (1932 to 2007) was a Polish journalist, photographer, poet and author. He received many awards and was at one point considered for the Nobel Prize for Literature. Kapuściński started working as a journalist soon after leaving Warsaw University in 1955. He was sent abroad and ended up developing an award-winning career as Poland’s leading foreign correspondent, working for the communist government-approved Polish Press Agency. By the end of his career, Kapuściński calculated that he had lived through twenty-seven revolutions and coups, been jailed 40 times and survived four death sentences.

In the 1960s developed a reputation for reporting from Africa, where he witnessed first-hand the end of the European colonial empires. But he was quite the globetrotter, reporting from central Asia in 1967, then from South America before moving to Mexico for a spell (1969 to 1972) and then returning to Poland.

In 1975 Kapuściński flew out to Angola to cover the chaos surrounding the country’s independence from Portugal after a long and bitter war for independence (1961 to 1974). He witnessed the wholesale flight of the country’s 300,000 Portuguese and the outbreak of civil war between the three largest independence movements: the MPLA based in the capital Luanda, the FNLA based in the north, and UNITA based in the rural east and south.

It was this trip and reporting which formed the basis for his first book, Another Day of Life, the first in a series of six or so book-length accounts of key coups and overthrows, which established his reputation in the English-speaking world (others in the series described the overthrow of Haile Selasse in Ethiopia and the Shah of Iran).

Another Day of Life

First things first, this is a very short book, weighing in at just 136 pages. It’s divided into five ‘parts’, topped and tailed by empty pages so it’s more like 120-something pages. So it feels both literally and content-wise a very light book. 123 pages of text.

This is reinforced by the almost complete absence of hard facts. Once you start reading, what becomes quickly obvious is that this isn’t traditional reporting. It doesn’t have the close description of actual events found in Fergal Keane’s book about Rwanda or the fact-heavy account by Daniel Metcalfe of his journeys through Angola. Both contained a lot of facts, dates, places, names. By contrast Kapuściński’s text has almost no dates, very few references to specific identifiable historical events.

And as for the names, there are named people in the text but they are suspiciously emblematic, idealised representations of the kinds of people you ought to find in the kinds of scenes he describes. They are often suspiciously like characters in a play, undergoing archetypal experiences such as you’d expect in a novel or play or movie rather than the ragged realities of life.

In fact by about page 30 I realised this is more like a fairy tale than either journalism or history. His stories are very pat, they fall just so, are very rounded and neat. They have the rounded perfection and the symbolic weight of allegory.

All this explains why you can read clean through the entire 136-page text and not be slowed down by a single fact. There are only two or three actual facts in the entire book. All the effects are literary and derive from his conceptualising of scenes as scenes, staged and arranged for literary effect.

Part one (25 pages)

In the first sentence he tells us he stayed in Angola for three months, in a room in the Hotel Tivoli. It is notable that he doesn’t say which months or the year, although after a few pages he mentions spending September there and we know he’s there I suppose we’re for the runup to independence ie September, October, November 1975.

Books of this sort always require eccentric neighbours so he supplies some, Don Silva a diamond merchant who has diamonds sewn into the lining of his suit but can’t leave town because his wife is in the final stages of terminal cancer and therefore deep in her deathbed.

Instead of facts, what Kapuściński conveys is mood and atmosphere. The stricken Silva’s are heavily symbolic of the entire white European culture which is coming to an end in Angola, rich but stricken and trapped.

Kapuściński describes the rumours circulating among the panicking Portuguese that the Holden Roberto’s guerrilla movement, the FNLA, has thousands of members hiding in the capital just waiting for the signal to attack the terrified whites and murder them in their beds. He describes everything as a novelist would:

Rumour exhausted everyone, plucked at nerves, took away the capacity to think. The city lived in an atmosphere of hysteria and trembled with dread. People didn’t know how to cope with the reality that surrounded them, how to interpret it, get used to it. Men gathered in the hotel corridors to hold councils of war. (p.6)

Because it is about panic-stricken people trapped in a city it reminds me a bit of The Plague by Albert Camus, but also because Kapuściński plays up the generic and allegorical aspects of the situation, as does Camus.

People escaped as if from an infectious disease, as if from pestilential air that can’t be seen but still inflicts death. Afterwards the wind blows and the sand drifts over the traces of the last survivor. (p.13)

Because it’s specifically about the slightly hysterical inhabitants of one building it reminds me of J.G. Ballard’s shocker High Rise (published the same year Angola’s independence cause the Great Flight).

You can tell almost immediately that Kapuściński’s prose is translated from another language. English is full of phrases and idioms. Very often all these get omitted by translators keen to translate the sense of the foreign text into smooth, untroubled English. Hence the rather rounded, smooth finish of the prose, which always plumps for the euphonious word and the mellifluous phrase. This is one of the reasons why reading Kapuściński is like eating ice cream in a nice restaurant. Smooth and pleasurable and flavoursome without any sharp angles or surprises.

Everybody was in a hurry, everybody was clearing out. Everyone was trying to catch the next plane to Europe, to America, to anywhere. Portuguese from all over Angola converged on Luanda. Caravans of automobiles loaded down with people and baggage arrived from the most distant parts of the country. The men were unshaven, the women tousled and rumpled, the children dirty and sleepy. (p.10)

He conveys the sense of bad-tempered bickering among the queues of hot impatient white refugees, with whites saying the country will go to the dogs once the blacks take over (as, indeed, it did), how they’ve worked here for forty years, given the best years of their lives etc etc. They argue about who should have priority onto the flights, pregnant women, women with babies, women with young children, women with children, women with no children, well, why not men, then? And so on.

He has an extended riff about crates, about how Luanda was transformed into a city of crates for people to pack their stuff into, big create, small crates, wide crates, narrow crates, crates for the wealthy, crates for the poor. In high allegorical style Kapuściński describes how the ‘city of stone’ (ie bricks and mortar, buildings, homes) was transformed into a city of wood (crates piled high in every direction. Then they were loaded onto ships and sent off into the blue.

Nowhere else in the world had I seen such a city, and I may never see anything like it again. It existed for months, and then it began suddenly disappearing. Or rather, quarter by quarter, it was taken on tricks to the port. Now it was spread out at the very edge of the sea, illuminated at night by harbour lanterns and the glare of lights on anchored ships. (p.17)

See what I mean by fairytale simplicity. Although it’s about a war and fighting and refugees somehow it  is told with the clarity and simplicity of a children’s story, or a certain kind of simplified science fiction story.

The nomad city without roofs and walls, the city of refugees around the airport, gradually vanished from the earth. At the same time the wooden city deserted Luanda and waited in the port for its long journey. Of all the cities on the bay, only the stone Luanda, ever more depopulated and superfluous, waited. (p.22)

See what I mean by ice cream? Kapuściński’s simplified, smoothed-out prose slips down a treat. Then he begins a new riff, based around the categories of basic worker who are leaving. First all the policemen leave, with a paragraph pondering what that means for a city. Then all the firemen leave, ditto. And then all the garbagemen. How do we know? Because very quickly the rubbish starts piling up in heaps. For some reason all the cats start dying. Luanda turns into an abandoned city from a science fiction story.

In a way what’s most interesting in this long enjoyable semi-fictional description is the absence of Africans. Kapuściński reports on a worldview in which, when the Europeans leave, Luanda is deserted. But of course, it wasn’t. Far more blacks lived in Luanda than whites. But they were confined to the black slums at the edge of the city, unknown slums renowned for their lawlessness and extreme poverty.

Two points. One: it is fascinating to enter, through this text, into a worldview of Africa where Africans are banished, invisible and don’t count even in their own country. Two: as a kind of spooky proof of this enormous conceptual divide, even after the whites have mostly left, the Africans don’t come pouring into the abandoned capital. They continue living in their slums even while properties throughout the city fall empty, while the nice, European part of the city become a ghost town.

Having just soaked myself in Dan Metcalfe’s travelogue of modern Angola which is, of course, populated almost entirely by black Angolans, it is striking, strange and mysterious to be taken back to the weeks of independence, not because of their political importance, but because they represented an enormous imaginative shift; from a capital city run by and for Europeans, to one which was inhabited, run by and for Africans.

Part two (11 pages)

Having watched the capital empty of its European owners, Kapuściński goes to be with the soldiers at the front, to the town of Caxito 60 km north of Luanda where MPLA forces have held off an attack by the FNLA.

Part two rotates around Commandante Ndozi of the MPLA, who explains the capital city is being threatened by the FNLA from the north and UNITA from the south. He has been fighting for a long time and Kapuściński portrays his experience through a sort of extended monologue in which Ndozi shares his experiences.

But the highlight of the little chapter, and one of the memorable moments of the book, is the insight into the way inexperienced soldiers fire so much and so loudly so as to drown out their own terror.

A green soldier fears everything. When he is transported to the front, he thinks death is watching him on every side. Every shot is aimed at him. He doesn’t know how to judge the range or direction of fire, so he shoots anywhere, as long as he can shoot a lot without stopping. He is not hurting the enemy, he is killing his own terror. (p.32)

This segues into a description of the MPLA commissar attached to the unit, Commandante Ju-Ju. Despite his name Ju-Ju is a white Angolan. Kapuściński explains that the way to be white and part of The Struggle is to have a beard, the bigger the better. Then the soldiers will call you camarada and assume you are someone important.

Kapuściński watches Ju-Ju politely question FNLA soldiers the MPLA captured. What comes over is how young, uneducated, illiterate and simple they are. A man of the Bakongo people explains that he, like many of his tribe, was pressganged in Kinshasa by Joseph Mobutu’s soldiers, then packed off to join the FNLA. He liked in the FNLA because they gave you something to eat, goat and rice during the week and beer on Saturdays. Better than starving. Another prisoner looks about 12, claims he’s sixteen, and explains that he was told that if he went to the front as a fighter, they’d let him go to school, which is what he really wants to do, so he can become an artist.

Walking round the little town Kapuściński comes to the compound where the 120 or so prisoners are being watched over by a dozen armed guards. They’re all very young men and they’re engaged in a good natured argument about football, as young men everywhere ought to be. Only these men are going to continue fighting and dying. (We modern readers know they would continue fighting and dying for another 27 years. It’s just as well we can’t see the future, isn’t it?)

Part three (18 pages)

Having visited the north, he wants to head south. A digression on the management of roadblocks, which are everywhere. There are 3 phases to the roadblock:

  1. the explanatory section
  2. bargaining
  3. friendly conversation

From a distance you can’t be sure which side is manning the roadblock. Since none of the 3 forces have regular uniforms but ragged combinations of whatever they’ve been able to purloin, it’s difficult to tell. If you hail the soldiers as camarada! and they belong to Agostinho Neto’s MPLA they will hail back. But if they belong to the FNLA or UNITA who prefer to call each other irmão or brother, then they’ll kill you. You need the right papers but it also helps if you take time to chat. Kapuściński gives an example of how he likes to distract the soldiers by telling them about Poland, basic facts which the mostly illiterate soldiery refuse to believe.

He travels all the way south to Benguela, through countless checkpoints, perfecting his essay on the metaphysics of the checkpoint.

There’s a passage which told me more about the physical terrain of Angola than anything in the Metcalfe book, which really brings out how hot and barren and dusty the landscape is.

The road from Luanda to Benguela passes through six hundred kilometers of desert terrain, flat and nondescript. A haphazard medley of stones, frumpy dry bushes, dirty sand, and broken road signs creates a grey and incoherent landscape. In the rain season the clouds churn right above the ground here, showers drag on for hours and there is so little light in the air that day might as well not exist, only dusk and night. Even during heat waves, despite the excess of sun, the countryside resembles dry, burnt-out ruins: It is ashy, dead, and unsettling. People who must travel through here make haste in order to get the frightening vacancy behind them and arrive with relief at their destination, the oasis, as quickly as possible. Luanda is an oasis and Benguela is an oasis in this desert that stretches all along the coast of Angola. (p.53)

Paints a vivid picture, doesn’t he? He finds Benguela even more deserted than Luanda and reflects on the strangeness of the way the blacks haven’t moved into the empty houses and flats abandoned by the whites.

Because it didn’t actually happen while he was there this enormous shift in imaginative possibilities is nowhere directly addressed, but it peeps out from cracks in the narrative.

Kapuściński meets Commandante Monti a white man who is MPLA commander here in Benguela. While he’s waiting to talk to the commandante, a four-man TV crew from Portugal arrives (p.55). They start squabbling about whether to proceed to the front or not. It’s dangerous. But then Monti assigns them an escort, the 20-year-old woman fighter, Carlotta.

Kapuściński is funny and shrewd about the way the Portuguese immediately start vying for her affections but, more than that, the way all five of them conspire to create a kind of collective myth about her, all conspiring to find her attractive and romantic and glamorous. Later on, Kapuściński develops the photos he took of her and realises she isn’t at all attractive. But at that time and that place they needed her to be.

In this slightly delirious mood, they agree when Commandante Monti rustles up a couple of civilian cars for them to be driven the 160 kilometers to the frontline town of Balombo. Through the landscape of war: a damaged bridge, a burned-out village, an empty town, abandoned tobacco plantations.

They arrive at Balombo, a village in the jungle which was taken by 100 MPLA only that morning. Almost all the ‘troops’ are 16 to 18, high school kids. The boys are driving an abandoned tractor up and down the high street. The camera crew film, Kapuściński takes photographs. The sun falls and they get impatient to get away. The jungle comes right up to the houses. The enemy could counter-attack at any moment.

As they climb into the waiting cars to drive them the 160km back to Benguela, all five foreigners remember it was exactly the moment when the driver put the car in gear that Carlotta decided she must stay with the fighters and gets out. Sad goodbye and they roar off into the deepening twilight.

Later they learn that UNITA counter-attacked, took the town and Carlotta was killed. Tough guy sentimentalism not a million miles from Hemingway. They insist they hadn’t been fleeing fighting, there wasn’t any fighting when they left. But if they’d heard gunshots would they have been brave enough to turn round etc?

So there probably is a village called Balombo and it probably was taken by the MPLA then retaken by UNITA and maybe there was someone called Carlotta, but the factual basis of the story has been rounded out, perfected in order to become allegorical, a symbol of the collective male delusions involved in war, and a sentimental tear for its sadness and waste.

Part four (23 pages)

Next day Kapuściński watches the plane carrying the camera crew fly out heading for Portugal. There happens to another small plane at the airport, but this one is heading south to collect a last bunch of white refugees from Lubango, which also happens to be base to the southern command of the MPLA. On an impulse Kapuściński blags his way onto the flight. Having landed, he moves through the desperate white refugees and finds someone who can take him to MPLA HQ. The man in charge is an Angolan white, Nelson, who scribbles Kapuściński a pass for the front and pushes him out the front door where a big, knackered old Mercedes lorry piled with ammunition and six soldiers is about to set off on the long drive south. Kapuściński crams into the cab and off they rumble.

The leader of the little troop, improbably named Diogenes, explains to Kapuściński that they are driving 410km south to the town of Pereira d’Eça, the MPLA’s most remote outpost. They hold the towns but the entire countryside is in the hands of UNITA who may attack at any moment. They have ambushed all previous convoys and killed the troops. Kapuściński conveys the enormous sterility of the Angolan desert very vividly, in fact I remember his invocation of the country more than the people.

Time is passing, but we seem to be stuck in place. Constantly the same glimmering seam of asphalt laid on laid on the loose red earth. Constantly the same faded, cracked wall of bush. The same blinding white sky. The same emptiness of a deserted world, an emptiness that betrays life neither by movement nor by voice. Our truck wobbles and rolls through this unmoving, dead landscape like a small tin car in the depths of a carnival shooting gallery. The owner turns the crank and the toy, stamped out of tin, bucks from side to side, and whoever wants to take a shot is welcome. (p.71)

You can see why the literary reviewers of the time compared him to Graham Greene or V.S. Naipaul the two British writers of the 1970s most associated with exotic settings and colonial conflicts. The text is packed with evocative literary descriptions like this.

After a long day’s drive of nail-biting stress, expecting bullets to fly at every bend in the road, they arrive at the dusty abandoned settlement of Pereira d’Eça which is run by Commandante Farrusco (another white Angolan). They are welcomed. The sun sets. They meet the commandante. Food, cigarettes, conversation. Backstory on Farrusco who during the independence war fought in a Portuguese commando unit, but on the outbreak of hostilities between the three independence armies, volunteered for the MPLA and showed them how to take Lubango and Pereira d’Eça.

Then there is one of Kapuściński’s highly finished, semi-symbolic incidents. A dishevelled man is brought in by the troops to face the Commandante. He is a Portuguese named Humberto Dos Angos de Freitas Quental. He fled with his wife and four children to Windhoek, capital of Namibia to the south. But his 81-year-old mother refused to leave. She is deaf and has run the town bakery time out of mind. All she told him was to come back with some flour, which is running low. So having settled his family in Windhoek, against his better judgement, the man returned with a carful of bags of flower and was picked up by the MPLA troops.

But he has something very important to say. In Windhoek and a couple of settlements on the road in Namibia, everyone is saying the South Africans are about to launch an attack into southern Angola in support of UNITA. Kapuściński realises this is Big News and asks Farrusco for help getting back to Luanda so he can file his story. But nothing moves along the road at night. He has to stay.

Next morning he is up and in a different vehicle, a Toyota being driven by 16-year-old Antonio, along with the Commandante, heading back along the 400km road to Lubango. En route the commandante explains a basic fact about the war which is that the territory is so vast and the number of troops in it so pitifully small that it is like no conventional war. There is nothing like a ‘front’.

On any road, at any place, there can be a ‘front’. You can travel the whole country and come back alive, or you can die a meter from where you’re standing. There are no principles, no methods. Everything comes down to luck and happenstance. (p.83)

Again, you have the feeling of an allegorical, metaphysical force behind these words, spoken by a character in a kind of modern version of Pilgrim’s Progress, with Kapuściński as Pilgrim, stumbling through panic-stricken cities, empty towns and the wide stony desert.

In a new section Kapuściński and the reader are rudely awakened by banging. He made it to Lubango safe and sound and slept in the building commandeered by Commandante Nelson. Now he’s being woken in the early hours because Nelson is going to be driven by his aide Manuel and whiskey-swilling colleague Commandante Bota, all the way back to Benguela. Only catch is there’s some kind of battle going on somewhere on the road.

Sure enough, a few hours later they start to hear bangs as of mortars, then some kind of grenade goes off raining shrapnel on the car roof. As the slow to avoid a parked lorry a soldier leaps out in front of them. He is MPLA and terrified. He tells them UNITA have them surrounded and he needs gasoline to fuel the vehicles to make an assault. Nelson tells him they have none to spare, to get some from the nearest town and then – heartlessly – Manuel the aide steps on the gas and they accelerate through the firefight, such as it is, seeing tracer bullets flying through the night sky. Then the road dips between walls of earth where there’s no firing and they encounter two young black soldiers who are running away from the fighting. They stop and Commandante Nelson tells them sternly to return. But he and Manuel and Kapuściński drive on.

As dawn rises they reach the town of Quilengues which is eerily, surreally empty, not only of humans but any form of life. They tiptoe through the town to make sure there’s no enemy soldiers, no sudden ambush. And then, suddenly confident, Commandante Nelson announces, “Another day of life” and starts to do a round of vigorous callisthenics!

Part five (46 pages)

The fifth part is by far the longest. After his adventures our hero is back in Luanda, in familiar room 47 in the Hotel Tivoli. After a night of feverish dreams he wakes determined to phone or telex his Big News Story about an impending South African invasion of southern Angola through to his employers in the Polish Press Agency. After days of intense travel he feels delirious and has a metaphysical moment:

I looked at the calendar, because I no longer had a feeling for time, which means that time had lost all sense of division for me, all measurability, it had fallen apart, it had oozed out like a dense tropical exhalation. Concrete time had ceased to signify anything and for a long while now the fact that it was Wednesday or Friday, the tenth of the twentieth, eight in the morning or two in the afternoon, had meant nothing to me. Life had propelled me from event to event in an undefined process directed towards an unseen goal. I knew only that I wanted to be here until the end, regardless of when it came, or how. (p.94)

Then he shakes himself and gives us one of those rarities in a Kapuściński narrative, namely a specific concrete fact. It is, he tells us, Saturday 18 October 1975. Four weeks before the date set for independence.

One of the hotel staff gives him a number to call. Secretive voices answer and switch to Spanish. They come round to his room, a big black guy and a stocky white guy, and reveal they are military ‘advisers’ from Cuba, sent to train the army, only they can’t find an army, only small units scattered over a wide area. Kapuściński tells them what he’s heard about the South Africans being about to launch an invasion, and they mull over the scenarios, then leave.

He tells us about Operation Orange which was South Africa’s plan to mount a three-pronged attack on the MPLA designed to seize Luanda by 6pm on 10 November i.e. the day before independence, in order to announce a western-friendly joint government by UNITA-FNLA. He describes how Commandante Farrusco drove south towards the border, until he suddenly encounters the South African column which opens fire, badly wounding him, his driver reverses and drives like a madman back to Pereira d’Eça.

Meanwhile, back in Luanda Kapuściński describes the weird atmosphere in the big empty city, abandoned by its European owners, as the stayers-on hear the sound of artillery fire from the north and  FNLA leaflets are dropped from a plane announcing Holden Roberto will be in the city centre in 24 hours.

He walks to the offices of a local newspaper where the journos tell him that all the FNLA forces, five battalions from Zaire plus mercenaries are attacking from the north. One of the reasons this last part is longest is because Kapuściński includes the texts of telex conversations he has with his managers back in Poland, as they offer to fly him out, he insists on staying but warns communications may be cut at any minute, no-one knows what is happening, anything might happen.

Kapuściński sardonically counterpoints the ‘grand plans, global strategies’ (p.108) he hears on radio discussions – call in the UN, convene a conference, get the Arabs to pay, get behind Vorster the leader of South Africa etc etc – and the cruder reality on the ground. For example the way, in the absence of working radio, one of the few people with any idea what’s going on is Ruiz who flies a beaten up old two-engine DC3 to various MPLA-held points of the country, dropping supplies picking up news and gossip.

He is woken in the middle of the night and has a fearful presentiment that it is the FNLA come to arrest him as a spy. In the event it is Commandante Nelson, along with Bota and Manuel, filthy and hungry and exhausted after a long drive from their southern outpost. They tell him the South Africans have rolled up all the MPLA’s southern positions and are at Benguela, 540km to the south.

Then the format of the text changes to diary entries for the last key week leading up to independence, a day-by-day account of life in Luanda starting on Monday 3 November 1975.

Monday 3 November 1975

The Cubans pick him up and drive him to the front line just beyond the city limits. Earlier in the book Kapuściński had a whole passage about the etiquette of roadblocks and checkpoints, the sussing out, the demand for papers, the drawn-out negotiations, the attempts to extort money of cigarettes. But all the Cubans have to do is say “Cubano” and they are waved through as though they have magic powers.

Kapuściński surveys the landscape all the way to the enemy lines. A message is brought to the Cuban that Benguela has fallen, all the Cubans there were killed. He sees lorries full of Portuguese troops. They have lost all discipline, have no belts, beards, they sell their rations on the black market and loot houses, packing everything into crates. They are scheduled to leave the day before independence and have nothing to lose.

Ruiz the pilot of the only plane the MPLA possesses flies south carrying sappers and explosives to blow the bridge over the Cuvo River which will cut the road between Benguela and Luanda. That night Kapuściński telexes Polish Radio the news.

Tuesday 4 November

Kapuściński is woken along with all the other guests and the hotel manager, Oscar, by armed men, who claim they are infiltrators, fifth columnists. They are sweating and tense and might shoot at any moment. While they wait for transport to take their prisoners away the MPLA press attaché arrives and sends them packing. Kapuściński clearly enjoys privileged status.

It is nowhere stated but I wonder how much this was because he was with the official press agency of an Eastern Bloc country, Poland i.e. a country controlled by the Soviet Union which the Marxist-Leninist MPLA needed as a backer for its attempts to become the new government.

A week earlier he had gone with four other journalists to the town of Lucala 400km east of Luanda which had recently been recaptured from the FNLA. The road to the town was strewn with corpses. The FNLA killed everyone and then decapitated or eviscerated them. Women’s heads littered along the road. Bodies with liver and heart cut out. Cannibals. Drunken cannibals. Hence the panic-fear in Luanda a week later that these are the people threatening to take the city by storm.

Wednesday 5 November 1975

A friend of a friend drives him to Luanda airport. It is almost abandoned and covered in litter and detritus, the wreck left by the hundreds of thousands of Portuguese who have fled. The friend, Gilberto, takes him up the control tower. And as they watch a pinprick of light appears in the dark sky and grows larger. then three more. Minutes later four planes land, taxi to a halt in front of the control tower and disgorge their passengers – scores of Cuban soldiers, battle-ready in their combat fatigues. Next day they are despatched to the front. Lucky Kapuściński happened to be there right at that moment. Or is it another one of his embellished, polished, symbolic fictions?

Right here at the end of the book he makes what is maybe a subtle self defence. He describes the challenges facing any journalist sent by their editor to Luanda and told to report on the fighting: the government will tell him nothing; the MPLA press office stays silent; he can’t get to any front because Luanda is a closed city and he is turned back at the first checkpoint; rumour is rife but there is no radio or any other communication with any part of the country. Brick wall. Hence the temptation to write the story his editors want to hear.

At this point he gives a page and a half long definition of the concept of confusão being a specially Portuguese notion of impenetrable, causeless, fruitless chaos, a handy explanation for all life’s screw-ups. Daniel Metcalfe liked this concept and explanation so much he quotes it in its entirety in his book about Angola written forty years later. Maybe every nation, or culture, has its own distinctive form of confusão.

Monday 10 November 1975

On Monday the last of the Portuguese garrison sailed away, ending nearly 500 years of Portuguese occupation. There is no love lost with the locals who look forward to freedom, but Kapuściński became friendly with some of the officers who he thought behaved with professionalism and courtesy. He notes that they at no point threatened the Cuban military advisers who, after all, were flying in to what was still Portuguese territory.

That night a lorry goes round Luanda removing all statues of Portuguese from their plinths, goodbye to the sailors and geographers and soldiers and administrators and kings, goodbye.

Tuesday 11 November 1975

At midnight it becomes Tuesday, independence day after 500 years of oppression. Kapuściński is with the big crowd assembled in Luanda’s central square. A handful of international dignitaries had flown in for the ceremony, not many because there were rumours one or other of the attacking forces would bomb the airport therefore making departure impossible. MPLA leader and Angola’s new president, Agostinho Neto, makes a short speech then the lights are put out for fear of air raids.

Kapuściński sends a dispatch back to Poland explaining that the FNLA and UNITA have come to a deal and declared their own independent government of Angola to be based at the inland city of Huambo.

He hops a lift with Ruiz and flies down to the southern front at Porto Amboim on the Cuvo River where the bridge has been blown up, leaving South Africa armoured units on the south side and MPLA bolstered by an ever-increasing number of Cubans on the north side. He investigates the front in a downpour of rain. Troops are leading women and children who’ve crossed the river from the south in search of food. That night he flies back in a plane carrying soldiers wounded in a firefight further up the river.

In one of his last dispatches to Warsaw he says the nature of the war has significantly changed in his time there. To begin with it was a conflict of pinpricks without a formal front, as explained by Commandante Farrusco. But the incursion of the South Africans changed that. They have armoured vehicles, artillery and good military discipline. They expect to fight battles. On the other side the MPLA army has been feverishly recruiting and is being whipped into shape by significant numbers of battle-hardened Cuban officers and trainers. In three short months it’s gone from being a desultory guerrilla  conflict to something much more like a conventional war.

He asks to come home. He’s shattered. His managers agree. He says his goodbyes, most notably to the new president, Agostinho Neto who, we learn at this late stage in the day, Kapuściński knows well enough to pop in on. Neto is, among many other things, a poet, and Kapuściński can quote some of his poetry by heart. They sit in the president’s book-lined room chatting. Friends in high places.

Next day he flies back to Europe, itself awash with troops and frozen in a Cold War which was to divide the continent from 1945 to 1990.

Coda

There’s a two-page coda dated 27 March 1976 i.e. four months later. He reports that the last South African units have left Angola, crossing a bridge over the Cunene River where they were reviewed by the South African Defence Minister Piet Botha. Kapuściński writes as if the war is over.

We, now, 45 years later, know that it was only just beginning. There were to be 26 more years of civil war in Angola, leaving 800,000 killed, 4 million displaced, and nearly 70,000 Angolans amputees as a result of the millions and millions of land mines planted throughout the land. Well done, everyone. Bem feito, camaradas.

Thoughts

No doubt most of this did happen. The big picture stuff certainly. Probably most of Kapuściński’s excursions also, yes. But the way he shapes the material, turning the ordinary ramshackle events of life into symbolic moments, turning ugly, stupid or drunk people into Emblems of War – this is all done with the artistry of the imaginative writer, the novelist or playwright. He paces his scenes so as to create maximum impact, giving his characters wonderfully lucid and meaningful dialogue to speak, and punctuating the narrative with profound asides about the nature not only of war, but of time, the imagination, fear and compassion.

At first sight only a skimpy 126 or so pages long, this book nevertheless packs a range of profound punches to the imagination and intellect.

Map of Kapuściński’s Angola

Locations mentioned in Another Day of Life in the order they appear in the text.

  1. Luanda – capital of Angola
  2. Caxito – 60km north of Luanda where MPLA forces have held off an attack by the FNLA
  3. Benguela – 540km south of Luanda, to the MPLA garrison run by Commandante Monti, where he hooks up with the Portuguese TV crew and Carlotta before driving on to…
  4. Balombo – the recently taken town where Carlotta is killed
  5. Lubango – where Kapuściński cadges a flight to, base of the southern command of the MPLA run by Commandante Nelson; and then further south to…
  6. Pereira d’Eça – (subsequently renamed Ondjiva, which is how it appears on this map) the MPLA’s most remote outpost, run by Commandante Farrusco
  7. Quilengues – the deserted town they arrive at having run the gauntlet from Lubango, where Commandante Nelson utters the sentence which gives the book its title and then does his callisthenics
  8. Lucala – town 400km east of Luanda where he sees evidence of FNLA cannibalism
  9. Huambo – city 600km south east of Luanda where the FNLA and UNITA set up their rival government to the MPLA
  10. Porto Amboim – where he hitches a ride to in Ruiz’s plane, 260km south of Luanda to the new southern front, to see the South Africans hunkered down on the other side of the Cuvo River
  11. Chitado – the crossing over the Cunene River where South African troops exit Angola at the end of the narrative

Map of Angola showing locations referred to in the text. Source map © Nations Online Project


Credit

Jeszcze dzień życia by Ryszard Kapuściński was published in Polish in 1976. It was translated into English as Another Day of Life in 1987. All references are to the 1987 Pan paperback edition.

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Happy Days by Samuel Beckett (1961)

Beckett wrote a lot of plays, 19 of them according to the Beckett On Film project, more than 30 if you include the seven plays for radio and the various fragments and dramaticules.

But only a handful of them are ‘full length’ enough to sustain an evening at the theatre, being: Waiting For Godot (1953), Endgame (1958), Krapp’s Last Tape (1958) and Happy Days (1961).

To verify this assertion I made this table based, in a very rough and ready way, on the duration of the plays as filmed for the Beckett On Film project (indicated by an asterisk) or according to the durations of the most popular recordings on YouTube.

Play Duration   
*Waiting For Godot (1953) 120
*Endgame (1958) 84
*Happy Days (1961) 79
All That Fall (1957) (Radio play) 70
*Krapp’s Last Tape (1958) 58
Beginning to End (1965) (Television production)   49
Embers (1959) (Radio play) 45
Words and Music (1961) (Radio play)   42
*Rough For Theatre II 30
*Footfalls (1976) 28
Quad I and II (1980) (Television play) 23
Cascando (1961) (Radio play) 22
Eh Joe (1967) (Television play) 20
*Rough for Theatre I 20
*A Piece of Monologue (1978) 20
*That Time (1975) 20
Rough for Radio I (Radio play) 17
Rough For Radio II (Radio play)
*Play (1963) 16
*Act Without Words I (1957) 15
*Rockaby (1981) 14
*Not I (1972) 14
*Ohio Impromptu (1980) 12
*What Where (1983) 12
*Act Without Words II 11
… but the clouds … (1977) (Television play)   10
*Come and Go (1965) 8
*Catastrophe (1982) 7
*Breath (1969) 45 seconds 

Obviously, performance times can vary quite a bit from production to production, so these figures are the opposite of definitive, they are merely indicative, but the result tends to show two things:

1. Only a surprisingly small handful of Beckett plays amount to anything like an evening in the theatre, and that’s why they’re the ones we’ve heard about. The great majority of Beckett’s plays are short, often very short.

2. The last evening-length drama he produced was Happy Days in 1961. From that point onwards, for the next 23 years, Beckett’s plays become progressively shorter and can only be staged in an evening of such fragments, as additions to the other plays. That’s why the Beckett on Film project was so very useful, because it allows us all to see stagings of ‘dramas’ which are so brief or fragmentary that they might never be staged in a theatre in our lifetimes. Many of them are almost like thoughts or sketches for dramas, hence the word dramaticules which is often used about them.

Happy Days

The premise of most of even the full-length Beckett plays is simple. There is generally just the bare minimum of characters required to enable a dialogue. Thus:

  • Waiting For Godot is mostly about the relationship between Vladimir and Estragon
  • Endgame similarly is mostly about Clov and Hamm
  • Krapp’s Last Tape is (ingeniously) about the relationship between an old man and the tape recordings he made of his thoughts as a young man

And Happy Days follows the formula by being entirely about just two characters, Winnie (a woman of about 50) and her husband Willie (a man of about 60). Like Godot it is a play of two halves and, exactly like Godot, if the first half finds the characters in a bad plight, part two shows a significant deterioration in their condition.

Thus the first half of Happy Days finds Winnie buried up to her waist in a mound of sand or rubbish. Surreally, she completely ignores her plight, accepting it all as completely normal, wakes up and starts fussing about her day. She fusses about her handbag and applies her makeup, all the time throwing comments at her husband who is lying on the other side of the mound, out of sight of the audience, apparently reading a paper, mostly ignoring her endless prattle, occasionally grunting a reply.

In part two the curtains open to reveal Winnie now up to her neck in sand or detritus or whatever the play’s producers choose. Throughout her fiddly fussy prattle she repeats the refrain that it is ‘a happy day’, a lovely day, mustn’t complain, can’t grumble, and so on.

In other words, Happy Days is a classic epitome of the theme of decline and fall, degradation and entropy, which characterises all of Beckett’s work. It’s also typical, in a slightly less obvious way – to anyone who’s read quite a lot of his works, as I now have – in the extreme banality of the content.

Many of Beckett’s works, from the early novels through to the late mimes and dramaticules, may be off-the-scale in their avant-garde experimentalism. But it is striking how utterly thumpingly banal much of the actual content is. Characters prattle on about catching their train, or how tight their boots are, fuss – as here – about their lipstick and makeup, remember inconsequential details of their former lives, love affairs, sitting on Charlie Hunter’s knee, her first kiss – a torrent of trivia.

Now, learnèd professors and Beckett scholars have managed to find in his works a steady stream of references to many aspects of Western philosophy, quotes from Spinoza, rebuttals of Descartes, critiques of the Rationalist tradition, and so on. They argue that these fragments and snippets provide a kind of foil against which is set against the bustling twaddle of Winnie’s monologue. And even a non-philosopher like myself can spot it when the characters suddenly switch register and quote a bit of Shelley, or are suddenly dazzled by a memory or phrase which clearly indicates a moment of deeper reflection or emotion…

Nonetheless, the most powerful impact of so many of these works is of a prattling inconsequentiality completely at odds with the dramatic and stricken situations in which the characters find themselves.

My reading of Albert Camus is that this is what he meant by The Absurd – the yawning gap between human beings’ longing for meaning and purpose in their lives and the steadfast refusal of the universe to give them any – in fact its tendency to block and frustrate petty human wishes at every turn.

But there’s another feeling you get from watching a play like this which is that the mis-en-scène is striking and imaginative, like a surrealist painting, like a mind-blowing picture by Max Ernst. But as soon as the characters start talking there’s an odd sense of letdown and anti-climax. Very rarely does anyone in a Beckett play say anything which really lives up to the astonishing starkness of the scenarios he’s thought up.

Almost all the common Beckett quotes come from Waiting For Godot which was not only the turning point in his career as a writer, but somehow summarised the best of the preceding prose works, their complex interweaving of themes and registers of language, in their peak form. For this reason, maybe, it is by far the longest of his plays. It feels like he’d stumbled across the new format and tried to pack everything into it, with the result that it is by far the richest play to read and study, there’s so much going on.

Less so in Endgame, which is still long and complex and (hauntingly) set in an apparently post-apocalyptic world. A lot less so in Krapp’s Last Tape, one sad old man in his garret. And again, here in Happy Days, the scenario is astonishing, but then the actual words you listen to are, well, a bit disappointing.

It’s amazing that just 31 pages of text result in an hour and twenty minutes of stage time. It shows the importance of:

  1. the numerous pauses throughout the play
  2. the often elaborate stage ‘business’ that is involved in Beckett plays, in this case Winnie’s fussing and fretting with her handbag and makeup

Film version

This is a very good film version of the play starring Rosaleen Linehan as Winnie and Richard Johnson as Willie, directed by Patricia Rozema.

We watch a woman buried up to her waist in sand woken by an alarm bell, saying her daily prayers, brushing her teeth and then nattering on and fussing about make-up and medicine while her husband sits wearing his boater occasionally reading out bits of his newspaper (Reynolds News, according to Winnie towards the end of the play).

Maybe the point is how most people comfort themselves with endless natter and chatter while ignoring the reality of their ‘plight’, in the view of the existentialist school of philosophy, thrown into a godless universe, abandoned, stricken, trapped in lives of pointless repetition and futile routine.

Going on

Just like Malone and the Unnamable, and as Vladimir and Estragon frequently point out that they’re doing, maybe Winnie talks interminably simply to be able to go on with life, but the obvious objection to this entire train of thought is that it only makes sense if you think that ‘going on’ i.e. carrying on living, is an enormous challenge which requires the tactic of endlessly prattling and telling yourself interminable stories to make it at all manageable.

But language is not an abstract form like painting or music. Language is a means of communicating, and that is what becomes, ultimately, so wearing about the Beckett Trilogy of novels, that the reader submits to reading so many hundreds of pages which convey almost no information at all.

I understand the point (I think): that language in all of Beckett’s works is not intended to convey any important information – or maybe that all language is equally meaningful or meaningless, and that, therefore, language’s ultimate purpose is as a flow of sound designed to comfort the speaking characters, and insulate them from the ‘horror’ or ’emptiness’ of existence.

And thus the entire play amounts to yet another enactment of the basic principle defined in the talismanic phrase which ends the 1953 novel, The Unnamable:

You must go on. I can’t go on. I’ll go on.

In Winnie’s characteristically more verbose rendering:

So that I may say at all times, even when you do not answer and perhaps hear nothing, something of this is being heard, I am not merely talking to myself, that is in the wilderness, a thing I could never bear to do – for any length of time. [Pause] That is what enables me to go on…

‘That is what enables me to go on’. Happy Days is cast in a different setting, in fact in a different medium from The Unnameable (stage compared to prose). But it is the same idea. The identical idea. Repeated. Again and again. I can’t go on. I’ll go on. I’ll tell myself stories. That is what enables me to go on…

Details

The ringing bell reminds me of the whistle blown to torment the protagonist of Act Without Words I or the whistle Hamm blows to summon Clov in Endgame.


Credit

Happy Days by Samuel Beckett was written in English in 1961, and the author then translated it into French by November 1962.

Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Acts Without Words I and II by Samuel Beckett

Act Without Words I

Act Without Words I (a mime for one player) is a short mime piece written by Samuel Beckett. It was originally performed after Beckett’s major play, Endgame, during the latter’s first run in London. It was Beckett’s first attempt at the genre and dates from a period when he had just experimented with his first play, Waiting For Godot, and his first radio play, All That Fall. You can view a modern production of it on YouTube.

The scene is a desert on to which a man is abruptly ‘flung backwards’. Mysterious whistles draw his attention in various directions. A number of more or less desirable objects, notably a carafe of water, are dangled before him. He tries to reach up to the water but it is out of reach.

A number of cuboid boxes, obviously designed to make it easier for him to reach the water, descend from the flies, each one’s arrival signalled by a blast on the whistle. But however ingeniously he piles them on top of one another, the water is always moved to be just out of reach.

After ten or so minutes of painfully frustrated efforts, in the end the protagonist sinks into complete immobility. The whistle sounds – but he no longer pays attention. The water is dangled right in front of his face, but he doesn’t move. Even the palm tree in the shade of which he has been sitting is whisked off into the flies. He remains immobile, looking at his hands.

The meaning(s)

With its figure abandoned in a desert and subject to endless frustration, Act Without Words I feels like a variation on the theme of Godot except with one protagonist instead of the four we meet in the play.

Tragic

If you take a bleak and nihilistic view of Beckett, then the mime depicts a man flung on to the stage of life, at first obeying the call of a number of impulses, drawn to the pursuit of illusory objectives by whistles blown from the wings, but finding peace only when he has learned the pointlessness of even trying to attain any of these objective, and finally refusing any of the physical satisfactions dangled before him. He can find peace only through ‘the recognition of the nothingness which is the only reality’.

Actually a number of Beckett critics including Ruby Cohn and Ihab Hassan have dismissed it as too obvious and too pat. ‘Oh dear, life is meaningless, what shall I do?’ When stated that bluntly, it is a cliché.

Comic

That said, the putting of a man through a number of humiliating tasks which he can never achieve, in a wordless mime, is strikingly similar to the early, black-and-white, comedy films which Beckett loved. Take the 1916 short film One am written, directed and starring Charlie Chaplin. In its 34-minute duration a posh man in a top hat who is very drunk is dropped off outside his house by a taxi and then spends the next 30 minutes trying to find his key, get into the house and then taking an awesome amount of time getting up the stairs.

Or take the Laurel and Hardy comedy short, The Music Box, in which the hapless duo are deliverymen tasked with delivering a big, heavy piano up the longest flight of stairs in California.

The point is that both these movies are about protagonists facing a series of frustrations and setbacks exactly as the protagonist of Act Without Words I does. Viewed through this lens, and if you watch the Beckett on Film version, it feels like the protagonist is reduced not to philosophically noble, nihilistic despair, but to childish, sulky refusal to take part in this stupid game. Much more like the comic protagonist of a silent movie.

Portentous

In The Faber Companion to Samuel Beckett, C.J. Ackerley and S.E. Gontarski suggest that the protagonist’s final refusal to play, to be tempted by the water dangling in front of him, is not a childish sulk, but represents his rejection of purely physical needs and his rebellion against his fate as a human. In refusing and rising above purely physical needs, he is enacting the psychological process described by Albert Camus in his lengthy and popular sociological work, The Rebel (1951).

From a deluge of words to wordlessness

What strikes me most about this piece is the fact that a mime, in effect, consists entirely of stage directions.

In this respect Beckett’s work presents an interesting trajectory, from the vast solid cliffs of prose in The Beckett Trilogy via the light and fast-moving dialogue of his main plays (Waiting For Godot, Endgame, Krapp’s Last Tape) to the abandonment of the written or spoken word altogether and the reduction of the dramatic event to action, pure and simple, of wordless mime consisting solely of stage directions. In this it anticipates a number of Beckett’s later works which will be wordless mimes.

Beckett’s stage directions

It also reminds the viewer of the extreme precision and pedantry of Beckett’s stage directions. Beckett was always obsessive about the physical behaviour of his characters, regarding humans as closer to automata than people, as evidence in the numerous obsessively detailed descriptions of physical options and behaviours in the novel Watt.

He carried this obsessive attention to the minutiae of physical action over into his plays and became notorious among directors and actors for the extreme precision of his stage directors and his inflexible insistence that they must be followed to the letter, precisely as he had written them.

As you read through the plays, as you come across more mimes and musical movements and so on, you realise that the composition of the stage directions was every bit as precise and detailed and calculated for effect as the actual prose and dialogue and speeches.

And of course no member of the audience is aware of this but the reader of the piece sees that it ends with the four-times repeated stage direction He does not move, reminding us of the famous stage direction at the bitter end of Godot – They do not move.

Suicide

Speaking of Waiting For Godot at one point in Act Without Words the protagonist takes the length of rope he’s been given and obviously plans to hang himself from the palm tree which is more or less the only feature in the desert landscape.

This reminds us of Estragon’s throwaway suggestion in Waiting For Godot that the two tramps hang themselves and, of course, both suggestions turning out to be fruitless. You don’t get out of it that easy, this thing called life.

Act Without Words II

Act Without Words II is another short mime, written a few years after the first one. It, also, was composed in French before being translated into English by the author although, being a mime, there was no dialogue to translate, just the stage directions. The London premiere was directed by Michael Horovitz and performed at the Institute of Contemporary Arts on 25 January 1960.

Even more than the first one, number II is another work which depends entirely on the precision of the choreography. Two men are in sacks. A long stick enters from stage right and pokes one of the sacks. Character A struggles out of his sack and elaborately gets dressed before picking up the second sack and placing it further from the stick, before undressing and getting back into his sack. The same procedure is then applied to the other sack containing Character B, who is poked, struggles out of his sack, does callisthenics, cleans his teeth, gets dressed and so on. His job is to move the other sack, containing Character A further along the stage, before he, too, undresses and gets back into his sack. And so on, Forever.

Anyone who’s read Watt or Molloy will recognise the helpless, Aspergers syndrome-like obsessiveness of the repeated behaviour, of numerous apparently pointless repetitions carried out with minute variations and exasperating precision. This, the work says, is how utterly pointless our lives are with all the gettings-up and breakfasts and showers and dressing and going to work. All variations on the same bloody pointless and endlessly similar actions. Is this it? Is this all?

To emphasise the precision he wants and the clinical emptiness of the actions, Beckett includes a diagram of the changing positions of the sacks relative to each other.

The Goad

At the height of the Swinging Sixties, in 1966, photographer Paul Joyce (the great-grand-nephew of James Joyce) saw Act Without Words II as part of a Sunday evening performance at the Aldwich theatre and thought it would make a fun short experimental film. Joyce approached the cast, Freddie Jones and Geoffrey Hinscliff, and they said okay, so, after a little thought, Joyce transposed the production from the theatre to a rubbish dump in Rainham, Essex.

The way there are two characters who fuss about their clothes, and wear silly outfits, and both wear bowler hats, reminds us of Vladimir and Estragon in Waiting For Godot – just as Character A eating a carrot reminds us of Vladimir offering Estragon a carrot, who proceeds to make such a palaver about eating it, in act one of Godot.

Having started to think about silent comedy classics, it’s hard not to miss the suggestion that Character A’s ill-fitting suit and round hat is at least in part a reference to Charlie Chaplin’s tramp character, while Character B’s skinny physique, bony face and pork pie hat is strongly reminiscent of Buster Keaton.

It is an absurdist reductio ad absurdum, but it is telling us something less about Life, than about literature and film – namely that the comic and the bleakly nihilistic are very closely allied. If you slip on a banana skin and band your nose it’s a tragedy; if someone else does, it’s a comedy.

Both these mimes strike me as having next to nothing to say about ‘Life’ – what a ridiculous idea! – but do make you reflect a bit about the thin line which separates tragedy from comedy, the humdrum from the absurd, the serious and po-faced from the farcically hilarious.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Waiting For Godot by Samuel Beckett (1953)

ESTRAGON: Nothing happens, nobody comes, nobody goes, it’s awful!

Beckett dashed off Waiting For Godot in just four months, October 1948 to January 1949. It was written in a break between the second novel of the Beckett Trilogy, Malone Dies (written November 1947 to May 1948) and the third and final instalment of the trilogy, The Unnamable, which Beckett laboured over from March 1949 to January 1950.

Godot was, therefore, written during the Berlin Airlift (June 1948 to September 1949) when many people thought Europe was on the brink of a Third World War, when nuclear apocalypse was on a lot of people’s minds.

All these books were first written in French, as was Waiting For Godot, whose original French title is En Attendant Godot.

Waiting For Godot was first produced at a tiny French theatre, the Théâtre de Babylone in Paris, starting in December 1952. It was an immediate critical success, moved to a larger theatre, and at a stroke established Beckett in the front rank of contemporary theatre, aligning him with the movement called Theatre of the Absurd. The English-language version premiered at the Royal Court in London in 1955.

It’s odd to consider that Godot came at the end of such a sustained run of prose writings. It’s not as if it was the glorious conclusion of a lifetime spent in the theatre, the exact opposite; with the exception of a minor play, Eleutheria, which wasn’t published in English till 1996, Godot was the first proper play Beckett wrote and certainly his first staged play. I wonder how many other playwrights achieved such international fame on the basis of their first play?

Roots in the Beckett Trilogy

The prose of its immediate predecessors in Beckett’s oeuvre, Molloy and Malone Dies can be characterised in lots of ways, but among these are that it is:

Dense

Molloy only has two paragraphs, the second one being well over a hundred pages long. The point being the reader is confronted with a solid, uninterrupted, dense and clotted wall of prose which is very difficult to parse and make sense of it. Reading blocks like this makes you realise how hugely important it is that most texts (novels, poems, newspaper or magazine articles) are chopped up into bite-sized chunks, into paragraphs, sometimes with headings, into chapters, sometimes with titles, and in a conventional novel, when there’s dialogue each new speech from different characters generally starts a new paragraph. Not in the Beckett Trilogy texts.

Episodes

This explains one of the most salient but little-noticed aspects of the three novels, which is that, when they are presented, for example in readings, dramatic productions, on the radio or on TV they are broken up into episodes. This indicates both that it is very hard to process the novels as one continuous block, but also indicates that, despite the appearance of a wall of text, they are in fact composed of discrete sections, up to a point anyway.

Comedy

If you have the stamina to read them closely, you also notice there’s actually quite a variety of styles in the prose. A high-level categorisation might suggest about four approaches.

There’s the main, core Beckett style in which characters bemoan their fate – ‘no hope, I don’t know, I don’t understand, was it he, am I me, I can’t go on, I must go on’ – that kind of thing. In the play Vladimir is fond of repeating ‘Nothing to be done’.

There’s the learnèd style, when the character, on the face of it a tramp or derelict or senile hospital inmate, surprises you with a learned disquisition, begins to talk about hypotheses, and let us consider the evidence, and on the one hand this but on the other hand that – and slips into Latin and makes learned references to Greek myths or the arcane mysteries of astrology or uses rare and obscure terminology.

The ‘academic’ style reaches a deranged apogee in Lucky’s long, dementedly learned soliloquy in act 1.

There’s the swearing. Not many of the commentators I’ve read mention the fact that Beckett’s characters from time to time drop the pretence of being university lecturers and just say fuck it, balls to all that, what a load of ballocks, and go on to dwell at length on their ability to have a good shit, piss against a tree, masturbate with a good hard prick and gain entry now and then to a cunt.

In Waiting For Godot the tramps suggest hanging themselves on the basis that at least it will give them erections, and half-way through act one, Vladimir runs offstage to have a pee. Elsewhere, swearwords are freely used.

VLADIMIR: That seems intelligent all right. But there’s one thing I’m afraid of.
ESTRAGON: What?
VLADIMIR: That Lucky might get going all of a sudden. Then we’d be ballocksed

And there’s the moment towards the end when Vladimir, Pozzo and Lucky are in a heap and Estragon asks, ‘Who farted?’ It doesn’t get more crude or Rabelaisian than that?

Lastly, there’s the comedy. Some is broad physical farce, as when the characters fall over as when Moran and his son fall off their overloaded bicycle. Some derives from the demented precision with which his autistic characters describe physical processes in autistic obsessive detail, as when Molloy takes a page to describe all the ways he can arrange sixteen sucking stones in his four pockets. Some could almost come from a character-based sitcom, as the couple of pages describing the romance of mad Malone and senile old Moll.

Othertimes there’s sly comedy, as when the unnamable says he’ll stop asking questions and immediately goes on to ask four questions in a row. And there are other, more elusive moments of humour, which depend on the switch from one register to another as when, after a prolonged learned lecture about something, the narrator might make a very blunt, down-to-earth Irish comment (and this is where a lot of the swearing comes in).

Differences between the monologues of the Beckett trilogy and a stage play

So, quite clearly, I am not considering Waiting For Godot as a standalone play, but considering it as situated, almost embedded within, the writing of the Trilogy, which took place around it, before and after it, and with which it shares almost all its themes and style.

From this perspective, there are four standout features about the play – its brevity, dialogue, action and the present.

The qualities of a monologue

Part of the reason the novels are so dense is because Beckett cast them all in the form of monologues. Now the thing about a monologue – as Beckett and his readers find out, to their cost – is you can’t have an intermission. In a novel, characters can come together and have an important scene but then you can cut away, to anything you want, other characters, description of the setting, philosophical musings, whatever. But a monologue, by its nature, has to carry on.

By contrast, Waiting For Godot is broken up into dialogue, true dialogue, dialogue which doesn’t have to explain everything (as a monologue tends to have to), which can be supplemented by the actors’ physical gestures, and so can be brief, incredibly brief, sometimes just a few words, sometimes no words at all, just a look or gesture.

So someone like me, who has just struggled through the 400 or more dense pages of the Beckett Trilogy, can hardly believe how empty Waiting For Godot is. There’s more empty space on the page than text.

And, as mentioned, you also realise what an enormous amount of information is conveyed when two characters converse. As any human knows, the real meaning of an exchange need not be at all what is said in the words. It can be the opposite of what is said, or fractions of the overt meaning which are refracted through sarcasm, irony, tone of voice and the situation, such as saying ‘Oh great’ when the wings fall off your airplane.

Dealing in dialogue creates entire new dimensions of meaning which were unavailable in the monologues.

Physical activity

Third aspect is physical activity. Characters can do things onstage which are just as eloquent as any words they say, such as shoot someone, kiss someone and so on.

Now the characters in the Trilogy monologues often remembered incidents and conversations, such as Jacques Moran’s arguments with his maid Martha and his endless bullying of his son. But these dialogues or conversations, such as they are, are always viewed through the narrating consciousness and this, in all three books, is mad, weird, demented, gaga, deranged, so highly biased. Everything is perceived through the same rather grim, grey spectacles.

In the real world

Lastly, it happens before our eyes. It’s difficult to over-emphasise what a difference this makes from the huge, leviathan monologues. In those vast swamps of prose, each word or phrase potentially brings to mind other incidents or characters or phrases we have read about earlier, creating a hyper-complex polyphonic texture of references and echoes, which Beckett works hard to make sometimes unbearably dense and heavy.

Now, human beings are predatory mammals and we are designed to watch, monitor and assess all the activity in our surroundings for threat or promise. So by startling contrast to the book-bound monologues, there is a huge sensory and psychological pleasure to be had just from watching people move about on stage. We are designed to always be fascinated by what other people are doing.

And the vital corollary of this is that it is sooooooooooooooooooooooooooooooooooo much easier to watch a couple of guys pottering about onstage and, at long intervals saying a few words to each other, sooooooooooooooooooo much easier than it is reading the monologues. It feels like Friday night down the pub after a very hard week’s work. Waiting For Godot is an almost physically easier, lighter, more understandable and pleasurable read than the Trilogy.

Waiting For Godot, the plot

So a couple of tramps, Vladimir (‘Didi’) and Estragon (‘Gogo’), are onstage, representing outdoors somewhere, fussing with their boots, squabbling about trivia, and tell each other (and thereby the audience) that they can’t go anywhere or settle to do anything because they are waiting for Godot.

Now whether you want to interpret the poverty of their language, physical decrepitude and mental abilities as a comment on the human condition or just take them as a pair of tragi-comic tramps, and whether you want to interpret Godot as referring to God or Death or some other factor which brings meaning to human life but which is always just out of reach or unattainable – all this is entirely up to you.

The play is in two parts. Now, given that Beckett’s central theme is decline and fall and entropy and collapse and deterioration, if you think about it, the minimum number of parts he’d require to dramatise this theme is two – one before and one after, or, more accurately, ‘Now’, followed by ‘A little later’.

Beckett could have used more parts, but a third or fourth part would simply have demonstrated even more decline and collapse. It is more tactful – it says enough – just to have the two. Thus in part two we meet the two tramps exactly where we left them, except worse off, degraded in clothes and attitude.

Then there’s the other two characters, Pozzo and Lucky. Coming to it cold, it feels very much as if the play, as well as the characters, are killing time a bit before Pozzo and Lucky arrive. Pozzo is a fountain of energy. He is leading Lucky (ironic name) by a thick heavy rope, Lucky being little more than an exhausted slave who he abuses, whips and insults.

And it is entirely predictable that, when they reappear in act two, this pair also will be significantly degraded – most strikingly, and cruelly, in the fact that the once-ebullient Pozzo is now blind.

Details

Bowler hats

All four characters in Waiting For Godot and several characters in the Trilogy wear hats, specifically Gaber when he comes to give his ‘mission’ to Moran. On an obvious visual level, Vladimir and Estragon with their bowler hats and their incessant repartee can easily be made to appear an absurdist Laurel and Hardy.

There’s a small tic or trope which combines the comedy of their repartee with the more ‘serious’ theme of the way they’re blocked, the way their conversations, their language – like them – gets nowhere. This is when their conversation turns a bit lyrical and they try to outdo each other with comparisons or analogies:

VLADIMIR: It’s only beginning.
ESTRAGON: It’s awful.
VLADIMIR: Worse than the pantomime.
ESTRAGON: The circus.
VLADIMIR: The music-hall.
ESTRAGON: The circus.

The point being the way that in these little passages, Estragon always repeats his comparison definitively and aggressively with an air of finality, bringing the pair’s little flight of imagination to a roadblock halt.

VLADIMIR: It’d pass the time. (Estragon hesitates.) I assure you, it’d be an occupation.
ESTRAGON: A relaxation.
VLADIMIR: A recreation.
ESTRAGON: A relaxation.

Maybe it’s a tiny symptom of their lack of imagination, or maybe Estragon’s refusal to let the flight of fancy fly… but either way, it’s a small symptom of the way they are trapped, cabined and confined by themselves.

Comedy

Obviously everything depends on your definition of comedy or your sense of humour, how dark or light it is. The notion that they suggest hanging themselves (‘well, it’d pass the time’) is funny. When Estragon comes to the front of the stage, looks out over the audience and declares ‘Inspiring prospects!’, that’s funny, and like lots of tricks is repeated in act 2 when they contemplate escaping in the direction of the auditorium, but then recoil, as if in horror of the audience!

Or when at the start of act 2, Vladimir tries to lift Estragon’s mood by persuading him to say ‘I am happy’ and then, after a pause, Estragon dolefully says, ‘What shall we do now we’re happy?’

Godot

Estragon says he’s Vladimir’s friend. Vladimir says Godot said he’d be along for them on Saturday. At least he thinks it was Saturday. Godot has a horse. Pozzo knows that Godot has the tramps’ immediate future in his hands. Estragon asks why they don’t just drop waiting for bloody Godot and leave?

VLADIMIR: He’d punish us.

Inconsequentiality

I identified the central role played by inconsequentiality in the monologues, the way subjects often crop up with no relation, or the narrator says something, rejects it, moves on as if it doesn’t matter, in fact all the monologuists continually repeat the notion that ‘it doesn’t matter’.

Similarly, when you look at the dialogue in Godot you realise Vladimir and Estragon move from one subject to another with no link or thread. Their arbitrary disconnectedness is part of the so-called absurdity.

For example, Estragon suggests they hang themselves which sounds quite tragic, but then goes onto undermine any sense of seriousness by commenting, ‘After all, it would pass the time’. Nothing matters. Or only the trivial matters, like who’s wearing whose shoes, or hat. That’s what I mean by the play’s studied inconsequentiality.

Lucky’s monologue

It may seem deranged to the average theatre-goer, but it is a small excerpt of the kind of thing you encounter in the Trilogy by the hundreds of pages.

One of the thieves

Vladimir points out to Estragon that one of the thieves was saved, a ‘reasonable percentage’. Now, the story of the thief who was saved (Christ was crucified in the middle of two thieves undergoing the same punishment; one of them said he believed in Jesus and Jesus promised he’d see him that day in Paradise) occurs not once but twice in the trilogy (once in a particularly grotesque satire, because the decrepit old lady Moll has two ear-rings which depict the two thieves, and one massive canine in her mouth which has been ingeniously carved to depict Christ on the cross).

The extended and comically pedantic explanation of the theological problems this story throws up are reminiscent of the comically pedantic episode of Molloy and the sucking stones and its avatars in the other novels. The elaborate swapping round of inanimate objects anticipates the comic business with the hats in act 2.

Passing the time

Basically the play is about the activity of waiting. It consists of the two characters wondering how to pass the time before Godot arrives. This is more or less the same plight as Malone in Malone Dies who spends some 150 pages telling himself stories to pass the time until he, well, dies, and, in a much more confused way, in The Unnamable where the narrator talks interminably about making time pass and creating an endless discourse to fill time.

Vladimir asks Estragon if ‘they’ beat him, certainly they did, Estragon replies. This interested me because an omnipresent and menacing ‘they’ dominate the long text Beckett went on to write immediately after this, The Unnamable. What’s notable about this little exchange – as so many aspects of Beckett – is how inconsequential it is. The characters don’t seem to care much and the subject doesn’t recur.

At one point in act two Estragon remarks ‘that wasn’t such a bad little canter’, referring to a patch of conversation they’ve managed to rustle up, to pass the time. In act two they have the bright idea of abusing each other (‘it’d pass the time’). This is exactly the mentality of Malone, who tells the reader he is going to try out different subjects, and tell entire stories, to while away the time until he dies.

Estragon says they’ve been trying to pass the time like this for half a century.

Philosophy

Obviously Godot was premiered just as the Existentialist philosophy of Jean-Paul Sartre and to some extent Albert Camus was sweeping the cultural strongholds of the Western world i.e. art, literature, theatre and universities. Everyone wanted to live in Paris, wear black polo-necked jumpers and shades, smoke Gauloise cigarettes, and talk smoochily about the pointlessness of life, the futility of existence, and outdo each other’s expressions of Despair.

Beckett’s novels were little known because they are so damn difficult to read, but Godot, for the reasons I’ve explained above, is a masterpiece of simplification and dramatisation. It’s almost like an advert for the Existentialist movement, with the ‘why are we here? what is it all about?’ existentialism of Gogo and Didi, supplemented by what could easily be interpreted by communist and Marxist critics (ten a penny in Paris – France had the largest Communist Party in the free West) as the searing indictment of the Master-Slave relationship in the characters of Pozzo and Lucky.

It had the lot.

But 70 years later, in the post-modern era of identity politics and digital technology, a lot of the so-called philosophy of the piece has been superseded. For most students nowadays, the meaning of life is trying to find a job, somewhere to live and pay off their student debts. All of us are now caught up in the coronavirus pandemic and some of us were very worried about global warming before the virus hit.

In this content, I tentatively suggest that the philosophy of the play feels dated and contrived. The most famous moment in the play is when Pozzo, in the second act now blind, suddenly bursts out in anger at the endless questioning of Vladimir and says:

POZZO: One day, is that not enough for you, one day he went dumb, one day I went blind, one day we’ll go deaf, one day we were born, one day we shall die, the same day, the same second, is that not enough for you? (Calmer.)

And then delivers the play’s Big Message.

They give birth astride of a grave, the light gleams an instant, then it’s night once more.

In the Faber edition I have, and the online edition I used, this line is printed in bold, just to make it perfectly clear to the slow learners at the back of the class that this is THE AUTHOR’S MESSAGE. I couldn’t help finding that rather funny.

But also find it, how shall I be tactful – untrue. I was present in the operating theatre when they delivered my children, both times by Caesarian section, and my wife did not give birth astride the grave. My kids are now in their twenties and, believe me, their lives have not consisted of a brief gleam of light and then the grave, but an incredible number of nappies which needed to be changed, meals cooked, and school runs undertaken.

When I was 17 I could work myself up into hysterics about the fact that I was going to die, Oh my God! Die! Cease to be! Is there a God? An afterlife? Will I go to hell? What if there’s nothing? What if you feel the worms eating through your rotting flesh etc?

But you grow up. You have to get a job, find somewhere to live, maybe marry, maybe have kids, then find yourself on the treadmill of mortgages and schools. Nothing feels that dramatic, pure and intense any more.

To sum up, for me Godot resonates with not one but two kinds of nostalgia. Nostalgia for a Paris of the 1950s and 60s which I never experienced but read about and seemed so cool and ‘deep’ and intense. And nostalgia for myself at 17, when I found statements like this impossibly deep and meaningful, when they shook me to my core.

Now reading Godot doesn’t stir me in either of these ways, but it does impress me with the artfulness of its construction, the variety of tones and registers, the range of humour and comic styles from bleak nihilism to Charlie Chaplin slapstick. Now, I am impressed by its complexity and success as a work of art and for the way that, while you read it and a little afterwards, its stirring rhetoric and bleak vision is genuinely moving and disturbing… until the realities of the actual world reassert themselves.

Going on

The phrase ‘go on’, as in ‘I can’t go on’, ‘we must go on’ emerges as the key phrase and concept of The Unnamable and is given pride of place right at the end of that text.

… it will be I, it will be the silence, where I am, I don’t know. I’ll never know, in the silence you don’t know, you must go on, I can’t go on. I’ll go on.

Two points:

1. This same phrase, about ‘going on’, is also used throughout Waiting For Godot. Both Vladimir and Estragon, at various points, wailing that they can’t go on.

2. But Beckett wasn’t a fool, he wasn’t going to use the same phrase to conclude two big works of art, and so Godot ends with another talismanic phrase, ‘Let’s go’ and the famous stage direction (They do not move).

What I’m getting at is the way Beckett a) very consciously ended these works with heavily meaningful and symbolic phrases, and b) that they are carefully prepared for by seeding the phrase (and idea) throughout the preceding text. Thus the simple words ‘let’s go’ have already appeared at least half a dozen times in the course of the play, meaning that by the time they’re used as the final words they have built up a poetic charge, a resonance, which strikes the imagination.

This careful preparation, this artful leading up to their final words partly explains why, for many people, the last words of both The Unnamable and Waiting For Godot are the best known. (And they share the word ‘go’ and the underlying thought that ‘going’ is impossible.)

Summary

Any reader of the Beckett Trilogy can see how Beckett took its themes and tricks of style and structure and reduced them, in Waiting For Godot, to an almost bare minimum. But by casting them in dramatic form, with undeniably ‘real’ physical characters, and tapping into all the energy and dynamism created by real dialogue and physical activity onstage (there’s a surprising amount of running about, falling over, whipping, dancing and so on in the play), created a completely new thing – a devastatingly brilliant, funny, terrifying, and linguistically powerful, varied and haunting work of art.

Godot may no longer have the impact it once had because social conditions and beliefs have changed so much. But it is still a work of genius.

VLADIMIR: That passed the time.


Credit

En Attendant Godot by Samuel Beckett was published in French in 1953. The English translation by Beckett himself was published in 1958. Page references are to the 1988 Faber paperback edition.

Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Steppenwolf by Hermann Hesse (1927)

A wolf of the Steppes that had lost its way and strayed into the towns and the life of the herd, a more striking image could not be found for his shy loneliness, his savagery, his restlessness, his homesickness, his homelessness. (Steppenwolf, page 22)

Brief summary

Part one Steppenwolf was Hesse’s tenth novel. It starts in a fairly low-key, realistic style and for the first hundred or so pages is an extended exercise in self-pity, as the self-described ‘Steppenwolf’ dwells at length on his unhappiness, his broken marriage, his abandonment, loneliness and social isolation.

Part two However, about half way through the book he meets a woman, Hermine, a fun-loving dancer and courtesan at a popular local bar, and she completely turns his life around. Hermine introduces him to dancing and jazz music, providing him with a wonderfully sensuous lover (Maria) who reveals the hitherto unsuspected glories of sexual pleasure, and introducing him to a super-relaxed jazz player (Pablo), who smiles wisely, says little, and offers a variety of recreational drugs, including cocaine.

Part three And then, in the final forty pages or so, the book turns into a really delirious sequence of fantasy scenes, played out in THE MAGIC THEATRE (“For Madmen Only; Admittance Charge – Your Mind”), where each doorway opens into a new, extravagant, hallucinatory scenario.

The Magic Theatre almost certainly doesn’t exist because the sequence introducing it begins with Pablo, Hermine and the narrator sitting round in a room, after a long night dancing the night away at the town’s annual ball, drinking some of Pablo’s drug-spiked liquor and smoking drug-spiked cigarettes.

After an extraordinary series of fantasies (which include taking part in ‘the war against the machines’; reliving all the love affairs of his entire life but which, this time, are all positive, life-enhancing experiences; and meeting Mozart, who delivers a lecture about eternity and time) the novel ends without the narrative returning us to the ‘normal’ world.

One of the fantasy scenes involved our hero meeting a man sitting on the floor behind an immense chess board with many more squares than usual. This player prompts the Steppenwolf to take out of his pockets not just the two sides of his personality, but the hundreds and hundreds of aspects which Goethe and Mozart and Hermine and all the other wisdom figures in the novel have told him about. The player then arranges these avatars onto his board and plays a complex game with them. Moral: Life is just a game, it’s up to you how you play it.

And that is how the novel ends – not with the character returning sober and hungover to the ordinary, mundane reality it started in; it ends with the Steppenwolf taking up all these multiple aspects of his life, and determined ‘to begin the game afresh’, to live life in the light of everything he’s learned.

And it is this final, mad whirligig of fantasy stories – deeply mixed up with themes and ideas from the rest of the novel about suicide, death pacts, love, sex, the meaning of life, the multiple aspects of the human mind and so on – which, I think, leave a powerful, indeed bewildering impression on the reader’s mind, and whose garish extremity completely eclipses the mundane, realistic opening half of the novel.

You put it down feeling genuinely inspired, thinking, Wow, all these other lives are possible – sex and love and drugs and jazz and dancing and multiple ways of seeing not only the world, but your own life and experience – it’s all there waiting for you ‘to begin the game afresh’.

On the word ‘Steppenwolf’

The use of the single word ‘Steppenwolf’ in the English title makes it sound like a name (with distant echoes, for those of us of a certain age, of the English rock band which called itself Steppenwolf, and whose big hit was, appropriately enough, ‘Born To be Wild’).

But the title in German is The Steppenwolf, which makes it clear that the title doesn’t refer to one person’s proper name, but to a type of animal. In fact, Der Steppenwolf is German for ‘the Steppe Wolf’, also known as the Caspian Wolf, a distinct species of wolf which inhabits the steppes of southern Russia and the Caucasus.

Moreover, although the central character refers to himself as ‘the Steppenwolf’, the treatise about Steppenwolves embedded in the first part of the novel states quite clearly that there are thousands of Steppenwolves i.e. men who consider themselves part-sociable man, part-lonely, haunted wolf.

Part one – Steppenwolf’s self-pity

1. The nephew’s account

The thirty-page introduction is written in a muted, sober, naturalistic style by an unnamed youngish man. The nephew’s aunt rents out furnished rooms and one day, a few years earlier, a scruffy, nervous, 50-year-old man with short cropped hair (p.7) presents himself as a lodger. Against her nephew’s advice, the aunt lets out a bedroom and a living room to this stranger.

Over the first thirty or so pages, this nephew shares with us his impressions of the new lodger, whose name is Harry Haller. Haller refers to himself in conversation so often as ‘the Steppenwolf, that the narrator ends up using that name as well.

The nephew describes various encounters with the Steppenwolf, within his aunt’s house and sometimes in the local town, as he slowly forms an opinion about him. This is that Haller is a rebel. He doesn’t have a job but appears to have independent income. He drinks heavily and keeps anti-social hours (goes to bed late, gets up late). His bedroom is full of bottles of booze, but also of books by fashionably earnest and intense writers such as Dostoyevsky and Nietzsche, as well as photos from magazines and watercolour paintings which he himself paints.

The nephew comes to think of the Steppenwolf as a man torn between two extremes – sometimes a savage, angry, ironic loner; but at other times a perfectly sociable and civilised man, who the nephew bumps into attending a classical concert. He is defined by this tearing dichotomy in his soul.

One day the Steppenwolf packs his bags and goes. The nephew and aunt never hear from him again. But he leaves behind a manuscript diary, a sort of journal, and it is this manuscript which makes up the rest of the book, about 220 pages in my Penguin edition.

2. Harry Haller’s manuscript

The bulk of the book consists of this manuscript written by its protagonist, a middle-aged man named Harry Haller, which he leaves to the nephew when he leaves the house, and which the nephew finds himself arranging for publication and writing a short introduction to.

Broadly speaking, as described above, this manuscript is in two parts:

  1. Part one – Haller wanders the town feeling inconsolably sorry for himself
  2. Part two – Haller meets life-affirming Hermine who takes him on a whirlwind journey of self-discovery

In the first half, what comes over at great length is that the Steppenwolf is a loner, an outsider, a man who thinks his mind was made for great heights, for great achievements, who looks down on ‘ordinary’ people and the complacent comforts of the bourgeois middle classes, a man whose penetrating gaze has pierced to the heart of the human condition, no less:

The Steppenwolf’s look pierced our whole epoch, its whole overwrought activity, the whole surge and strife, the whole vanity, the whole superficial play of a shallow, opinionated intellectuality. And alas! the look went still deeper, went far below the faults, defects and hopelessness of our time, our intellect, our culture alone. It went right to the heart of all humanity, it bespoke eloquently in a single second the whole despair of a thinker, of one who knew the full worth and meaning of man’s life. It said: “See what monkeys we are! Look, such is man!” and at once all renown, all intelligence, all the attainments of the spirit, all progress towards the sublime, the great and the enduring in man fell away and became a monkey’s trick!

This is from the nephew’s account and shows the nephew falling under the Steppenwolf’s sway, and tending to see the world through the eyes of this super-clever but super-sad loner.

Yet the Steppenwolf is a conflicted man, a man of two halves, for the outcast loner also desperately yearns for all the little bourgeois comforts. He loves the tidy potted plants on the landings of the trim little boarding house, and the clean hallways, and venerates Mozart.

The Steppenwolf’s curse is that whichever mood he’s in – over-educated angst-ridden loner or polite, music-loving bourgeois – the other half of his personality consistently sabotages it. He can never be at rest.

This basic duality, and the Steppenwolf’s inability to settle his curse of being permanently at war with himself, recurs again and again, both in the nephew’s introduction and in the main text:

I saw that Haller was a genius of suffering and that in the meaning of many sayings of Nietzsche he had created within himself with positive genius a boundless and frightful capacity for pain. I saw at the same time that the root of his pessimism was not world-contempt but self-contempt; for however mercilessly he might annihilate institutions and persons in his talk he never spared himself. It was always at himself first and foremost that he aimed the shaft, himself first and foremost whom he hated and despised.

You can see why this kind of book would be a Bible to troubled teenagers and students. It perfectly captures that sense of being special, exceptional, blessed with superior wisdom and insight, of living a:

lonely, loveless, hunted, and thoroughly disorderly existence

And despising your comfortably bourgeois parents, poor drones who’ve never read Dostoyevsky or Nietzsche. Whereas you, the special soul who responds to Hesse’s book, have read the entire ‘How to be a tortured existentialist’ reading list, and so are blessed to wake up every morning feeling like a wild wanderer over the wide world, scorned of men and rejected by society.

And yet, and yet… deep down… at the same time… you don’t really want to leave home, where your mum can be relied on to do your washing and ironing and cooking and cleaning, and where there’s a nice hot meal every evening at teatime.

As Harry himself puts it:

‘But though I am a shabby old Steppenwolf, still I’m the son of a mother, and my mother too was a middle-class man’s wife and raised plants and took care to have her house and home as clean and neat and tidy as ever she could make it. All that is brought back to me by this breath of turpentine and by the araucaria, and so I sit down here every now and again; and I look into this quiet little garden of order and rejoice that such things still are.’ (p.20)

The two eras theory and ‘the sickness of our times’

The text is packed with sweeping generalisations about human nature and society, which read well but are of questionable practical use. Typical is a passage where Haller tells the nephew his theory about overlapping ages.

It interested me not because I think it’s true, but because something very like this idea of people tragically caught between two changing eras and marooned between two changing value systems underlies Hermann Broch’s immense trilogy of novels, The Sleepwalkers.

‘A man of the Middle Ages would detest the whole mode of our present-day life as something far more than horrible, far more than barbarous. Every age, every culture, every custom and tradition has its own character, its own weakness and its own strength, its beauties and ugliness; accepts certain sufferings as matters of course, puts up patiently with certain evils. Human life is reduced to real suffering, to hell, only when two ages, two cultures and religions overlap. A man of the Classical Age who had to live in medieval times would suffocate miserably just as a savage does in the midst of our civilisation. Now there are times when a whole generation is caught in this way between two ages, two modes of life, with the consequence that it loses all power to understand itself and has no standard, no security, no simple acquiescence. Naturally, every one does not feel this equally strongly. A nature such as Nietzsche’s had to suffer our present ills more than a generation in advance. What he had to go through alone and misunderstood, thousands suffer today.’

I think this is questionable as a theory of history or historical change or historical eras. But where it is a little useful is as indirect evidence of just how widespread the feeling was in Weimar Germany that society’s values had collapsed:

a whole generation is caught…between two modes of life, with the consequence that it loses all power to understand itself and has no standard, no security

This isn’t the only time the text confidently expands Haller’s feelings of confusion and unhappiness and projects them onto the whole world:

I see [Haller’s manuscript] as a document of the times, for Haller’s sickness of the soul, as I now know, is not the eccentricity of a single individual, but the sickness of the times themselves, the neurosis of that generation to which Haller belongs, a sickness, it seems, that by no means attacks the weak and worthless only but, rather, precisely those who are strongest in spirit and richest in gifts.

These records, however much or however little of real life may lie at the back of them, are not an attempt to disguise or to palliate this widespread sickness of our times. They are an attempt to present the sickness itself in its actual manifestation. They mean, literally, a journey through hell, a sometimes fearful, sometimes courageous journey through the chaos of a world whose souls dwell in darkness, a journey undertaken with the determination to go through hell from one end to the other, to give battle to chaos, and to suffer torture to the full. (p.27)

Ah, but it is hard to find this track of the divine in the midst of this life we lead, in this besotted humdrum age of spiritual blindness, with its architecture, its business, its politics, its men!

This kind of rhetoric sounds good, sounds wonderful if you’re of this kind of mindset, but means almost nothing.

Which generation has not been afflicted by a sense of collapse and confusion? We know this way of thinking was widespread among ancient Greek and Roman writers (‘O tempora, o mores’, meaning ‘Oh what times! Oh what customs!’  lamented the Roman orator Cicero in 70 BC). Anyone familiar with Anglo-Saxon or Norse literature knows that its characteristic genre is the elegy, a sense of irremediable loss of once glorious standards and values. The Middle Ages repeated these laments for a golden age, and any generation afflicted with plague (throughout the Middle Ages, Renaissance and into the early modern period) thought itself especially damned, especially punished for its sinfulness and moral laxity.

If you pick up any of the Victorian novelists or thinkers you will find them packed with laments for the collapse of civilised values (Thomas Carlyle was a leading offender, his 1829 essay Signs of The Times lamented ‘an artificial Morality, an artificial Wisdom, an artificial Society’), and most of the other Victorians lamented living in the sick world of frenetic activity which they find themselves plunged into.

In other words, this mood of lament for ‘the sickness of our times’ is one of the most consistent tropes in all Western literature, right up to and including the present day, with social media awash with laments that Donald Trump is the worst leader anywhere, ever, and the world is experiencing unprecedented horrors.

1. Actual corruption On one level the accusation is, of course, true. The grown-up, adult world is, once you’ve seen something of it, chaotic, confused and corrupt. It’s just that it’s always has been so, and young bookish men, raised on the beautifully clear and lucid works of the philosophers and poets, always end up disgusted to discover just how far short of those wonderful, inspiring works the actual world of marketing and business deals falls. The times are sick and corrupt. Thing is, they always have been.

2. Freudian interpretation Freud makes it simpler. He says everyone who thinks and writes like that is grieving for the lost certitudes of childhood, the warmth and simplicity of the nursery, when mummy and daddy protected you, and maintained a world of infant certainties, all gone, while you mope and moan about the sickness of the times.

3. A psychological interpretation And there is a third way of looking at this time-honoured trope, which is that it really boils down to saying that your times are special and that, as a result, you, the writer, and you, the reader who is aware enough to realise just how sick the times are, well, you also are special – blessed with a superior mind and perceptions but cursed, oh alackaday, to live through such a sick and chaotic era.

The hidden ‘appeal to specialness’ explains why these kinds of passages start off being about this generation or society as a whole, but have a tendency then to focus in on specially sensitive and wise individuals who are set against ‘the sickness of the times’, wise and sensitive souls who are doomed to suffer, precisely because they are so spiritual and superior and wise and noble.

You can see this tendency in the first passage I quoted which starts out lamenting whole epochs in history, and the collapse of values in our time, before moving on to worship an exception – a hero who stands out against it – in this case, Nietzsche, portrayed as an especially sensitive and prophetic soul.

And praise of Nietzsche leads, by an easy transition, into the idea that everyone who reads Nietzsche – reads and really understands Nietzsche – people like you and me dear reader, the elect, the elite, the special ones, that we are especially sensitive, what spiritual souls we are, that we, too are also condemned to suffer, suffer awfully, because of our special and superior sensitivity.

I am in truth the Steppenwolf that I often call myself; that beast astray who finds neither home nor joy nor nourishment in a world that is strange and incomprehensible to him. (p.39)

We – you and me and Nietzsche and the Steppenwolf – are not like ‘normal’ people, ‘ordinary’ people, ‘little’ people, those uninformed, ignorant, narrow-minded philistines who are happy with our fallen age, content in these sick times, quite at home in our degraded society and its paltry pleasures, those little people who, sadly, do not share our superior insights and sensitivity, and whose silly superficial pleasures we cannot lower ourselves to understand. The Steppenwolf is not slow to skewer the little people:

Among the common run of men there are many of little personality and stamped with no deep impress of fate…

I cannot understand what pleasures and joys they are that drive people to the overcrowded railways and hotels, into the packed cafés with the suffocating and oppressive music, to the Bars and variety entertainments, to World Exhibitions, to the Corsos. I cannot understand nor share these joys…

At every other step were placards and posters with their various attractions, Ladies’ Orchestra, Variété, Cinema, Ball. But none of these was for me. They were for ‘everybody’, for those normal persons whom I saw crowding every entrance…

It has always been so and always will be. Time and the world, money and power belong to the small people and the shallow people. To the rest, to the real men belongs nothing. Nothing but death…

There is much more in this vein, written in a very persuasive melodramatic style. All in all, the first half of the novel is a kind of handbook for troubled teenagers.

But to the older reader, there is also something broadly comic about this self-dramatising, self-pitying, late-Romantic pose. And it is indeed very, very Romantic – Hesse’s phraseology is often drenched in unashamed romanticism which wouldn’t have been out of place in the 1830s or the fin-de-siecle 1890s:

How I used to love the dark, sad evenings of late autumn and winter, how eagerly I imbibed their moods of loneliness and melancholy when wrapped in my cloak I strode for half the night through rain and storm, through the leafless winter landscape, lonely enough then too, but full of deep joy, and full of poetry which later I wrote down by candlelight sitting on the edge of my bed! All that was past now. The cup was emptied and would never be filled again. (p.37)

It is as helpless and self-pitying as Shelley.

Treatise on the Steppenwolf (p.51-80)

Only twenty or so pages into what purports to be Harry Haller’s manuscript, he describes following a mysterious street-seller in the midnight streets of the unnamed town where all this takes place, a man who turns and hurriedly stuffs into Harry’s hands a little book, then is gone.

When Haller looks, he sees it is A Treatise on the Steppenwolf – Not For Everyone. (Note the ‘Not For Everyone’ – here as throughout the first half of the book, the implication is that only the special ones, the sensitive ones, the élite, those who know care allowed to share these sensitivie feelings and insights.)

This turns out to be another description of Harry Haller, but presented as if written by some kind of omniscient authority, almost a naturalist. it is, in effect, the third text about him (after the nephew’s description and Harry’s own memoir) and one of the interests of the book is this multi-textuality or multi-dimensionality i.e. the differing perspectives given by a) the nephew’s account b) Haller’s manuscript c) the Treatise, and then d) the mad fantasia at the end.

The Treatise repeats the ideas of the previous sections, that the Steppenwolf is half-beast, half-man, but of a specially superior lofty type. He is explicitly compared with the greatest artists of the ages. He looks down on ordinary, ‘normal’ people.

The Steppenwolf stood entirely outside the world of convention, since he had neither family life nor social ambitions. He felt himself to be single and alone, whether as a queer fellow and a hermit in poor health, or as a person removed from the common run of men by the prerogative of talents that had something of genius in them. Deliberately, he looked down upon the ordinary man and was proud that he was not one. (p.62)

Again and again his individuality and his independence are emphasised, and we know from all his writings that these are the core values which Hesse valued:

With this was bound up his need for loneliness and independence. There was never a man with a deeper and more passionate craving for independence than he…

He was ever more independent. He took orders from no man and ordered his ways to suit no man. Independently and alone, he decided what to do and to leave undone. For every strong man attains to that which a genuine impulse bids him seek…

Overuse of the word ‘hell’

All the characters are too free and easy in describing their self-centred depression as ‘hell’. Having nursed a parent with dementia, and then cared for children with mental health issues, I now know that even when I’m feeling depressed or guilty myself, it is very very very far from ‘hell’, and nothing compared to what they were going through.

Thus I couldn’t help despising the nephew and then the Steppenwolf for throwing around this serious word so glibly, for cheapening it:

  • These records… mean, literally, a journey through hell, a sometimes fearful, sometimes courageous journey through the chaos of a world whose souls dwell in darkness, a journey undertaken with the determination to go through hell from one end to the other [no they don’t]
  • Human life is reduced to real suffering, to hell, only when two ages, two cultures and religions overlap…
  • Haller belongs to those who have been caught between two ages, who are outside of all security and simple acquiescence. He belongs to those whose fate it is to live the whole riddle of human destiny heightened to the pitch of a personal torture, a personal hell.
  • He who has known these days of hell may be content indeed with normal half-and-half days like today
  • Despising the bourgeoisie, and yet belonging to it, they add to its strength and glory; for in the last resort they have to share their beliefs in order to live. The lives of these infinitely numerous persons [the Steppenwolves] make no claim to the tragic; but they live under an evil star in a quite considerable affliction; and in this hell their talents ripen and bear fruit
  • And supposing the Steppenwolf were to succeed, and he has gifts and resources in plenty, in decocting this magic draught in the sultry mazes of his hell, his rescue would be assured.
  • And every occasion when a mask was torn off, an ideal broken, was preceded by this hateful vacancy and stillness, this deathly constriction and loneliness and unrelatedness, this waste and empty hell of lovelessness and despair, such as I had now to pass through once more.
  • How had this paralysis crept over me so slowly and furtively, this hatred against myself and everybody, this deep-seated anger and obstruction of all feelings, this filthy hell of emptiness and despair.
  • And since it appeared that I could not bear my loneliness any longer either, since my own company had become so unspeakably hateful and nauseous, since I struggled for breath in a vacuum and suffocated in hell, what way out was left me? There was none.
  • Then the world would be a desert once more, one day as dreary and worthless as the last, and the deathly stillness and wretchedness would surround me once more on all sides with no way out from this hell of silence except the razor.

Silly man.

The rebel

In this constant sense of being an outsider, Steppenwolf has a lot in common with the writings of Albert Camus, who wrote his classic novel, The Outsider fifteen years later (and mention of Camus makes you realise he is situated smack in the middle of the tradition of literary ‘outsiders’ which flourished, more on the Continent than in England, which would include Kierkegaard and Nitzsche, just for starters.)

According to the Treatise, the numerous ‘outsiders’ of which the Steppenwolf is merely one, play a vital role in maintaining the boring bourgeois world of law and order, as explained in this typically convoluted paragraph:

The vital force of the bourgeoisie resides by no means in the qualities of its normal members, but in those of its extremely numerous “outsiders” who by virtue of the extensiveness and elasticity of its ideals it can embrace. There is always a large number of strong and wild natures who share the life of the fold. Our Steppenwolf, Harry, is a characteristic example. He who is developed far beyond the level possible to the bourgeois, he who knows the bliss of meditation no less than the gloomy joys of hatred and self-hatred, he who despises law, virtue and common sense, is nevertheless captive to the bourgeoisie and cannot escape it. And so all through the mass of the real bourgeoisie are interposed numerous layers of humanity, many thousands of lives and minds, every one of whom, it is true, would have outgrown it and have obeyed the call to unconditioned life, were they not fastened to it by sentiments of their childhood and infected for the most part with its less intense life; and so they are kept lingering, obedient and bound by obligation and service. (p.65)

It’s eloquent, isn’t it? Eloquent and articulate and very readable and plausible and yet, in my opinion, not particularly useful.

I thought of Camus because as well as this hymn to The Outsider, the Treatise also contains an extended section about Suicide and suicides and the suicide mentality (pp.58-59).

According to the Treatise, ‘suicides’ are not defined by the act itself, but by a sensibility for whom suicide is always a realistic option. They have to fight against it as the kleptomanic fights against his urge to steal everything. the thought of suicide is a constant companion and way out which pops up every time the ‘suicide-minded are blocked, frustrated, embarrassed or humiliated.

Compare and contrast Camus’ lengthy essay about suicide, The Myth of Sisyphus (1942). It’s not the specific of the ideas, it’s the fact that both writers thought it worthwhile devoting extensive though to the subject which is revealing.

The final section of the Treatise berates Harry for being so simple-minded as to think man is made up of just two souls, in his case wolf and man. Man is made up of thousands of parts and pieces, man is a kaleidoscope of confused and clashing wishes, dreams, desires, intentions, plans, moods and memories and emotions.

The author of the Treatise closes by dwelling at some length on Eastern philosophy and Buddhism for indicating the complex nature of the human soul, and how hard it is to fully own and possess it in order to transcend it and encompass the All.

Back to sad Harry

Then the Treatise ends and it’s back to sad Harry.

Granting that I had in the course of all my painful transmutations made some invisible and unaccountable gain, I had had to pay dearly for it; and at every turn my life was harsher, more difficult, lonely and perilous.

Things happen:

  • Harry wanders round town feeling sorry for himself
  • he bumps into an old acquaintance, a professor of Eastern philosophy, who invites him for dinner that evening at 8.30pm, throwing him into paroxysms and anxiety and self-loathing and, sure enough, he makes a horlicks of it by getting into an argument about a portrait of Goethe the professor and his wife have which our hero thinks is too sentimental
  • Harry storms out of their house and wanders the streets, as usual giving into thoughts of shame and guilt and suicide, eventually plunging into a noisy smoky inn
  • here he sits next to a fancy women (a prostitute?) who quickly gets his measure, within a few minutes she realises that Harry is a helpless baby who needs to be looked after, who needs mothering, who has memorised his Nietzsche and is an expert on despair and hell and inauthenticity, but doesn’t know how to talk to a girl or dance, who knows, in fact, nothing about actual life
  • Harry falls asleep at the pub table and dreams a dream of Goethe, who starts off lofty and admirable but slowly becomes more fanciful and jokey, the medal on his chest turning into flowers as he explains that one must escape time, time is an illusion, in heaven eternity is a brief moment just long enough to tell a joke (reminding the reader of the reflections about time in Siddhartha)

After a week of anxiety worthy of a 16-year-old on his first date, having washed and dressed in new finery (new shoelaces!) he returns to the Black Eagle pub and meets the pretty flirtatious slender young girl there.

For a moment she reminds him of his boyhood friend Herman and he hazards a guess that her name is Hermine, the female equivalent. She nods delightedly but who knows, she is an experienced prostitute, maybe she’s lying.

[Rereading The New Objectivity: Modern German Art in the Weimar Republic 1918-33 ed. Stephanie Barron and Sabine Eckmann (2015), I was struck by the way all the essays in it at least mention, if not make their central theme the issue of gender-bending, gender alterity and gender fluidity in Weimar Germany. the book includes numerous photos and paintings of women, especially, dressed in men’s clothing, or with slender boyish figures and bob haircuts, all of which I was reminded of in the short moment when Hermine reminds Harry of a boy. He even asks if she’s a boy, and she jokes that, yes, she might be a boy in woman’s clothing (p.127). And a lot later, towards the climax of the book, at the big town ball, Hermine arrives dressed as a man, in a gentleman’s smart suit and fools even Harry into thinking she’s a male.]

Part two – Hermine

It isn’t formally divided into a new part but in practice, from the moment he meets Hermine, the book takes on a steadily different tone. In a nutshell, Hermine teaches Harry in a hundred and one ways to stop being so self-pitying and self-centred, to come out of himself, to engage with the world, to lighten up, to live a little (the variety of phrases which spring to mind indicate how widespread this injunction has become in the English-speaking world).

Almost immediately Hermine realises that despite all his fancy learning Harry is basically a child. He needs to be mothered. I thought I’d been reasonably clever in spotting this within a page or so but she then goes on to make it super-explicit quite a few times, telling him he’s a baby and needs a mother and she’s going to mother him. She makes him swear he will obey her in all things, so there’s an echo of the mistress-slave relationship in the world of S&M, or BDSM as it’s called nowadays.

Hermine teaches Harry to dance and like jazz. Characteristically, Harry initially hates both and nurses a long-standing dislike of jazz, and is ready at the drop of a hat to pontificate about the greatness of Bach and Handel and Mozart.

[Jazz] was repugnant to me… It was the music of decline. There must have been such music in Rome under the later emperors. Compared with Bach and Mozart and real music it was, naturally, a miserable affair; but so was all our art, all our thought, all our makeshift culture in comparison with real culture…

(In an interesting footnote, Hesse makes his character dislike Beethoven and really dislike both Brahms and Wagner: by their time music had, in his opinion, become too clotted and heavy; he prefers the infinite lightness and grace of Mozart).

Anyway, this is where the saxophonist Pablo comes in. ‘A dark and good-looking youth of Spanish or South American origin’, Pablo is effortlessly cool, rarely speaks but, when the band has finished playing a set comes and sits with Hermine and Harry and listens in silence while Harry rants on about Bach and tonal colour and harmonies.

Finally Pablo breaks his silence and reveals that he knows all about Bach and counterpoint but that is not his job. He is paid to play music which makes people tap their toes, and then their legs, and get to their feet, and start dancing, and lose their inhibitions and be happy.

The text tells us that ‘A new dance, a fox trot, with the title “Yearning,” had swept the world that winter’. Here it is. This is what these wild characters are jitterbugging to, getting drunk, taking cocaine, clasping each other tightly and dancing the night away to:

Hermine may become Harry’s mistress, but she doesn’t have sex with him. That, she says, is reserved for a special day, when he has finally completely fallen in love with her. Meanwhile, Hermine fits Harry up with a gorgeous dancer at the club, Maria, sleek and sexy in her velvet dress. With her Harry rediscovers not just sex – he had sex with his wife – but a magnificent new world of sex, of all kinds of subtle sensualities, of looks and poses and aspects and ways of touching and kissing which are completely new to him.

In other words, his body is brought to life just as much as his soul. The Steppenwolf rediscovers the radical innocence of sex (p.183-4).

The book continues to be packed with ideas and issues except that now he is not mulling them over in isolation and stewing in self-pity. He gets to discuss them with Hermine, with Pablo and with Maria, all of whom shed interesting and unexpected lights on the Steppenwolf’s obsessions. Thus there is:

War An extended discussion about war – we learn that the Steppenwolf was a writer and wrote an article during the Great War calling for moderation and less hatred, and was roundly condemned by conservatives and militarists and subjected to a campaign of hate and vilification. We know from his biography that exactly the same thing happened to Hesse himself, in fact this is straight autobiography. Harry is full of foreboding that all part of sciety – politicians, journalists, business – are greedily galloping towards the next war, which will be far worse than the last. Very prophetic. In fact Hesse left Germany to live in Switzerland precisely because he was a pacifist and wanted to dissociate himself from his countrymen’s crude militarism and lust for revenge. (pp.228ff)

German intellectuals There is a damning page where Harry harshly criticises the entire German intellectual class for their ineffectiveness. (p.159)

Weimar sexuality At their very first meeting, Hermine strikes him for a moment for her boyishness, and this theme recurs for the rest of the book. At the Town Ball Hermine arrives dressed as a man. But at one of the druggy sessions with Pablo and Hermine, Harry feels someone kiss his closed eyelids and knows it’s Pablo and doesn’t mind. In fact Pablo stonedly suggests a threesome, explaining how wonderful it would be, but Harry can’t quite bring himself to go that far. On one of the occasions when Harry discusses Maria with Hermine, Hermine makes it quite clear that she knows Maria is exceptional in bed because… she’s slept with her too. You can almost feel Harry’s mind being expanded. This is an aspect of Hesse I whole-heartedly approve, his completely relaxed, candid and honest attitude to sexuality. It seems extraordinarily ahead of his time, the 1920s. Then again, it was the Weimar Republic, where anything went. (Hesse on Weimar women p.162, and bisexuality p.194, 196.)

Time and eternity For me the best thing about Siddhartha was the profound discussion of time, what it means to be trapped in time, as we all are, and what it might mean to be able to escape time. What life, or existence, would feel like if there was no time. This theme is picked up here again, and is, for me at any rate, a particularly thought-provoking aspect of Hesse’s philosophy.

Part three – The Magic Theatre

As described in my brief summary, the book processes through these successive awakening of Harry’s narcissistic and self-pitying soul – jazz, sex, dancing, flirting, sensuality, relaxing, stopping being aloof but plunging into life – before heading towards the giddy climax of the Magic Theatre.

Harry attends the annual Town Ball in the town hall which has been converted into a catacomb of entertainments, with different bands playing in different rooms. This epic night of dancing and debauchery is vividly describe, it sounds almost like a rave, he makes it sound like London nightclubs I used to go to, where you dance all night long and eventually lose yourself completely in the throng, in the great mass of pulsing bodies, leave your poor pitiful ego behind and join a larger rhythm and music.

Anyway, as dawn comes up and the last of the dancers finally stop shimmying and the band packs away its instruments, Pablo takes Harry and Hermine to a small drab room where he feeds them spiked booze and a jazz cigarette and then… takes them through a doorway and parts a plush curtain to present THE MAGIC THEATRE (“For Madmen Only; Admittance Charge – Your Mind”). It is like the curved corridor which runs behind the private boxes at a grand theatre, except that each door has a motto on it, indicating what you will experience inside, a little like Alice in Wonderland. These include:

ALL GIRLS ARE YOURS
ONE QUARTER IN THE SLOT

JOLLY HUNTING
GREAT HUNT IN AUTOMOBILES

MUTABOR
TRANSFORMATION INTO ANY ANIMAL OR PLANT YOU PLEASE

KAMASUTRAM
INSTRUCTION IN THE INDIAN ARTS OF LOVE
COURSE FOR BEGINNERS
FORTY-TWO DIFFERENT METHODS AND PRACTICES

DELIGHTFUL SUICIDE
YOU LAUGH YOURSELF TO BITS

DO YOU WANT TO BE ALL SPIRIT?
THE WISDOM OF THE EAST

DOWNFALL OF THE WEST
MODERATE PRICES. NEVER SURPASSED

COMPENDIUM OF ART
TRANSFORMATION FROM TIME INTO SPACE BY MEANS OF MUSIC

LAUGHING TEARS
CABINET OF HUMOUR

SOLITUDE MADE EASY
COMPLETE SUBSTITUTE FOR ALL FORMS OF SOCIABILITY.

GUIDANCE IN THE BUILDING UP OF THE PERSONALITY
SUCCESS GUARANTEED

And so Harry indulges in some of them – namely the car hunting one which is set in a future war between machines (cars) and men – All Girls Are Yours in which he relives every feeling and encounter he’s had with a girl or woman except that they all turn into beautiful love affairs instead of occasions for frustration and anger. Then he goes through the door marked:

MARVELLOUS TAMING OF THE STEPPENWOLF

Which isn’t such a good idea because he sees both man and wolf being pitifully tamed and humiliated.

He meets the chessplayer with a super-sized board who explains to Harry that he has not two but two thousand aspects to his soul and proceeds to play vast super-complex chess games with them, demonstrating to Harry that Life is a Game. Make of it what you will.

Finally he is back in the corridor and the next door he sees bears a sign:

HOW ONE KILLS FOR LOVE

This needs explaining. At several moments during their conversations, Hermine had explained to Harry that he must obey her in all things, up to and including the final one – she will command him to kill her. I wasn’t happy with this idea, since it seemed to me to take us back into the melodramatic, late-Romantic world of the Steppe Wolf, but here it is.

In fact before anything happens, Harry sees himself in a vast floor-to-ceiling mirror and sees a wolf. He reaches into his pocket and finds a knife. Ah. Mack the Knife, weapon of choice for the Weimar murderer. In a weird (it’s all beyond weird) twist, Harry ends meeting Mozart and has a lengthy conversation with him about art and music and time and eternity.

But Mozart laughs the cold, icy laughter of eternity, of those who have transcended time and Harry finds himself entering a room to find the naked bodies of Pablo and Hermine sleeping side by side as if after sex.

Beautiful, beautiful figures, lovely pictures, wonderful bodies. Beneath Hermine’s left breast was a fresh round mark, darkly bruised – a love bite of Pablo’s beautiful, gleaming teeth. There, where the mark was, I plunged in my knife to the hilt. The blood welled out over her white and delicate skin. I would have kissed away the blood if everything had happened a little differently. As it was, I did not. I only watched how the blood flowed and watched her eyes open for a little moment in pain and deep wonder. What makes her wonder? I thought. Then it occurred to me. that I had to shut her eyes. But they shut again of themselves. So all was done. She only turned a little to one side, and from her armpit to her breast I saw the play of a delicate shadow. It seemed that it wished to recall something, but what I could not remember. Then she lay still.

Pablo stir and is not greatly upset by what has happened. Maybe because it hasn’t happened. Mozart reappears and laughs at Harry’s stricken guilt. he says Harry must learn to laugh, too. All humour is gallows humour because we are all on the brink of the grave. Harry must learn the laughter of the gods of the immortals, a cold glacial laugh of eternity.

HARRY’S EXECUTION

The final scene is Harry’s trial, where he is convicted of the murder of Hermine but, in an unexpected twist, the court sentences him to live and laugh him out of the court.

At which point Mozart and the court disappear and Harry is talking to Pablo. Pablo, in his wise understated way, is a little disappointed with Harry for bringing the mud of reality and passion into his Magic Theatre but forgives him. None of it is real. The figure of Hermine appears as a toy, a little model. Could things be more trippy?

He took Hermine who at once shrank in his fingers to the dimensions of a toy figure and put her in the very same waistcoat pocket from which he had taken the cigarette. Its sweet and heavy smoke diffused a pleasant aroma. I felt hollow, exhausted, and ready to sleep for a whole year.

I understood it all. I understood Pablo. I understood Mozart, and somewhere behind me I heard his ghastly laughter. I knew that all the hundred thousand pieces of life’s game were in my pocket. A glimpse of its meaning had stirred my reason and I was determined to begin the game afresh. I would sample its tortures once more and shudder again at its senselessness. I would traverse not once more, but often, the hell of my inner being. One day I would be a better hand at the game. One day I would learn how to laugh. Pablo was waiting for me, and Mozart too.

Those are the book’s final words, the final words of the manuscript the Steppenwolf left with the nephew and which he promised to publish way back at the start of what is, physically, quite a short book, but one which feels like it’s taken us on a trip right around the universe of human possibilities.

Conclusion

I spent a lot of energy ridiculing the morbid self-pity of the lead character in the first half of the book, only to realise by the end that this was a narrative strategy, that Hesse took the maudlin self-pity he himself was prone too, especially after his second marriage collapsed in the 1920s, and blew it up out of all proportion… in order to make the character’s transformation all the more vivid and memorable.

So the real interest of the book is in the way the Steppenwolf is humanised, literally brought to Life and instructed in how to Live it and Enjoy it, by the beneficent guidance of Hermine, the hermaphrodite healer. The journey is packed with weird and wonderful scenes involving Goethe and Mozart, discussions of suicide and time and eternity and human nature and music and sex, it is a gallimaufrey of intensely felt ideas and insights.

And then the final forty pages take it to a different level altogether, a mad science fiction / horror / drug trip fantasy which in its combination of weirdness and philosophy does something hardly any other book I’ve ever read manages.

What an incredible book!

Credit

Der Steppenwolf by Herman Hesse was published in 1927. This translation by Basil Creighton was published in 1929. All references are to the 1973 Penguin paperback edition.


Related links

20th century German literature

  • The Tin Drum by Günter Grass (1959)

The Weimar Republic

German history

The Plague by Albert Camus (1947)

Thus each of us had to be content to live only for the day, alone under the vast indifference of the sky. This sense of being abandoned, which might in time have given characters a finer temper, began, however, by sapping them to the point of futility. (The Plague, page 63)

The plot

We’re in Oran, coastal port and second city of the French colony of Algeria, in Camus’s day (1940-something, according to the first sentence), a city which at the time had a population of around 200,000.

Rats start dying and then people, too. After some weeks of denial the authorities acknowledge that there is a major outbreak of plague and close the city so that no one can get in or out. The narrative focuses on Dr Bernard Rieux as he tries to treat the first few victims and slowly comes into contact with a cross-section of characters from the city.

The plague doesn’t relent but keeps getting gets worse and worse, and Rieux plays a key role in reporting every step of its development and helping the authorities to cope – setting up isolation wards, establishing quarantine for all diagnosed patients, organising Volunteer Squads to go out checking each district of the city and so on.

The book can be analysed out into three strands:

  • The narrator’s factual, third-person overview of the progress of the plague and its impact on the population’s morale.
  • The narrator’s interpretation of the events in terms of its impact on individual psychologies and community morale – an interpretation which invokes contemporary 1940s ideas derived variously from Catholic Christianity, revolutionary communism, and liberal humanism.
  • And the character development of the half dozen or so major characters who we follow all the way through the plague, and who represent different types of humanity with different coping strategies. All of these characters come into contact with Dr Rieux at one stage or another, as acquaintances who he treats or as friends who he listens to pouring out their souls, their stories, their hopes and fears. Like planets round the sun.

I found the first hundred and fifty pages of The Plague a struggle to read because of the lack of detail about the disease, the lack of much incident and the lack of scope among the characters; but the final hundred pages significantly altered my opinion, as the characters reveal more and more about themselves, as the mental strain of their medical work or of being locked up in the quarantined city give them more depth, and as we begin to witness actual deaths among those close to Dr Rieux.

The turning point (for me, anyway) is the pain-filled death of Jacques, the young son of the city magistrate, Monsieur Othon. Jacques dies in agony, wailing with childish pain, witnessed by almost all the main characters. From that point onwards the debates about God and judgement and sinfulness and exile and abandonment and so on – which had seemed abstract and flimsy in the first half – acquired a real depth. Not only was the boy’s death terrifying in itself – towards the end he begins screaming and doesn’t stop till he expires – but the impact it has on the main characters is genuinely unsettling. Grown men are shaken into rethinking their whole lives, forced to face up to the fundamental questions of existence – and Camus’s depiction of the child’s death makes this completely believable.

Although it has its faults of style and long-windedness, the second half in particular of The Plague very powerfully brings to life a whole raft of issues which concerned mid-twentieth century minds, and convinces you that this is indeed a masterpiece.

The characters

The Plague is narrated by a man who calls himself The Narrator, who explains how – after the plague had finally expired – he has assembled eye-witness accounts and various documents and so is able to give third-person descriptions of events and people.

Dr. Rieux is the central character of The Narrator’s account. Aged 35 i.e. around Camus’s age when he wrote the novel, it is Rieux who first stumbles on a dying rat in the hall of his apartment block, comes across the earliest plague patients, phones around other doctors for their opinion, begins to lobby the authorities, helps put in place the quarantine and isolation wards, and liaises with his older colleague, Dr Castel, about the latter’s home-made attempts to devise a serum. He is a prime mover of the medical strand of the narrative.

But Rieux is also the copper-bottomed humanist who, we can imagine, most closely resembles Camus’s own humanist position. It is Rieux who has several in-depth discussions with the novel’s priest about God and divine Justice; who discusses the meaning of exile (i.e. being stuck in the city and separated from the woman he loves) with the journalist Rambert; who becomes good friends with big, strong Tarrou, who represents the political strand of the book.

Rieux is, in other words, a sort of still point around which the other characters rotate, confiding their life stories, sharing their views, debating the ‘meaning’ of the plague, and of their ‘exile’, of ‘justice’, of ‘love’.

Father Paneloux is a Jesuit priest, the representative of Catholic Christianity in the novel. He gives two lengthy sermons in the city’s cathedral. The first, in the early stages of the plague, castigates the city’s population in traditional Christian terms, saying the plague is a scourge sent by God against sinners for turning their backs on Him. It introduces the metaphor of God’s ‘flail’ or ‘scourge’ swishing over the stricken city, an image which comes to haunt several of the other characters.

Then, at the turning point of the story, Father Paneloux is present at the bedside of little Jacques Othon during the latter’s painful death. The priest offers prayers etc but, of course, nothing works or remits the little boy’s agony.

There then follow inevitable dialogues between Father Paneloux and the atheist characters, the latter asking how a caring God could torture children. Paneloux roughs out his explanation in a conversation with Rieux, and then goes on to give a powerful exposition of it in his Second Sermon.

This Second Sermon is, in its way, even fiercer and more unrepentantly Christian than the first, but in a more personal way. For a start, Father Paneloux stops saying ‘you’ to the congregation and starts saying ‘we’. He is down among them, he is one of ‘us’.

Father Paneloux’s argument is that you either believe in God or you don’t. If you do, then you must not only accept but embrace the suffering of the world, because it must be part of his plan. It passes our human understanding, but you must want it and will it. If you say you believe in God but reject this or that aspect of his plan, you are rejecting Him. It is all or nothing.

There is a Nietzschean force to this Second Sermon which I admired and responded to for its totality, for its vehemence, as, presumably, we are intended to.

After the death of little Jacques, Father Paneloux becomes much more interesting and psychologically resonant as a character. He throws himself into the voluntary work being done among the sick. When he himself falls ill and is nursed by Rieux’s mother at their apartment, his decline has depth and meaning, and so when he dies it is genuinely moving.

Jean Tarrou is a big, strong good-natured guy. He keeps a diary which The Narrator incorporates into the text and which gives us independent assessments of many of the other characters such as Monsieur Othon, Dr Castel, Cottard and so on. On the practical level of the narrative, it is Tarrou who comes up with the idea of organising teams of volunteers to fight the plague i.e. going round checking wards, identifying new patients, and arranging their conveyance to the isolation wards.

On the level of character type, Tarrou early on lets slip that he fought in the Spanish Civil War on the losing, Republican, side. This explains why he was hanging out in the Spanish quarter of Oran when the plague began. He is the political character in the novel, the image of the ‘committed’ man who resonates throughout existentialist thinking. The man who validates his life by giving it to a cause.

After the little boy’s death, Tarrou’s character moves to an entirely new level, when he confides in Rieux the key incident from his childhood. Tarrou’s father was a kindly family man with an entertaining hobby of memorising railway timetables. Tarrou knew he was a lawyer but didn’t really understand what this meant until, aged 17, he accompanied his father to court one day and was horrified to see him transformed into a begowned representative of a vengeful Justice, shouting for the death penalty to be imposed on a feeble yellow-looking fellow – the defendant – cowering in the witness box.

The scales dropped from Tarrou’s eyes and he ran away from home. He joined a worldwide organisation devoted to overthrowing the ‘injustice’ of ‘bourgeois society’, which stood up for the workers and for the humiliated everywhere. But then Tarrou found himself, in turn, acquiescing in the executions which the leaders of his movement (presumably the communists in Spain) claimed were necessary to overthrow the unjust regime.

Tarrou gives a particularly unpleasant description of an execution by firing squad which he attends in Hungary, in graphic and brutal detail. The size of the hole shot in the executed man’s chest haunts his dreams.

Tarrou is telling Rieux all this as the pair of them sit on a terrace overlooking the sea. The mood, the background susurrations of the ocean, and the seriousness of what he’s saying, all chime perfectly. It is a great scene. Having rejected the orthodox, bourgeois, legalistic world of his father, Tarrou has also walked away from what is not named but is pretty obviously the Communist Party. Now all he wants to do is avoid murder, and prevent death. And then – using the characteristically religious register which domaintes the novel – he tells Rieux that he wants to be a saint. But a saint without a God.

This conversation, and Tarrou’s agonised journey from bourgeois rebel, through communist activist and fighter in Spain, to would-be saint is – for me – the best part of the book. For the first time in reading any of Camus’s books, I felt I was getting to grip with the issues of his day dramatised in an accessible way.

It is all the more heart-breaking then when, just as the plague is beginning to finally let up, the death rate drop and the city begin to hope again – that tough noble Tarrou himself contracts it and dies. Characteristically, he demands that Rieux tell him the truth about the deterioration in his condition right till the end.

Raymond Rambert is the third major character who rotates around Rieux. He was a journalist visiting Oran to write about conditions in the Arab Quarter, when the plague struck. When the city is closed, Rambert finds himself trapped and spends most of the novel trying to escape, first legally by petitioning the authorities, then illegally by paying people smugglers.

This latter strand is long and boring, involving being handed from one dodgy geezer to another. He is told to be ready to be smuggled out of one of the city’s gates by ‘friendly’ guards, only for the attempt to be permanently delayed due to all kinds of hitches.

Presumably Camus is deliberately trying for a realistic, unromantic and unexciting narrative effect – the opposite of a Hollywood adventure movie. Somewhere The Narrator describes the plague as grimly unromantic, as drab and mundane and boring, and that accurately describes this thread of Rambert’s frustrated escape attempts.

Apart from this rather dull thread on the level of the plot, Rambert as a type is the main focus for discussions of ‘love’. He wants to escape so desperately in order to get back to the wife he loves and left in Paris. His energy and devotion, his loyalty, his quixotic quest, are contrasted with the apathy on the one hand, or the frenzied debauchery on the other, of most of the other trapped townsfolk.

Again, like all the characters, Rambert is transfigured by Jacques’ death. It follows just after the latest disappointment in his many escape plans and after it, Rambert confides to Rieux, he has stopped trying to escape. After nearly a year in plague-stricken Oran, Rambert has realised that the plague is now his plague; he has more in common with the stricken townsfolk than with outsiders. He will stay until the work here is done.

These are the three major characters (beside Rieux) and you can see how they are simultaneously real people and also function as narrative types who trigger periodic discussions of the political and social issues of Camus’s time, great big issues of justice and commitment, loyalty and love.

Minor characters

Joseph Grand is a fifty-something, somewhat withered city clerk and a kind of comic stereotype of the would-be author. In numerous scenes we witness him reading aloud to Rieux and sometimes some of the other serious characters, the opening of his Great Novel which, in fact, has never got beyond the opening sentence which he tinkers with endlessly. This is pretty broad satire on the self-involved irrelevance of many litterateurs. On the other hand, once the plague kicks off, Grand uses his real skills to compile the tables and statistics which the city authorities need and finds himself praised by The Narrator as demonstrating precisely the kind of quiet, obscure but dogged commitment to work and efficiency which The Narrator considers the true nature of bravery, of heroism.

Cottard lives in the same building as Grand and we meet both of them as a result of an incident, when Grand telephones the doctor to tell him that he’s just found Cottard as he was attempting to hang himself. The doctor rushes round and he and Grand save and revive Cottard. Cotard recovers but, from that point onwards, is shifty and consistently evades the police and the authorities, since attempted suicide is a crime. Once the plague kicks in Cottard becomes much more peaceable, maybe because everyone else is now living in the state of nervous tension which he permanently inhabits. He becomes a black marketeer and pops up throughout the story. When the plague winds down he goes a bit mad and suddenly starts shooting out his window at random passers-by, a scene Rieux and Tarrou stumble across on one of their walks together. He is not massacred as he would be in a Hollywood movie, but successfully arrested and taken off by the police.

Dr. Castel is a much older medical colleague of Rieux’s. He realises the disease is bubonic plague far more quickly than anyone else and then devotes his time to creating a plague serum, using the inadequate facilities to hand. His efforts tire him out and, although his serum is finally mass produced and administered, it’s not clear whether it has any impact on the plague or whether the plague declines because it had worked its way through the population anyway.

Monsieur Othon the city’s pompous well-dressed magistrate, is often to be seen parading his well-dressed wife and harshly-disciplined children around Oran. Until his son Jacques dies – at which point he becomes greatly softened. As the relative of a plague victim, Othon is sent to one of the isolation camps for a quarantine period, but surprises everyone when, upon leaving, he decides he wants to go back and help.

Comments on the characters

Summarising the characters like this makes it clearer than when you actually read the novel, just how schematic they are, how they represent particular views or roles which combine to give a kind of overview of how society reacts to calamity.

Having just read three of Camus’s plays (Caligula, Cross Purpose and The Just) I now have a strong sense that this is how Camus conceives of characters, as ideological or issue-driven types. Additional comments:

1. Note how none of them are women. It is the 1940s and still very much a man’s world. Experience only counts if it is male. In any actual plague there would be thousands of mothers concerned and caring for their children and probably many women would volunteer as nurses. The only women named are the remote ‘love objects’ which motivate the men – Rieux’s wife, who is lucky enough to be packed off to a sanatorium at the start of the novel for a non-plague-related illness, and Rambert’s wife, back in Paris. In the main body of the narrative no women appear or speak, apart from Rieux’s ageing mother who comes and stays with him. The mother is a holy figure in Camus’s fiction (compare and contrast the centrality of the (dead) mother in L’Etranger.)

2. You will also note that there isn’t a single Arab or Algerian among these characters. Seven years after The Plague was published the Algerian War of Independence broke out and Algerians began fighting for the freedom to write their own narratives of their own country in their own language.

In this respect, in the perspective of history, The Plague is a kind of European fantasy, set in a European fantasy of a country which soon afterwards ceased to exist. (Algeria achieved its independence from France after a horrific war, 15 years after this novel was published, in 1962.)

The medicine and science

There is some medical detail about the plague, some description of the hard buboes which swell at the body’s lymph nodes, how they can be incised to release the pus, some descriptions of the fever and pain and the last-minute falling away of symptoms before the sudden death. Enough to give the narrative some veracity, but no more.

But Camus is more interested in personifying and psychologising the plague than in describing it scientifically. It is described as a character with agency and intent.

Thus over a relatively brief period the disease lost practically all the gains piled up over many months. Its setbacks with seemingly predestined victims, like Grand and Rieux’s girl patient, its bursts of activity for two or three days in some districts synchronizing with its total disappearance from others, its new practice of multiplying its victims on, say, a Monday, and on Wednesday letting almost all escape, in short, its accesses of violence followed by spells of complete inactivity, all these gave an impression that its energy was flagging, out of exhaustion and exasperation, and it was losing, with its self-command, the ruthless, almost mathematical efficiency that had been its trump card hitherto. Rieux was confronted by an aspect of the plague that baffled him. Yet again it was doing all it could to confound the tactics used against it; it launched attacks in unexpected places and retreated from those where it seemed definitely lodged. Once more it was out to darken counsel. (p.232)

In the first hundred pages or so I was hoping for more science, more medical descriptions, and was disappointed. Maybe Camus’s novel reflects the medical science of his day. Or maybe he only did as much research as was necessary to create the scaffold for his philosophical lucubrations.

Either way the book’s science and medical content is underwhelming. Early on Dr Rieux advises a plague victim to be put on a light diet and given plenty to drink. Is that it? Paris sends a serum but it doesn’t seem to work very well and there’s never enough. Rieux tries in some cases to cut open the knotted lymph glands and let them bleed out blood and pus – but besides being messy and crude, this doesn’t seem to work either. The only real strategy the authorities have is to cart the infected off to isolation wards where they wait to die before their corpses are taken to massive plague pits and thrown into lime.

In this respect, the science and medical side of the narrative is closer to the medicine of Charles Dickens than to our computer-based, genome-cracking, antibiotic-designing era. It seemed pathetic and antique how the novel describes the isolated old Dr Castel plodding along trying to develop a serum locally, by himself, working with the inadequate means he has,

since the local bacillus differed slightly from the normal plague bacillus as defined in textbooks of tropical diseases. (p.112)

and that the narrator considers this feeble old man’s home-made efforts as truly ‘heroic’.

If it is absolutely necessary that this narrative should include a ‘hero’, the narrator commends to his readers, with, to his thinking, perfect justice, this insignificant and obscure hero who had to his credit only a little goodness of heart and a seemingly absurd ideal. This will render to the truth its due, to the addition of two and two its sum of four, and to heroism the secondary place that rightly falls to it, just after, never before, the noble claim of happiness.

(Incidentally, this is a good example of the obscurity typical of so much of Camus’s prose — ‘This will render to heroism the secondary place that rightly falls to it, just after, never before, the noble claim of happiness.’ As usual I find myself having to read Camus sentences at least twice to decipher the meaning, and then wondering whether I have in fact learned anything. Does heroism have a secondary place just after, but never before, the noble claim of happiness? It sounds so precise, so logical, so confident. But it’s meaningless and instantly forgotten.)

Camus’s worldview

As Jean-Paul Sartre usefully, and a little cruelly, pointed out back at the time, Camus was not a philosopher. Although he studied philosophy at university, it wasn’t to anywhere near the same level as Sartre, who went on to become a philosophy professor. Sartre also denied that Camus was even an ‘existentialist’ – by which maybe he simply meant that Camus wasn’t one of Sartre’s coterie. But then, Camus himself was ambivalent about using the term.

Instead, Camus can maybe be described as a kind of philosophical impressionist. Without much conceptual or logical rigour, he is interested in depicting the psychological impact, the feel, the climate, produced by a handful of interlocking ‘ideas’.

Chief among these is the Absurd, the result of the mismatch between the human wish for order and meaning and the obvious indifference of a godless universe.

Exile is the name he gives to that sense humans have of being removed from their true domain, the place of consolation, meaning and belonging.

He uses the word hope to denote the delusions humans create to hide from themselves their complete abandonment in a godless universe.

Thus the brave and heroic Absurd Man faces down a ‘godless universe’ and lives without hope i.e. without resorting to fond illusions.

And finally, Revolt – the Absurd Man revolts against his condition. The notion of revolt arose from his discussion of suicide in The Myth of Sisyphus (do not kill yourself; face the absurdity; overcome it; revolt against your fate) and was to be developed at length in his later ‘philosophical’ work, The Rebel.

Why is this relevant to The Plague? Because the advent of a plague, spreading unstoppably and leading to the closing of the city, throws up a wide variety of dramatic situations in which his cast of seven or eight main characters can act out and think through and express, various aspects of Camus’s worldview.

Very little happens in the ‘plot’ and the medical aspect, as I’ve pointed out, is medieval.

No, we read the book to find in it a steady stream of dramatisations of Camus’s worldview. His other two novels – The Outsider and The Fall are much shorter, at around 100 pages each. The Plague is by far the longest fictional depiction of Camus’s theory of the Absurd. Reading it at such length led me to isolate three distinct themes:

  1. The centrality of Roman Catholic Christianity to Camus’s worldview
  2. The realisation that the Law – with its ideas of justice, judgement, crime and punishment – is much more important to Camus than the ideas around ‘the Absurd’
  3. Camus’s horribly long-winded style which makes stretches of The Plague almost impossible to read (and which I deal with in a separate blog post)

1. The role of Christianity in Camus’s philosophy

It was talking Camus over with my 18-year-old son (who has just completed an A-Level in Philosophy) which made me realise the centrality of French Roman Catholicism to both Camus and Sartre.

Both Frenchmen go on and on and on about the ‘anguish’ and the ‘absurdity’ of living in what they never cease to tell us is a ‘godless universe’.

But it is only so distressing to wake up to this godlessness if you ever thought it was godful. I was brought up by atheist parents in the mostly atheist country of England, where, by the 1970s, most people thought of ‘the Church’ as a retirement home for nice vicars. The Anglican worldview is one of moderation and common sense and tea and biscuits. There haven’t really been many great Anglican thinkers because thinking hasn’t been its main activity. Running missions in Africa or the East End or organising village fetes in the Cotswolds have traditionally been Anglican activities. The Anglican church has been a central topic of gentle English humour, from Trollope via P.G.Wodehouse to The Vicar of Dibley.

French Roman Catholic culture couldn’t be more different. It is both politically and philosophically deep and demanding and, historically, has played a vindictively reactionary role in French politics.

The Catholic worldview is far more intense, making the world a battlefield between the forces of God and the Devil, with a weekly confession in which you must confront your own innermost failings. Its educational élite are the mercilessly intelligent Jesuits. Its theological tradition includes Pascal with his terrifying vision of a vast universe, indifferent to us unless filled by the love of God.

Politically, the French Catholic Church led the attack on the Jewish army officer Dreyfus in the prolonged cultural civil war over his false accusation for treason – the Dreyfus Affair (dramatised by Robert Harris in his novel An Officer and a Spy) – which divided France from 1894 to 1906.

Since the French Revolution, very broadly French culture has been divided into conservatives who line up behind the reactionary Catholic Church, and liberals and socialists, who oppose it.

Think how repressive, how reactionary, how dominating their boyhood Catholic educations must have been in the 1910s and 1920s for young Jean-Paul and Albert. Think how much of a mental and psychological effort it must have been for them to struggle free of their Catholic education. It meant rejecting the beliefs which their parents, their wider family and the entire society around them, deeply cherished. It meant standing alone. It meant being an outsider.

Thus my suggestion is that the extremely negative value which Sartre and Camus attribute to the idea of realising that there is no God and that you are free – indeed that you are condemned to be free – to make your own set of values and decisions, derives from their powerful emotional feeling that this knowledge involves a loss, the loss of their once life-supporting Catholic faith.

So it seems reasonable to speculate that a lot of the emotional intensity of their ideas and fictions derive from the intensity of the struggle to break free from the Catholic Church. Sartre calls this state of lucid acknowledgement of your freedom in the world ‘anguish’. They both describe the state as a state of abandonment. Camus in particular again and again uses the analogy of it being a state of exile.

All of this terminology is powerfully negative. It suggests that there once was something vital and life supporting – and that now it is lost.

In Sartre and Camus’s works they refer to the lost thing as the ‘illusions’ or ‘habits’ of bourgeois life, but my suggestion is simply that Sartre and Camus don’t themselves realise how fundamental their lost Christian faith is to their entire worldview.

Godless. Over and over again they refer to the horror and terror of living in a ‘godless’ universe. Well, if you weren’t brought up to expect a godful universe you won’t be particularly surprised or disappointed, let alone thrown into mortal anguish, when someone tells you that it is godless.

It was my son who pointed out to me with calm rationality that there is no logical need to be upset or anguished or ‘exiled’ by living in a ‘godless universe’. You can quite logically accept that there is a ridiculous mismatch between our wish for meaning and comfort and security in the world and the absurdity of people being run over by cars or blown up by terrorists – without giving it an emotional value – without making it the source of catastrophic emotional collapse.

Just as you can acknowledge the reality of gravity or the speed of light or that humans are mammals, without feeling the need to burst into tears. It is just one more fact among thousands of other facts about the world we live in, pleasant or less pleasant, which most people process, accept and forget in order to get on with their lives.

Camus, like Sartre, thinks of these ‘ordinary’ people – people who, alas, aren’t writers or philosophers – as sheep, cattle, as ‘cowards’ or ‘scum’ (which is what Sartre – rather surprisingly – calls them in Existentialism is a Humanism) because they are hiding from or rejecting or denying the Truth. I think, on the contrary, that most people are perfectly capable of grasping the truth about the world they live in, they just don’t make the same song and dance about it as two French lapsed Catholics.

This line of thought was prompted by slowly realising that the supposedly ‘existential’ or ‘atheist’ worldview depicted in The Plague is completely reliant on the ideology and terminology of Christianity. Thus it is no surprise that the Jesuit Father Paneloux is one of the central characters, nor that the book contains two chapters devoted to sermons delivered by him, nor that one of the central moments in the book is the confrontation between the humanist Dr Rieux and the Jesuit Paneloux following the death of little Jacques. Christianity is key.

When the priest insists that God’s Plan ‘passes our human understanding’, the doctor replies:

‘No, Father. I’ve a very different idea of love. And until my dying day I shall refuse to love a scheme of things in which children are put to torture.’ (p.178)

Likewise, God also features in several of the conversations between Dr Rieux and the thoughtful Tarrou:

‘Do you believe in God, doctor?…’ His face still in shadow, Rieux said that he’d already answered: that if he believed in an all-powerful God he would cease curing the sick and leave that to Him. But no one in the world believed in a God of that sort; no, not even Paneloux, who believed that he believed in such a God…
‘After all,’ the doctor repeated, then hesitated again, fixing his eyes on Tarrou, ‘it’s something that a man of your sort can understand most likely, but, since the order of the world is shaped by death, mightn’t it be better for God if we refuse to believe in Him and struggle with all our might against death, without raising our eyes toward the heaven where He sits in silence.’
Tarrou nodded.
‘Yes. But your victories will never be lasting; that’s all.’
Rieux’s face darkened.
‘Yes, I know that. But it’s no reason for giving up the struggle.’
‘No reason, I agree. Only, I now can picture what this plague must mean for you.’
‘Yes. A never ending defeat.’ (p.108)

This is Camus’s attitude. Revolt against fate. Rebel against the godless universe. Resist. Fight, even if it’s without hope.

But – and this is my point – note how the secular, Absurdist, existentialist, call it what you will, attitude can only emerge by piggybacking, as it were, on the back of Christian theology.

This plucky godlessness only really has meaning by reference to the lucky godfulness which precedes it. Camus and his characters can’t discuss the meaning of life cold, from a standing start – there always has to be a preliminary clearing of the throat, some philosophical foreplay, involving God this or God that, do you believe in God, No, do you believe in God etc? It’s a kind of warming up and stretching exercise before the characters finally feel able to get round to saying what they do believe in – justice, freedom, human dignity, and so on.

The entire discourse of the Absurd absolutely requires there to be a Christianity to reject and replace before it can express itself.

2. The importance of the law, judgement and punishment

Reading his other two novels has slowly made me realise that pretty old-fashioned ideas of crime and punishment are central to Camus.

The Outsider (1942) is about a man who commits a crime (murdering an Arab) and is punished for it. The entire ‘drama’ of the story is in the mismatch between his inner psychological state of almost psychotic detachment from his life and actions. But where this absurd mismatch is brought to life, where his detachment from social norms is misinterpreted and distorted to make him appear a monstrous psychopath, is in a court of law.

The Outsider becomes a study of the process of the law and a questioning of the idea of human ‘justice’. The entire second part of the book mostly consists of the protagonist’s questioning by magistrates, then the long courtroom scenes featuring the prosecution and defence lawyers doing their thing, followed by the judge’s summing up. It is a courtroom drama.

The Fall (1956) is even more Law-drenched, since it consists of an uninterrupted monologue told by a lawyer about his own ‘fall from grace’. It is a text saturated with the imagery of crime and sin, punishment and redemption, judgement and forgiveness. There are a few passages about ‘the Absurd’ but really it is ideas about crime and punishment which dominate.

But also, look at the title. The Fall. A reference to the central event in all Christian theology, the fall of Man. The Law is absolutely central to these two novels, and it is a notion of the law inextricably interlinked with Christian theology and imagery.

Religion and Law in The Plague

So I was not surprised when I began to discern in The Plague at least as much discourse about religion (about sin and punishment) and about the Law (about justice and judgement) as I did about the ideas Camus is famous for i.e. the Absurd and so on.

In particular, it comes as no surprise when Tarrou, one of the most intelligent characters, reveals that the key to his character, to his entire career as a political activist, was revulsion at the vengefulness of his father’s bourgeois form of justice, and a resultant search for some kind of better, universal, political justice.

And I have already noted the centrality of Father Paneloux, and the debates about God which he triggers wherever he goes.

Many commentators then and ever since have thought that The Plague is a clever allegory about the occupation of France by the Nazis, and the stealthy way a sense of futility and despair crept over the French population, numbing some, spurring others into ‘revolt’ and resistance.

Every time I read about this interpretation I wonder why Camus, who apparently was ‘active’ in the Resistance, didn’t at some stage write a novel of what it was actually like to live under German occupation and to be a member of the Resistance. That would have been of huge historic importance and also directly tied his ideas to their historical context, making them more powerful and meaningful.

Maybe it’s petty-minded of me – but it is striking how none of Camus’ three novels (published in 1942, 1947 and 1956) mention the Second World War, the defeat of France, the German occupation, Nazi ideology, France’s contribution to the Holocaust, any aspect of the work of the Resistance, or how he and his compatriots experienced the Liberation.

On one level, it feels like a vast hole at the centre of his work and a huge opportunity lost.

Anyway, this historical context is completely absent from The Plague. What there is instead are these dominating issues of law and justice, sin and forgiveness, and the all-pervading language of Law and Religion.

Over The Plague hang the shades of Dostoyevsky’s characters interminably discussing whether or not there is a God and how his love and/or justice are shown in the world – and also of Kafka’s novels with their obsessive repetition of the idea of a man arrested or turned into an insect for no reason, no reason at all. Kafka was another author obsessed by the idea of law and justice.

(Camus includes a jokey reference to Kafka on page 51 where the dodgy character Cottard says he’s reading a ‘detective story’ about a man who was arrested one fine day without having done anything – a transparent reference to The Trial.)


Key terms in The Plague

Because the entire translated text is available online, it’s easy to do a word search for key terms. The following results tend, I think, to support my argument – that the novel is far more about ideas derived from Christian religion or the Law and jurisprudence, than the ideas of Camus’s brand of existentialism.

References to Camusian concepts

  • absurd – 7 times, and never in a philosophical sense
  • revolt – 6 – ‘Weariness is a kind of madness. And there are times when the only feeling I have is one of mad revolt.’ (p.178)
  • abandoned – 4
  • futile – 4
  • suicide – 3
  • godless – 0

There are, then, surprisingly few direct references to the main concepts which made him famous.

References to Christian concepts

Now compare and contrast with the frequency of religious terms. These are far more common, far more fully expressed and explored.

  • God – 46 instances
  • saint – 15
  • religion – 12
  • heaven – 8
  • hell – 7
  • salvation – 6
  • purgatory – 2

References to the law

And finally, legal terminology:

  • law – 14
  • justice – 10 – ‘When a man has had only four hours’ sleep, he isn’t sentimental. He sees things as they are; that is to say, he sees them in the garish light of justice, hideous, witless justice.’ (p.156)
  • judge – 6
  • crime – 6
  • punishment – 4
  • judgement – 2

Again, there is more reference to basic ideas of justice and injustice than to the concepts clustered around his Absurdism.

Exile

The one Camusian idea which is very present is that of ‘exile’, which is mentioned 27 times – ‘the first thing that plague brought to our town was exile’.

This is, if you like, a kind of metaphorical embodiment of the central idea of Camus’s version of existentialism – the literal sense of loss, separation, exile from home and loved ones standing for the metaphorical sense of exile from the (Christian) belief systems which give our lives purpose.

But it is typical of Camus that this key term is not a philosophical idea – it is a metaphor for a distressed state of mind, for the deprivation of the comforts of home which, deep down – as I suggest above – is in fact caused by the loss of religious faith.

Interestingly, the most commonly used abstract word in the book is ‘love’, occurring 96 times. This suggests the, dare I say it, sentimental basis of Camus’s humanism.


Credit

La Peste by Albert Camus was published in France in 1947. This translation of The Plague by Stuart Gilbert was published by Hamish Hamilton in 1948, and as a Penguin paperback in 1960. references are to the 1972 reprint of the Penguin paperback edition (which cost 35p).

Related links

Reviews of other Camus books

Reviews of books by Jean-Paul Sartre

The Algerian war of independence

J.G. Ballard’s literary experimentalism

The most obvious thing about Ballard’s novels and short stories is that, although they have a hallucinatory intensity and routinely describe extreme mental states and characters who descend into psychosis and insanity, the outward form of them is for the most part extremely conservative.

Ballard’s prose style occasionally uses unexpected phraseology but is, at its heart, pukka – an eminently correct, professional, middle-class English voice. In other words, the searing weirdness of many of Ballard’s stories is conveyed in a disconcertingly respectable prose style.

It is, therefore, something of a surprise to learn that Ballard had a long-running interest in quite radical literary experimentation, and it’s useful to be aware of his efforts in this field because they inform your reading of the earlier and mid-period stories and novels.

This blog post is a brief overview of the most notable of Ballard’s literary experiments. (What follows is heavily indebted to a number of online articles which are referenced at the bottom.)

Project for a new novel (1958)

In the late 1950s Ballard was working on the journal of the Chemical Society in London and was much taken with the juxtaposition of snazzy layout and scientific content in related American magazines, such as Chemical and Engineering News.

He had the idea of cutting up headlines and text from it and other scientific magazines like it, in order to create collages packed with scientific words and phrases arranged in surreal combinations:

Letters, words and sentence fragments are pasted onto backing sheets with glue. Their design visually references everyday media, with headlines, body text and double-page spreads suggesting a magazine layout. Originally Ballard planned to display the work on billboards, as if it was a public advertisement.

In the end Ballard created four collage works, which became famous among his friends and close colleagues, and which are now in the possession of the British Library who curate Ballard’s collected notes and manuscripts.

One of the four collages Ballard made for his Project for New Novel. Note the phrase Mr F is Mr F, which became the title of a short story, and the names Coma, Kline and Xero, given to characters who turn up in the novel The Atrocity Exhibition

Ballard himself described the Project as:

Sample pages of a new kind of novel, entirely consisting of magazine-style headlines and layouts, with a deliberately meaningless text, the idea being that the imaginative content could be carried by the headlines and overall design, so making obsolete the need for a traditional text except for virtually decorative purposes.

I liked the stylish typography. I also like the scientific content, and used stories to provide the text of my novel. Curiously enough, far from being meaningless, the science news stories somehow become fictionalised by the headings around them.

It was a collage of things clipped from journals like Chemical Engineering News, the American Chemical Society’s journal – I used them a lot because I liked the typeface. I wanted to publish a novel that looked like that, you see – hundreds of pages of that sort of thing. Get away from text altogether – just headlines!

Many of the names, phrases and concerns which first appeared in the Project have resurfaced over the years, particularly the characters Coma, Kline and Xero who appear in The Atrocity Exhibition, Coma also cropping up in the classic short story The Voices of Time, and phrases such as ‘the terminal beach’ and ‘Mr F is Mr F’, both of which became the titles of short stories.

The four collages can also be seen in the background of a photograph of Ballard taken in 1960 in his garden at Shepperton, which has become a talisman for true Ballardians. The full text of Project for a New Novel was finally published 20 years after it was created, in New Worlds magazine No. 213, in 1978.

J.G. Ballard in front of his abandoned billboard novel, 1960. Photo: Mary Ballard

Advertisers Announcements (1967-71)

Between 1967 and 1971 Ballard produced five Advertisers Announcements. As he explained in an interview:

Back in the late 60s I produced a series of advertisements which I placed in various publications (Ambit, New Worlds, Ark and various continental alternative magazines), doing the art work myself and arranging for the blockmaking, and then delivering the block to the particular journal just as would a commercial advertiser.

Of course I was advertising my own conceptual ideas, but I wanted to do so within the formal circumstances of classic commercial advertising – I wanted ads that would look in place in Vogue, Paris Match, Newsweek, etc.

To maintain the integrity of the project I paid the commercial rate for the page, even in the case of Ambit, of which I was and still am Prose Editor. I would liked to have branched out into Vogue and Newsweek, but cost alone stopped me…

The five ads are:

1. Homage to Claire Churchill

Homage to Claire Churchill (1967)

Claire was his girlfriend and this a pretty straightforward happy photo of her. There’s no strapline or product logo as you’d expect in a real advert. Instead there’s a dense paragraph of text at the bottom, quoting a typical paragraph from his experimental novel, The Atrocity Exhibition, indeed the ad was published in Ambit in July 1967 and it borrows copy directly from ‘The Death Module’, simultaneously published in New Worlds and later re-named ‘Notes Towards A Mental Breakdown’ in The Atrocity Exhibition.

2. Does the angle between two walls have a happy ending?

The Angle Between two Walls (1967)

This is a still from the art film Alone by American filmmaker Steve Dwoskin, which records a woman masturbating, shot from floor level and pointing up between her legs to show her hand as she touches herself.

What has this got to do with the angle between walls? Well, the correlation of sex and the angles of walls and buildings is explained in The Atrocity Exhibition by the book’s psychiatrist Dr Nathan. He explains that the book’s central protagonists has moved so far beyond conventional sex that he has excavated down to the fundamental paradigm of the junction – an obsession with how entities meet and combine of which human sex is just a small sub-set.

Hence the character’s obsession with the walls of the apartments and bedrooms he finds himself in, and with modern architecture like the (then new) Hilton Hotel, and the curving ramps and inclined planes of the new concrete multi-story car parks. These are all aspects of the modern world’s obsession with junctions and angles and the meeting points of lines and planes. As such they are visual correlatives of the strange angles and postures adopted by the human animal when it has sex.

3. A Neural Interval

A Neural Interval (1968)

This is a photo from a 1960s bondage magazine. It’s not particularly sexy, is it? Because of the sea in the background I initially thought the subject was a swimmer or diver with cumbersome kit photo-collaged on top of her. But no, this really is a supposedly sexy photo of bondage gear circa 1968.

The adjective ‘neural’ crops up a lot in late-60s Ballard, and the phrase ‘neural interval’ suggests a stoppage in time, or at least a stoppage of stimuli to the senses. It’s not immediately clear how this is related to a woman wearing bondage gear in a boat, although possibly the very disjunction between the words and the image are precisely its point.

4. Placental Insufficiency

A Placental Insufficiency (1970)

Ballard appropriates a striking photo by American photographer Les Krims. I thought that some or all of it must have been collaged, but apparently this woman looked like that and was happy to pose with a hunting rifle. Those Yanks, eh.

By this stage, after four ads, I think two or three things are obvious.

1. Women The photos are all of women, sexy or naked women in 3 out of 4. If Ballard is seeking to deconstruct the glib imagery of advertising, featuring naked women is a funny way of going about it. Still, it was 1967 or 68, I suppose when plenty of womens liberationists thought that burning their bras and stripping naked would abolish shame, embarrassment and the male gaze.

2. America For someone supposedly engaged in critiquing the modern world, deconstructing consumer capitalism, revealing the perverse fetishism which underlies the commercial packaging of homogenised sexuality etc etc, Ballard, like so many rebels and revolutionaries of his era, was strongly attracted to the epicentre of world capitalism and inclined to bow the knee to every type of American consumer product, including Hollywood film actresses and the long, cool, flash American cars which feature in so much of his mid-period fiction (like the heavy American Lincoln Continental driven by Dr Robert Vaughan, the demented exponent of car crash fetishism in Crash).

3. Texts But the really obvious thing about them is that, although the images are striking, the real force of the thing comes from the texts. Ballard not only doesn’t have the courage to leave the images to stand alone, or to give them brief and clever or satirical straplines: each one has to have quite lengthy and demanding avant-garde text stapled onto them.

5. Venus Smiles

Venus Smiles (1970)

Ballard himself took this photo of his partner Claire Churchill as she was contorting herself to get into a pair of jeans after a visit to the beach, hence the flecks of seaweed and sand sticking to her white skin.

This is the most interesting of the photos because of the way it’s been turned on its side, because of the big black bush between her legs, and the way the detritus clings to her skin like flies or enlarged bacilli. And the superimposed text, which starts off with characteristic Ballard obsessions with depersonalisation, ends up being unexpectedly sweet.

Conclusion

These pictures of five women, four of them naked, tend to confirm the suspicion that the super-imposed text might be clever but this arty contrivance – like so many attempts at avant-garde art – pales into insignificance next to the immense primal urge of male voyeurism.

Condensed novels and The Atrocity Exhibition

Knowing about the cut-and-paste novel idea, and having seen the Alternative Ads, it’s a lot easier to understand why Ballard originally wanted to have The Atrocity Exhibition done as a book of collage illustrations.

I originally wanted a large-format book, printed by photo-offset, in which I would produce the artwork – a lot of collages, material taken from medical documents and medical photographs, crashing cars and all that sort of iconography.

Alas, the practicalities of publishing intervened, and Ballard amended the idea to something related but different.

The final version of The Atrocity Exhibition is his most accessible piece of experimentalism because it was published as a mass market paperback. Superficially the book is divided into fifteen short ‘chapters’ but as soon as you start reading them you realise that none of them make sense in themselves, and they certainly don’t add up to a consistent narrative in the usual way of a novel.

Instead, each chapter is what Ballard described as a ‘condensed’ novel – clips and excerpts, moments of time, brief gestures and fragments of dialogue cut and pasted together. The reader has to sort out what is going on and how the fragments are connected, in his or her own mind.

Not only that, but each ‘chapter’ or ‘condensed novel’ references the same fragments, actions and images, repeated but in distorted form. At the most obvious level, the same ‘characters’ recur in consecutive sections – Dr Nathan, Catherine Austen, Karen Novotny – but there is also a stray meeting between two characters at some kind of formal conference or symposium which is re-enacted in each chapter, there is the repeated enactment of car crashes or of a helicopter crash which is its cognate; the male characters each display obsessive behaviour, such as Talbot assembling some kind of modernist sculpture on the roof or outlining furniture in an apartment with chalk; and each chapter contains a numbered list, although the items on the list change from chapter to chapter and so does the ostensible list creator. And so on.

The point is that The Atrocity Exhibition makes a lot more sense if you don’t come to it cold, as an unexpected freak show, but see it as a logical development and extension of Ballard’s long-running interest in fragments, collage and non-narrative.

Crashed Cars exhibition (1970)

In April 1970 Ballard staged an exhibition titled Crashed Cars at the New Arts Laboratory in London.

1. In the post-war period cars became a symbol of consumer empowerment and glamour. Cars were promoted in films and adverts and car ownership rocketed. However, so did the incidence of car crashes, with a number featuring high-profile fatalities – James Dean (1955), Albert Camus (1960), Jayne Mansfield (1967) (which, obviously, continued after the exhibition and down to our day – Marc Bolan (1977), Grace Kelly (1982), Princess Diana (1997)).

2. And after all, a car crash is the centrepiece of the closing song on the decade’s keystone album, Sergeant Pepper’s Lonely Hearts Club Band, when John Lennon sings:

I read the news today, oh boy
About a lucky man who made the grade
And though the news was rather sad
Well, I just had to laugh
I saw the photograph

He blew his mind out in a car
He didn’t notice that the lights had changed
A crowd of people stood and stared
They’d seen his face before
Nobody was really sure if he was from the House of Lords

3. A quick search of the internet reveals that, as it happens, the highest figure for road traffic-related deaths during peacetime was 7,985 in 1966, the year before the Beatles album (by comparison, 1,782 people were killed in road accidents in 2018.)

So Ballard wasn’t being all that eccentric to envision a) the car as a key symbol of the twentieth century, and b) the mystique about car crashes – the way they had killed a number of A-list celebrities, the way people were gruesomely fascinated by them (‘Well, I just had to laugh, I saw the photograph’) – as telling us something profound and unsettling about our car-mad culture.

And so he staged an exhibition of crashed cars. Actually, there were only three car wrecks in the exhibition and – disappointingly – no photos of the event appear to have survived. Some of the visitors to the gallery vandalised the wrecks with wine, paint and urine, confirming Ballard’s belief that the growing ‘technological landscape’ was influencing human behaviour and social relationships and not in a good way.

Alternatively, they might just have been getting into the spirit of anarchic 1960s ‘happenings’.

To me Ballard’s Crash exhibition hardly seems experimental at all. It is well known that people stop to stare at car crashes and that traffic slows right down on motorways as people slowly pass the scenes of smashes. I’ve done it myself.

This is because there really is something deeply fascinating about the pathology of car crashes and something weirdly compelling about the way that objects which are promoted as smooth and curved and aerodynamically perfect are transformed into angular nests of smashed windscreens and random spikes of metal jutting out. For the last few days I’ve walked past a car parked near my work, the right half of whose bonnet and wings are buckled up and outwards like the carapaces of an enormous beetle.

Since 1970 we’ve had precisely 50 years during which all kinds of objects from the real world have been situated in galleries for our entertainment and mystification. A few years ago I came across a display at Tate Modern of a set of engine blocks from cars which had been blown up by suicide bombers in the Middle East, considered as works of art. No-one bats an eyelid at things like that any more.

So considering the exhibition as an investigation of just what it is that fascinates us about car crashes, and the suggestion that they have a strange and eerie beauty of their own, doesn’t strike me as at all weird. In fact it’s surprising that it took someone so long to come up with it.

Traditionally, the significance of the exhibition is that Ballard went on to explore the mystique and pathology of car crashes in the ‘controversial’ novel Crash (1973), although the weirdness of our obsessive car culture is also the subject of the less well-known novel Concrete Island which immediately followed it (1974). But I’m making the point that the Crash exhibition was part of a continuum of literary and artistic experiments which Ballard undertook in the first half of his career.

Practical conclusion

In the 1950s and 60s Ballard created more collages, now lost. I imagine these, like the New Project and the Advertisers Announcements were fun to make and show friends and maybe persuade a gallery to display for a while… But in the end your agent, your wife and your publisher want standardised texts which they can publish, market and sell. Which is what, after the mid-70s, Ballard produced in abundance.


References

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressedand secret police to repress the population

Albert Camus on Franz Kafka (1942)

In 1942 Albert Camus published his famous long essay, The Myth of Sisyphus in which he addressed the issue of Suicide i.e. Is the world so empty, pointless and absurd that we might as well cash in our chips?

He takes a hundred pages or so to answer No, the basis of his argument being that at the core of every man is a Revolt Against His Fate.

Revolt gives life its value. Spread out over the whole length of a life, it restores its majesty to that life. (p.54)

Rather oddly, Camus added on to his passionate essay a 14-page appendix about the work of Franz Kafka, to be precise:

Hope and the Absurd in the Work of Franz Kafka

The whole art of Kafka consists in forcing the reader to reread.

This is comparable in its bluntness to Walter Benjamin’s thought that the most important thing about Kafka was his failure. But then critics are much given to saying the most important thing about x is y — it is a structural limitation of the genre (and, maybe, of how we think about aesthetics).

Anyway, Camus is approaching Auden’s view that Kafka was the master of the parable which everyone interprets in their own way, from a different angle, from the insight that you get to the end of a Kafka story and are left wondering what it meant. Hence you are forced to reread it.

Camus speaks of Kafka’s symbols as overflowing with meaning, as refusing to deliver a pat meaning.

His summary of the plot of The Trial makes it sound quite a lot like his own novel The Outsider in that he focuses on the last act where Joseph K is brutally murdered and more or less skips the weird atmosphere, the strange encounters, the agonisingly long dialogues and the eerie details (all those attic rooms) which characterise the previous 250 pages.

He is on to something when he talks about the ‘naturalness’ with which Kafka’s characters accept their inexplicable predicaments.

The more extraordinary the character’s adventures are, the more noticeable will be the naturalness of the story: it is in proportion to the divergence we feel between the strangeness of a man’s life and the simplicity with which that man accepts it. It seems that this naturalness is Kafka’s.

Other critics have brought out the way that Kafka’s language is calm and sensible, and lacks almost all metaphor and simile: is flat and factual and precise. Early on Camus begins to impose onto Kafka his own conception of ‘the Absurd’.

He will never show sufficient astonishment at this lack of astonishment. It is by such contradictions that the first signs of the absurd work are recognized.

I’m afraid I recoiled at much of the pretentious rhetoric Camus employs in this essay. In my review of Camus’s other essays in The Myth of Sisyphus collection, I highlight the contrast between the pre-war essays full of lush verbiage and inflated rhetoric and the post-war essays which are immensely more chastened, more overt and accessible. This one definitely belongs to the pre-war, hothouse period.

The Castle is perhaps a theology in action, but it is first of all the individual adventure of a soul in quest of its grace, of a man who asks of this world’s objects their royal secret and of women the signs of the god that sleeps in them. Metamorphosis, in turn, certainly represents the horrible imagery of an ethic of lucidity. But it is also the product of that incalculable amazement man feels at being conscious of the beast he becomes effortlessly.

But Gregor Samsa feels no amazement, none at all, at changing into a giant insect, in fact neither do his family. He never does and his family, after their initial shock, settle down to accepting it s part of everyday life. That’s the whole point.

Camus wants to impose on Kafka a simple set of binary oppositions of which one is his pet notion of The Absurd.

These perpetual oscillations between the natural and the extraordinary, the individual and the universal, the tragic and the everyday, the absurd and the logical, are found throughout his work and give it both its resonance and its meaning. These are the paradoxes that must be enumerated, the contradictions that must be strengthened, in order to understand the absurd work.

Though he is correct to point out the reconciliation in Kafka’s stories of the mundane practical prose of everyday life on the one hand and, on the other, an almost supernatural anxiety.

There is in the human condition (and this is a commonplace of all literatures) a basic absurdity as well as an implacable nobility. The two coincide, as is natural. Both of them are represented, let me repeat, in the ridiculous divorce separating our spiritual excesses and the ephemeral joys of the body… Thus it is that Kafka expresses tragedy by the everyday and the absurd by the logical.

Or – the horrific, the terrifying is all the more effective if it is understated. As with all his early essays Camus veers in and out of making sense.

The human heart has a tiresome tendency to label as fate only what crushes it. But happiness likewise, in its way, is without reason, since it is inevitable.

Contrary to what he said a moment ago about the ‘incalculable amazement’ Gregor feels at turning into an insect, he is closer to the mark when he points out the combination of the extreme and the everyday. Thus this man to whom befalls the most amazing thing that has ever happened to anyone, ever, is a boring travelling salesman whose first thought is concern about what his boss will say when he’s late for work (Gregor having, in a very characteristic Kafka way, not yet acknowledged that he is never going back to work).

Camus tries to persuade us that The Castle complements The Trial in ‘a barely perceptible progression’ which represents ‘a tremendous conquest in the realm of evasion.’

The Trial propounds a problem which The Castle, to a certain degree, solves. The first describes according to a quasi scientific method and without concluding. The second, to a certain degree, explains. The Trial diagnoses, and The Castle imagines a treatment. But the remedy proposed here does not cure. It merely brings the malady back into normal life.

Like a lot of Camus this sounds good but melts in your hands. If it is an interesting idea it deserves to be expanded and explained at greater length. He is right to point out how K. is the more buoyant of the two protagonists, never gives up hope, remains optimistic even though he quite obviously will never make it into The Castle, never realises or accepts that each new chapter ‘is a new frustration’. Camus notes how K. strives endlessly to try and become normal, to become one of the villagers, like everyone else – to be accepted.

Camus refers o God a lot in his discussion of The Castle and talks about Kierkegaard’s notorious leap of faith (Kierkegaard thought man can never know whether or not there is a God; he has to take a leap). He refers to Nietzsche and uses words like ‘existentialism’, but without persuading the reader that he really understands what he’s talking about. As with his other early essays we see the triumph of rhetoric over meaning.

That stranger who asks the Castle to adopt him is at the end of his voyage a little more exiled because this time he is unfaithful to himself, forsaking morality, logic, and intellectual truths in order to try to enter, endowed solely with his mad hope, the desert of divine grace.

He tries to appropriate Kafka for his own concerns, and in particular the special use of the word ‘hope’ which he had developed in The Myth of Sisyphus. In that essays ‘hope’ is the word he gives to the thousand and one ways people turn away from and deny the reality of life, hoping for a God or a political party or a cause or something to transform the absurdity of the world.

The word ‘hope’ used here is not ridiculous. On the contrary, the more tragic the condition described by Kafka, the firmer and more aggressive that hope becomes. The more truly absurd The Trial is, the more moving and illegitimate the impassioned ‘leap’ of The Castle seems. But we find here again in a pure state the paradox of existential thought as it is expressed, for instance, by Kierkegaard: ‘Earthly hope must be killed; only then can one be saved by true hope,’ which can be translated: “One has to have written The Trial to undertake The Castle.’

Clever sounding, but what does it mean? In the essay’s final page he tries to do the same thing as in Sisyphus, which is bring a discussion which began with despair and the Absurd round to a positive conclusion, something along the lines of: Embrace the Absurdity, relish the challenge of the universe’s meaninglessness. Feel the fear, and do it anyway 🙂

It is strange in any case that works of related inspiration like those of Kafka, Kierkegaard, or Chestov -those, in short, of existential novelists and philosophers completely oriented toward the Absurd and its consequences – should in the long run lead to that tremendous cry of hope. They embrace the God that consumes them. It is through humility that hope enters in.

If you say so. But I think Camus is hopelessly [sic] distorting Kafka. There is no hope in Kafka. There is no uplift or rejoicing. By this stage I’ve realised that Camus is imposing his own dynamic onto Kafka (as, according to Auden, everyone does). I realise that he is imposing his own newly minted concept – The Absurd – on Kafka in order to make Kafka perform the same movement from despair to hope, or Revolt and lucid hope, which he has enacted in Sisyphus.

The absurd is recognized, accepted, and man is resigned to it, but from then on we know that it has ceased to be the absurd. Within the limits of the human condition, what greater hope than the hope that allows an escape from that condition? As I see once more, existential thought in this regard (and contrary to current opinion) is steeped in a vast hope.

1. I don’t think this is a very accurate or useful summary of the existentialism of Jean-Paul Sartre or the earlier existentialist philosophers. 2. There is no hope in Kafka, in fact the essay on Kafka by György Lukács which I’ve just read references a characteristically bleak and wry quote from Kafka on precisely this subject:

In conversation with Max Brod, after Brod had asked whether there is ‘hope outside this manifestation of the world that we know’, Kafka is said to have replied: ‘Oh, plenty of hope, an infinite amount of hope – but not for us.’

Now that is the true Kafka note, the bleak humour but also the teasing quality, the feeling that, as Walter Benjamin pointed out, he is privy to some kind of doctrine or knowledge that none of the rest of us understand: that his works are all fragments pointing towards some amazing new doctrine which, however, was never completed and never could be completed.

Comparing Camus’s superficial references to Kierkegaard and ‘the existentialists’ against this quote from Kafka, or against the force of Benjamin’s tremendously powerful essay, makes me realise that Camus is out of his depth.

He simply isn’t mature enough, clever enough or deep enough to grasp the unfathomable abyss which Kafka is plumbing. Thinking he can go from a set of superficial remarks about Kafka’s symbols and the elementary observation that The Castle complements The Trial before hurrying on to declare that, in the end, embracing the Absurd is paradoxically hopeful and uplifting — Camus comes over as an excitable teenager. His concluding remarks are painfully trite.

His work is universal (a really absurd work is not universal) to the extent to which it represents the emotionally moving face of man fleeing humanity, deriving from his contradictions reasons for believing, reasons for hoping from his fecund despairs, and calling life his terrifying apprenticeship in death. It is universal because its inspiration is religious. As in all religions, man is freed of the weight of his own life.

But Kafka emphatically was not freed of the weight of his own life. Camus is thinking about the emotional journey which he himself has just been through in The Myth of Sisyphus and not at all of the actual writer Franz Kafka who was more oppressed from start to finish of his career by the unbearable weight of his own life than any other writer in history. Who couldn’t escape himself or the delusion of trying to escape himself, no matter where he turned, who saw error building upon error and doors closing at the end of every corridor.

You can hold yourself back from the sufferings of the world, that is something you are free to do and it accords with your nature, but perhaps this very holding back is the one suffering you could avoid. (Kafka, Letters)

Camus’s distance from Kafka’s books is symbolised by the mistake he makes about the end of The Trial where he has the two men who arrest Joseph K. ‘slit his throat’, whereas, in fact, ‘the hands of one of the men closed round his throat, just as the other drove the knife deep into his heart and turned it twice.’ Camus has maybe misremembered this because it is, at some level, a little more capable of redemption that what Kafka actually wrote, which seems to me to be absolutely pitiless. Into the heart goes the metal knife. And then they twist it. There is no hope or rejoicing and no clever paradox about it. Camus’s final remarks are incoherent and, I think, profoundly irrelevant.

For if nostalgia is the mark of the human, perhaps no one has given such flesh and volume to
these phantoms of regret.

‘Phantoms of regret’ is a wholly inadequate phrase to convey anything to do with Kafka’s work. Camus’ prose is overblown, romantic, melodramatic and immature whereas Kafka’s was precise, understated, and unsparing.

The translation

Hope and the Absurd in the Work of Franz Kafka was translated by Justin O’Brien. Is it O’Brien’s fault or Camus’s that the text is often badly phrased and poorly structured, sometimes becoming incomprehensible?

A symbol is always in general and, however precise its translation, an artist can restore to it only its movement: there is no word-for-word rendering.

There are works in which the event seems natural to the reader. But there are others (rarer, to be sure) in which the character considers natural what happens to him.

In the fullest sense of the word, it can be said that everything in that work is essential. In any case, it propounds the absurd problem altogether.


Related links

Related Kafka reviews

Dates are dates of composition.

Reviews of other books by Camus

Laughable Loves by Milan Kundera (1969)

This is a collection of seven short stories by Milan Kundera, the Czech novelist, that first appeared in Czechoslovakia in 1968, during the thaw in the communist dictatorship known as the Prague Spring – but was then banned after the Russian invasion of August 1968 reasserted communist censorship and oppression.

All the stories are about love – more crudely, about sex – and about the ridiculous misunderstandings and ludicrous behaviour it provokes in people.

1. The Hitchhiking Game

A young man and his girlfriend are driving out of town to a holiday in the country. They start bickering. She needs to stop for a pee so he pulls into a gas station. She finishes and walks a way down the road, and when he pulls out of the gas station onto the road, she puts out her hand and pretends to hitch-hike. He pulls over and adopts the character of a driver offering a lift to a pretty young woman, and she slips into the character of an innocent young woman being picked up by a strange man.

And for the rest of the story they both play these roles but the point of the story is the way they both quickly find them tiring and constraining. The interest is in the way the two protagonists find the game opening up unexpected vistas within themselves, parts of their psychology they didn’t know they possessed.

To cut to the chase, they end up at some restaurant and hotel where, through a string of casual comments, the game develops into her playing a cheap hooker and he being her bored client. This excites both of them and they hurry up to the bedroom. She surprises herself because – once liberated from her usual constraint and good manners by the role playing – she becomes foul mouthed and foul-acting, really playing the part of an experienced whore and, to her amazement, having a fierce and deep erotic experience.

Unfortunately, as Kundera explains, the young man worshipped her rather than loved her. He worshipped an image of her. And the role-playing destroys that image of purity and innocence which he so wanted to possess. He fucks her and rolls off and refuses to touch or talk to her. And then hears her begin to sob. ‘Can we stop playing the game now?’ she asks. But he remains silent as her crying becomes louder and louder.

Not a very cheerful start to the collection.

2. Let The Old Dead Make Room For The Young Dead

Two characters, a man and a woman, bump into each other in the street in a provincial town. Twenty-five years ago she got married and lived here briefly before moving to Prague. Ten years later he husband died and asked to be buried here. Once a year she returns, but is upset to discover that the lease on the grave has expired and his body has been removed and replaced with another. The surly official at the cemetery gives her this gnomic excuse, which gives the story its title: ‘Let The Old Dead Make Room For The Young Dead’.’

Wandering the streets, waiting for the return train to Prague, she bumps into an old acquaintance. The local cafes are filthy so he invites her to his apartment for a coffee and a chat. He notices she is old. The veins on her hands stick out. He himself is worrying about ageing. He’s 35 and has just noticed the bald patch appearing at the back of his head.

They go back to his apartment (the reader used to Kundera’s stories feels an ominous sense of inevitability that they will end up having sex). And indeed it turns out they were in love fifteen years ago, and had a brief fling, one night of love in his student accommodation, but he was too timid and shy to really appreciate it, she stripped in the dark, he couldn’t see her face, she moaned something as she climaxed and to this day it haunts him that he couldn’t hear, he couldn’t understand. She is like a lost secret.

Now they have met again and both look back at their affair 15 years earlier, with regret, but really with a kaleidoscope of feelings which are continually changing shape and colour as their dialogue develops, shedding new light on past events, and how they’ve misinterpreted and misremembered them.

He eventually takes her in his arms and begins caressing her, and for a moment she becomes once again the mature sexual woman of 15 years ago, like riding a bike it all comes flooding back. But when he goes to french kiss her it crosses some psychological boundary and she clams up. Suddenly she sees herself as she knows she looks in the mirror, blue-veined hands, wattled throat.

And she realises that she had been seeing herself through the prism of his 15-year-old memory of her. He had been describing their night of love 15 years earlier and she had enjoyed being fifteen years younger. Now he threatens to strip her and reveal what fifteen years have done to her body and that will shatter the image he has created by his words and which she treasures. She says No.

Really, the story is like a short play, but with the author continually arranging events so as to prompt a steady stream of psychological insights. When I reviewed the plays of Jean-Paul Sartre and Albert Camus, I came across the fact that the French have a tradition of a ‘theatre of ideas’ which the Anglo-Saxon world lacks i.e. a long tradition of accepting that the ‘plot’ is arranged in order to throw up and display interesting and stimulating ideas.

Well Kundera’s fictions are ‘fictions of ideas’ in exactly the same sense. There’s a story, of sorts, in these tales, but it is swamped by the weight of witty, unexpected, paradoxical and sometimes penetrating insights which the author garlands them with.

Thus it is that the older woman has one of those blinding insights which Kundera characters are prey to, in which she realises that the past is pointless, that all monuments to human achievement will crumble, and that therefore her attachment to her dead husband (and her annual pilgrimage to his grave) and her attachment to the idealised version of herself and her body which the nameless man has preserved from their one and only, distant sexual encounter, all of this will crumble and fade.

And so, in wilful defiance of the passage of time and of her entire former attitude towards preserving the past, she stands and begins to take her clothes off. The idealised past will be annihilated by the present, no matter how imperfect.

3. Nobody Will Laugh

Klima is a lecturer in art history. He is a modernist who rattles the conservatives at his college. He is a womaniser, who has had plenty of women traipsing through his flat over the years, as well as lending it to friends, who often have loud parties, thus he has acquired a bad reputation with the building housing committee.

The story has a Kafkaesque feel in that the protagonist is subjected to an inexplicable and, ultimately, destructive persecution. It all starts when a funny little man, an unemployed scientist, contacts Klima and asks him to review an article about an obscure artist which he has spent three years researching and writing. In a light-hearted moment, over a bottle of slivovitz with his girlfriend, Klara, Klima dashes off an ironically effusive letter to this Mr Zaturetsky, vaguely promising a review. For Klima is a joker –

I waved my hand, declaring that the purpose of life is to give amusement, and if life is too lazy for this, there is nothing left but to help it along a little. (p.69)

But, as we know from The Joke, even the most casual off-hand quips can have catastrophic consequences.

Thus, in a light-hearted gesture begins a sequence of unfortunate events which ends up with Klima sacked from his job, kicked out of his apartment and dumped by beautiful Klara. Because Zaturetsky proceeds to haunt his life. He sends more letters asking when the review will be ready. He turns up at the college to find out what days Klima lectures on, and then is present every day. Klima changes the days on which he lectures (in secret, and so illegally). Zaturetsky pesters his secretary, Mary, with questions, until one day she weakens and admits  his real address.

Next day Klima is out but Klara is in when Zaturetsky knocks at the door. He is a funny little man. Klara tells him Klima isn’t there, which is true. Next day Zaturetsky catches Klima at his office, forcing Mary to let him in.

Klima has an inspiration. Trying to reverse the direction of attack, he accuses Zaturetsky of indecently propositioning his girlfriend. Zaturetsky is horrified, indignant and then furious. Flippant Klima regrets his stroke of fun. A few days later he gets a letter from Mrs Zaturetsky threatening legal action unless he withdraws his accusation.

And so it goes on. The Zaturetskies discover that Klara works in a clothes factory and bully their way into it, to track her down. Fortunately, they are both short-sighted and miss her. Still Klima now feels like a hunted animal, and so does Klara.

What gets her is that Klima won’t simply write the wretched review. Just do it, for God’s sake! Klima tries to explain that some of his lies – about Zaturetsky propositioning her and so on – are his lies which he owns, part of him, part of his character. Writing a review praising Zaturetsky’s wretched article would be an objective lie, forced out of him by alien means and an enduring untruth. Klara’s got no idea what he’s on about.

Finally he is called in to a meeting of the local communist party committee. This – like all such committees in all such stories – is populated by vengeful harpies and toxic apparatchiks who completely twist every aspect of Klima’s life to make him out to be an unreliable class enemy. The women on the committee extract admission of his womanising lifestyle which offends them and which they dress up as making him completely unsuitable for teaching the pure new young generation. The male bureaucrats accuse him of giving up lecturing altogether, thus breaking his contract. They both bring to a head his unpopularity with just about every other inhabitant of the apartment building.

Klima finally has a meeting with Mrs Zaturetsky, the tall thin unwell working woman who adores her husband and won’t hear anything bad said about his character or his essay, which she is convinced must be a masterpiece. He tries to explain why it is a second-rate collection of plagiarisms, but she can’t hear him. He loses everything.

All at once I understood that it had only been my illusion that we ourselves saddle events and control their course. The truth is that they aren’t our stories at all, they are foisted on us from somewhere outside; that in no way do they represent us; that we are not o blame for the queer path that they follow. They carry us away, since they are controlled by some other forces; no, I don’t mean by supernatural forces, but by human forces, by the forces of those people who, when they unite, unfortunately still remain mutually alien. (p.88)

4. The Golden Apples of Eternal Desire

The unnamed narrator is in awe of his friend, Martin. Martin is happily married to a beautiful wife who he adores, and has just turned 40. Nonetheless he carries on an extraordinary game: absolutely wherever he and the narrator go they carry out a compulsive ‘game’ of chatting up almost every single or available woman they see. It is so compulsive it has become an obsession, and has a number of rules. The most obvious is dividing the meetings with women into registrations and contacts. A registration is where you simply find out the name of a woman you’ve noticed. A contact is where you make a date. It is not at all necessary to actually take this forward to the next step i.e. physical intimacy. In fact this doesn’t appear to have a name within the system. The idea is not at all to reach consummation. It is about celebrating the Eternal Chase.

All this is explained by the narrator in the course of a particular ‘adventure’. This begins when Martin spots a pretty young woman in the cafe where they’re drinking. They follow her to the cloakroom where Martin insists on slipping into her bag the heavy book the narrator has just borrowed from the library. Perplexed by his quick talking, the woman agrees to take the book and look it over. She is a nurse at a town outside Prague. She promises to meet them at the town on the coming Saturday.

On the big day the narrator borrows a nifty little Fiat from a friend and he and Martin motor out to the town. On the way they stop at a lake and quickly slip into trunks and go for a swim (this is all so unlike my own experience of life in England – borrowing other people’s cars, pulling over when they see people with wet hair and asking the way to the lake – that it might as well be happening on another planet).

Martin spies a beauty in a bikini facing the lake, and asks a couple of local kids for her name. When one of them tells our guys her name, the narrator explains that that is a registration. One more name has been added to the ever-expanding list of names of girls they could sleep with in the future. Happy with having made a registration, they get back in the car and drive on.

Then they arrive at the hospital and find the nurse, who says she’s got a friend to pair off with the narrator. She arranged to borrow a house on a nearby lake for the evening. (There’s a lot of borrowing of cars and properties in these stories.) She has to go back to work, she’ll see them this evening.

For the next couple of hours the pair chat up more or less every woman they meet, taking names (registration) and even making more arrangements to meet (which they cheerfully fail to keep). Their insouciance is surreal. Eventually they arrive back at the hospital and park outside and wait. I’ve forgotten to mention that Martin, during the course of the afternoon, had mentioned to his pal that he has to be back in Prague by nine o’clock! His wife had a bad week at the office and he wants to be kind to her and return by 9 so he can play a nice game of rummy with her!

The narrator is surprised but not that surprised. He knows Martin loves his wife. In fact, now he thinks about it, he can’t remember any of the registrations a contacts from the last year or so getting anywhere near consummation. Not to worry. They wait a bit and become impatient. Finally the narrator sees in the rear-view mirror a couple of nurses done up to the nines emerging from the hospital. He abruptly declares they’ve waited long enough and need to leave now to be sure of getting Martin home in time for his wife. Martin doesn’t complain and off they roar.

I felt at that moment that I liked Martin and that I also liked the banner under which he had been marching all his life: the banner of the eternal pursuit of women. (p.113)

This is a strange little story about male obsession and its weirdness, which wasn’t helped by the fact that it’s in a poor translation.

5. Symposium

The interesting thing about this story is the headings. Five doctors sit around chatting about sex (of course), and even the smallest events or parts of the conversation are given their own headings. Thus nurse Alzhbeta, from the start, is flirting with handsome, mature Dr Havel and earns an admonition from him. And so the next section is headed Havel’s admonition even though it is only one paragraph long.

Thus the entire text is broken up into micro-sections and each one is given a name. This has the effect of making the whole thing extremely stagey, or like the screenplay for a movie – very artful, very arranged, very just so. Taken out of the messy river of life, these moments stand alone, cleaned up and displayed for our inspection and for the author to make an endless stream of witty, paradoxical comments about.

It is a comedy of sexual errors. Five doctors are chatting after hours, three men, two women, and the entire story is as tangled a web of erotic misunderstandings and emotional misreadings as you can imagine.

The chief physician is having an affair with a mature woman doctor. Dr Havel is wise and attractive to all women, and so has earned the nickname of Death, because ‘he takes [i.e. screws] everyone’. Although he hasn’t slept with Nurse Alzhbeta, who really fancies him, fancies him so much that, late on in proceedings, when they are all quite drunk, she does a mime striptease, elaborately bumping and grinding and pretending to take off all her clothes, while remaining fully dressed, swinging and swaying her big breasts right above Dr Havel’s embarrassed head.

When she has finally finished and goes to sit down on Havel’s lap, he moves his legs, without thinking, merely because he wants to avoid contact with her – but with the result that she falls to the floor with a bump. Humiliated, Alzhbeta gets up, marches to the door, dramatically declaring, ‘You don’t know, you don’t understand.’ and exits.

The others continue their endless droll conversations about sex and desire and the erotic, and who fancies who, they nickname the chief physician Don Juan, and there is a characteristic Kundera-esque section where he explains how, in the good old days, Don Juan was a conqueror of women but in our fallen times, with women being so much more docile and willing (and nobody believing in God any more) Don Juan is more of a collector, a different kind of figure altogether (pp.140-141).

The youngest person present is the lanky, slow-witted junior Dr Flaischman. He is comically convinced that the thirty-something woman doctor is secretly in love with him and sending him coded signals throughout the evening. In one of the genuinely comic moments, he makes it clear to everyone that he’s going outside for a leak, and winks at the woman doctor, convinced she will follow him.

Down the corridor he goes, out into the ground, finds a nearby tree and is just unzipping when he hears footsteps approaching. Without looking round he says, ‘I knew you’d come’, and the chief physician replies, ‘Yes, I prefer peeing outside’. That made me laugh.

On the way back, though, Flaischman smells gas. It’s coming from Nurse Alzhbeta’s room. The door is unlocked, he bursts through it, a ring on the oven is on spewing out gas, the nurse is lying sprawled stark naked on the bed (of course). He turns the gas off, flings open the windows and calls for help. Several hours later, after the patient has been pumped full of oxygen and had a blood transfusion and is well on the way to recovery, the remaining four characters reconvene in the drinking room to reflect on what just happened.

The story is like a play, an intellectual play, not least because it is made up almost entirely of dialogue with precious little description. Every single piece of dialogue introduces new ideas, the dialogue packed with theories and counter-theories about love and sex. Kundera loves paradox. He freely uses the word ‘precisely’, in the way of European intellectuals, to make each thought appear that much more incisive and logical.

Thus the passages where they speculate why Nurse Alzhbeta tried to kill herself are called The Chief Physician’s Theory, Dr Havel’s Theory, and the Woman Doctor’s Theory, and each one is witty, plausible and false, for they all relate her action to her strip-tease and to her frustrated love for Dr Havel. All wrong. Even wronger is poor Flaishman’s conviction that Nurse Alzhbeta (like the woman doctor) is secretly in love with him, Flaishman. He reproaches himself for having not treated her better. He blames himself for her suicide attempt. Next day he takes her flowers in her hospital bed, chats to her, pats her shoulder, convinced she is forlornly in love with him. All ludicrously wrong.

The actual reason is that much earlier in the evening, Dr Havel had given the nurse some ‘pep’ pills because she was tired after a long day and wanted to perk up for the little drinks party. Only what he gave her were actually sleeping pills, because he wanted her to feel super-tired and bugger off and leave him alone. Drunk and shattered, Nurse Alzhbeta had then gone back to her room, popped a little pan of coffee on the hob and taken the pills as she got undressed, by which time they took effect and she fell asleep on the bed (stark naked, of course), while the pan boiled over and the water put out the gas flame but the gas kept on pumping into the room.

So it was not suicide caused by any of the clever theories the doctor’s cook up. It was cock-up not catastrophe. Beneath all humanity’s grand plans and theories lies… randomness and accident.

A story like this makes you marvel at Kundera’s brevity. Whole dazzling verbal and intellectual effects are created in half-page snippets of dialogue.

But there is a downside to his technique which is that – no human beings ever spoke like this. Nobody was ever this witty and concise, and paradoxical, and intellectual and incisive. In this way, Kundera’s fictions are rather like Oscar Wilde’s. Dazzlingly witty, pithily expressed, always graceful and alert and sometimes very funny – and yet, somehow, ultimately, often, strangely empty.

And contrived. Ultimately, I didn’t really believe in any of these characters. The tone of some of the stories is more like a fairy tale than an adult fiction, and the characters are more like ciphers than human beings. In some of these stories the clockwork machinery which propels the automata around the stage for our amusement seems just a little bit too contrived and neat.

6. Dr Havel After Ten Years

Dr Havel is ten years older and no longer so attractive as he was when we met him in the previous story. In Symposium the other characters nickname him Death, because he ‘takes’ (meaning he sleeps with) everything.

Now he is old and ill, he suffers from gall bladder failure, he is often in pain, it is sometimes all he can do to walk around the block. So he sends himself off to a spa to recover. (This is yet another exotic and wonderful element of Kundera’s fiction; his Czechoslovakia is dotted with spas and his Czech characters are often popping off to them or work at them [The Farewell Party is entirely set in a spa, a key meeting in the poet’s early life in Life Is Elsewhere takes place at a spa. Whereas in my entire life I don’t think I’ve ever been to a spa, not to ‘take the waters’: I’ve been to Bath or Buxton as spas but neither time did I take any waters, just wandered around like all the other tourists.)

At the spa he is treated by a muscular blonde administrator of the cures and baths, who he tries to chat up but who completely ignores him. He flirts with a posh horse-faced woman guest who also ignores him. He tries it on with several other women who all ignore his advances. Tut tut, Dr Death’s powers have gone.

In his consultant’s room, on a whim he asks to phone his wife, who he’s left at their apartment back in Prague. She is gorgeous, a movie star, younger than him and famous. And crazed with jealousy. She almost prefers it when he’s ill, because then he knows he’s not on the pull. Whenever he’s absent from her, she knows he can sleep with any woman he wants. Or used to be able to… She can’t initially believe he is sincere, but he begs her to come and visit her at the spa, so she does, the next day.

Dr Havel is deliriously happy when he sees her bus draw in, and escorts her round the spa and the town. Everywhere they go his wife draws admiring glances and he takes special care to ensure the muscular bath supervisor, the horse-faced lady, and all the others who have turned him down, see him kissing, canoodling and joking with his stunningly beautiful and famous wife.

With the result that, the next day, after she’s left (she’s due to do some filming back in Prague) Dr Havel encounters the same series of women but this time they all make it abundantly clear that they will talk to him, and even meet for a date and a drink, with hints of lots more if he wants it. His association with the film star has transformed him in their eyes. By sleeping with him, some of her glamour and meaning will rub off on them.

This is so unlike the behaviour of any woman I’ve ever met or read about that I can only consider it a kind of middle-aged, male fairy tale. Read in this spirit it has the child-like inevitability and good humour of a parable or fable, like real life refined and purified and simplified and made charming – as real life so rarely is.

7. Edward and God

Most commentators I’ve read consider this the best of the seven stories, and I agree. I think it’s because it has the most formal beauty, it has the most satisfying shape. Most of the others are fairy tales or fantasies but ‘deformed’ by elements of adventitiousness or arbitrariness or accident. Edward and God, on the other hand, has the kind of perfection which real fairy tales have, which have been handed down over the generations and worn smooth like pebbles in a stream so that only the absolutely essential elements of the story remain, so that the narrative unfolds with  wonderfully pleasing sense of inevitability.

Edward is a young teacher. He is in love with beautiful Alice. But despite going on numerous dates with her she is prim and proper and upright, kisses him with dry kisses, won’t let him touch her breast etc. (Yes, this is yet another story about a randy young man desperate to sleep with a young woman, but in this case this plot device really works.)

One day she surprises him by asking if he believes in God. Of course not, he says. He’s a communist, a modern man. They debate the existence of God etc a little but it dawns on Edward that if he is to get into Alice’s pants he must ape her faith. So he starts going to church with her and, when he starts singing and when he kneels and prays, to his great surprise, he finds it reassuring and comforting. He becomes quite devout. He even begins to outdo Alice, kneeling more often, praying louder, and crossing himself in the street, when they come across an ancient cross pinned to a wall.

Which triggers an unfortunate sequence of events. Because Edward is spotted by the school janitor who reports him to the thin, ugly directress of the school, and Edward is called before the school committee, who are ready to come down on him like a ton of bricks. To suspend or even sack him.

But suddenly, in this fraught situation, Edward has a blinding revelation. Rather than deny their accusations and play into their hands, he must go along with their conception of him. Denying the accusation will make them angry because it defies the conclusion they’ve already reached and therefore their intelligence. Immediately confessing in full will flatter their intelligence.

And so Edward immediately admits that, although he is a modern man, a communist, a man of the people, a man of the future and so on, he just can’t help believing in God. The most vehement accusers breathe a gratified sigh. They were right all along. And now they can set about helping this poor wrongheaded young man back to the light.

To cut a long story short, Edward is handed over to the school directress for improvement and rectification. She has a reputation for being attracted to younger men. Over the course of their first few re-education sessions together, Edward continues to play the role of misguided youth, yearning to be re-educated out of his wrong-headed belief in God i.e. he lies his face off in order to play to the role his accusers have assigned him.

As you might expect from a Kundera story, the central events turn around sex, namely that, as the re-education sessions progress, the directress brings out wine, adopts a more friendly tone, says she understands the torments of youth and she is here to help – in an increasingly meaningful and suggestive way.

The comedy reaches a climax when, at the third of fourth session, she has a little too much to drink, puts on the radio and insists that Edward dances with her. He knows what is coming next and is terrified that his body won’t respond. The directress is fearsomely ugly, skinny, with a long narrow face, scrappy black hair and a prominent moustache. As they dance he feels his manhood recoiling and shrinking in terror. She kisses him. She places his hand on her breast. Then she disappears into the bathroom telling him she’ll be back in two ticks and reappears in the doorway wearing a see-through nighty.

The moment has come but as the directress approaches, Edward backs away, the directress follows him, until they end up chasing each other round and round the coffee table in the middle of her living room.

It is a farce. But a very clever, very funny one. For suddenly Edward has another of his blinding revelations. He stops dead and says he can’t. His faith won’t let him. God won’t let him. And while the directress is spluttering something about don’t be so ridiculous, Edward suddenly commands her to kneel. KNEEL. Bewildered the directress does so. AND PRAY. She begins to recite the Lord’s Prayer. And, looking down at her as she prays, looking down at this image of communist power brought low, of the head of his school obeying him, and of a half naked woman paying obeisance to him… suddenly his manhood experiences a surge of power. He tears off his clothes and takes her there and then, fiercely and unforgivingly.

And to his amazement it is the most fulfilling sexual experience of his (admittedly young) life. The directress is overjoyed and tells him his re-education is coming on in leaps and bounds. Who knows, soon he may merit a promotion.

Meanwhile, Alice, remember her? The sweet virginal devoted Christian who refused barely even to kiss Edward? Next time they meet, after he’s been hauled before the school committee, she is all over him and, to his amazement she kisses him with soft wet kisses, and she lets him touch her breasts, and even… wander below the borderline at her navel. And she has arranged for them to borrow a relative’s country cottage for the weekend! Wow! Why the complete change? Because he is a martyr for the faith. The story is all over school and beyond of how he stood his ground against the persecutors and stood up for the Lord!

Edward is at first astonished that this legend about him has sprung up so quickly, and then disappointed that Alice can abandon her principles so easily. One minute she is telling him God has forbidden adultery and sex before marriage and vehemently, vigorously prevents him touching any naughty parts of her body; the next minute she’s all for illicit sex.

He realises, with a sinking heart, that in her own way she is just as malleable and manipulative of principles as everyone else. Despite now being able to get his wicked way, Edward is disappointed.

And then, as you might predict, their night of love at the borrowed cottage is similarly disappointing. She insists on closing all the curtains and having the light off, and then she ‘sacrifices’ his body to her. But everything about it seems staged and false to Edward and, again, he finds his manhood hesitating and not rising to the occasion. By various strategems he manages to keep it up and complete the act of love but next morning he finds himself having an argument with her, about her lack of principles.

So in the end he ‘wins’ Alice, but discovers her type of narrow-minded officiousness repels him and, after a harsh argument dumps her; while he discovers that he has something immeasurably better if inexplicable with the skinny ugly directress who, nonetheless, when she kneels before him and prays, unleashes erotic forces he didn’t imagine were possible.

This story feels as perfectly formed as a fairy tale in the sense that all the elements fall into place with a lovely inevitability, and that the ‘moral’ of the story is also pleasingly counter-intuitive but, on reflection, psychologically satisfying. And it contains some very funny moments: there is intellectual comedy in the way Edward strings the committee along with his play-acted shame and comradely regret; and there is basic physical comedy in the skinny half-dressed sex-mad directress chasing the harassed young man round her coffee table.

Thoughts

I know the word ‘loves’ is in the title, but after a while I got fed up of the unrelentingness of the predatory male sexuality depicted in each of the stories. I longed for even a page which didn’t mention sex or love or erotic adventures. In amidst the relentless sexualisation of the stories, I sometimes found passages about age or youth, or about politics or religion, which were like oases, where, for a brief moment, you could get away from the oppressive sense of hairy men, young and old, relentlessly obsessed with getting their end away, whatever the cost.

But just a little below the surface concern with sex and breasts and bodies, underlying all the stories, is Kundera’s very mid-European sense of the sheer Absurdity of human existence, the sense that whatever we think we’re doing, the world has other ideas.

This is the way life goes: a man imagines that he is playing his role in a particular play, and does not suspect that in the meantime they have changed the scenery without his noticing, and he unknowingly finds himself in the middle of a rather different production. (p.229)

All the characters without exception are misguided and misinterpret each other.

The narrator’s voice

The vital element in all Kundera’s fiction is the quality and character and technique of the narrator’s voice. If you concentrate just on the plots and storylines you are missing the elephant in the room, which is the immense self-confidence with which he makes himself part of the narration, with which he creates a confidential, witty and incisive narratorial voice, interrupting and arranging the narrative just so, clinically dividing it up into neat, pre-packaged sections designed for him to make a witty or thought-provoking comment about love or human nature.

Sometimes the stories approach closer to the character of a lecture than a traditional fiction. The paradox is that, the more archly and overtly intrusive the narrator is, the more effective the story often is.

Thus Edward and God is the ‘best’ story, but it is also the most artificial. Several times the narrator addresses the reader in paragraphs which begin ‘Ladies and gentlemen…’, as if he’s the impresario of a theatre appearing in front of the curtain and directly addressing the audience before or after a play has been performed.

Kundera’s books came to attention in the West in the early 1980s at the same time as the wave of Magical realists from South America. They share a rejection of the ‘naturalist’ tradition, and an openness to elements of magic and fantasy. But Kundera’s stand alone and distinct in the extreme staginess of his voice, always guiding, pushing and coaxing his characters, and constantly commenting on the action and digressing with his own thoughts about politics and death and human nature and, of course, sex.

Not just staginess, but age and wisdom. Kundera’s voice is older and wiser than those of his characters and, by implication, than of us, the reader. It gives the sense of having experienced everything, and understood everything and forgiven everything, and now he is going to present some puppets for our entertainment, put them through their paces, and take every opportunity to reminisce and share the wisdom gained from a long and rich life:

  • Let us try to understand… (p.33)
  • We should perhaps find in her dismay something akin to the dismay of a very young girl who has been kissed for the first time… (p.45)
  • We can advantageously start Edward’s story in his elder brother’s little house in the country
  • We must recall (for the sake of those to whom perhaps the historical background of the story is missing)… (p.209)
  • Ladies and gentlemen, these were weeks of torment… (p.210)
  • Let us stop and consider this word… (p.237)
  • Ah, ladies and gentlemen, a man lives a sad life when he cannot take anything or anyone seriously. (p.242)

If you can put aside the fact that he is almost always talking about sex, love and eroticism, many of these interventions could be those of a wise grandfather, telling a time-honoured tale (and, at bottom, all these tales of love and loss are time honoured, repeated in every generation).


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

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