William Morris reviews Looking Backward by Edward Bellamy (1889)

In 1888 the American author Edward Bellamy published his utopian novel, Looking Backward. It tells the story of an upper-class citizen of Boston who falls into a deep sleep in 1887 and wakes up in the same city, one hundred and thirteen years later, in 2000.

Bellamy was a socialist and uses the Perfect Society he describes as existing in 2000 to:

  1. highlight the appalling inequality and inefficiency of the runaway capitalism of his own day
  2. explain very systematically how a centrally planned socialist economy – which has abolished money, gives everyone the same education, requires everyone to work but assigns them jobs best suited to their abilities, and pays everyone the same monthly amount of ‘credits’ – has eliminated the economic chaos, gross waste, and revolting inequality of the society of his day

William Morris was born in 1834 and, despite his privileged upbringing at private school and Oxford, and his lifelong interest in arts and crafts, he became a deeply political figure. During the 1860s he became increasingly disgusted by the appalling exploitation of much of Britain’s working population by the class of factory owners, bankers and lawyers, and the poverty and misery which resulted.

In 1883 Morris joined the newly-founded Social Democratic Federation, the first official socialist party in England, and spent the last years of his life writing pamphlets arguing for socialism, and travelling around the country, making passionate speeches to working class audiences.

Himself the author of a number of medievalising romances, Morris was, therefore, intellectually well-suited to sympathise with the aims and style of Bellamy’s book, and in 1889 he published a review of it in the SDF’s official magazine, The Commonweal.

Bellamy’s main points

The crux of Morris’s short review is a profound disagreement with Bellamy on a central issue.

Bellamy’s future society is profoundly regimented. It’s the kind of utopia in which strict rules and regulations have been introduced and which everyone unquestioningly follows. Everyone is educated till they’re 21, then does exactly three years of manual labour, during which they discover their skills and abilities, at which point they opt for the career which best suits them, from coal mining to cardiology.

A state of ‘equality’ is achieved by ensuring that those who do unpleasant work do so for relatively short hours, while those doing rewarding jobs, work longer hours. But everyone is paid the same regardless of hours, getting paid in ‘credits’ rather than money, credits which only the state can issue and which can only be redeemed at state shops. So there is in effect no money and no private enterprise.

This is all highly organised, specified and regimented.

Bellamy spends quite a few pages describing how the workforce is, in effect, organised like an army, with the world of work divided into ten or so ‘divisions’ representing types of industry, and goes into considerable detail about how people are assessed and ranked within each ‘division’, how they can earn promotion (which doesn’t bring more money, just more responsibility and respect), how their work is assessed, and so on.

At the age of 45 everyone is forced to retire, and is free to devote their lives to whatever pastimes they wish.

At one point, back in 1887, the narrator of Bellamy’s book sees a squad of soldiers march by and observes that how much better the world would be if the world of work was as unified and organised, with a central chain of command and plan, as the army.

Bellamy envisages a socialist future in which work has been militarised.

Morris’s criticism

When I read all this I accepted it, partly because nearly all utopias are like this – that is, they tend to imagine that everyone in a future utopia will be regimented, will live according to a fairly small set of rules. The same is also true of dystopias, like Brave New World or Nineteen Eighty-Four.

But it is this central point which Morris strongly objects to.

For Morris, the whole point of a socialist world would be that nobody is forced to do anything. Bellamy’s notion of militarising the world of work is the exact opposite of Morris’s aspiration. For Morris, Bellamy makes the cardinal error of accepting modern industrial civilisation at face value. He accepts factories and mass production and regimented work forces. Bellamy’s

temperament may be called the unmixed modern one, unhistoric and unartistic; it makes its owner (if a Socialist) perfectly satisfied with modern civilisation, if only the injustice, misery, and waste of class society could be got rid of.

As I understand it, Bellamy incorporates the idea of Marx and Engels that there is an unstoppable tendency in capitalism towards larger and larger monopolies. Already the state has taken over some monopolies such as the Post Office, because everyone realises it’s in their best interest to have just one post office and not a whole load of competing post offices. Well, hopes Bellamy, the population will eventually realise that every industry is better off in state hands. The state will step in and take over the capitalist monopolies at which point you will have state socialism.

Morris thinks that Bellamy relies too much on this notion of monopolies evolving into state socialism. He thinks it too passive, a kind of ‘economical semi-fatalism’ which is ‘deadening and discouraging.’

Also it runs the risk, in terms of short-term political strategy, that, if there is an economic upturn and a return to full employment and people feel well-off again (which is what, in fact, happened as the 1890s proceeded) then people will simply abandon their ‘socialist’ views.

Back to the main point – which is Bellamy’s view of the militarisation of working life. Morris hates it. For Morris, this view simply inherits and intensifies the capitalist view of life in that is mechanical, that focuses on the machinery of life and not its content.

At bottom, Bellamy’s book is about economics and production and attributes the poverty of 1887 to the absurdity of leaving production to ‘private enterprise’, with all its competition and waste and regular crises of over-production leading to recessions and unemployment. Bellamy’s solution is State Communism organised on military lines.

The result is that though he tells us that every man is free to choose his occupation and that work is no burden to anyone, the impression which he produces is that of a huge standing army, tightly drilled, compelled by some mysterious fate to unceasing anxiety for the production of wares to satisfy every caprice, however wasteful and absurd, that may cast up amongst them.

What Morris finds oppressive is Bellamy’s reliance on the machine to solve problems.

A machine-life is the best which Mr. Bellamy can imagine for us.

Morris objects to Bellamy’s central contention that more and better machines will improve life for everyone. Bellamy’s ‘only idea of making labour tolerable is to decrease the amount of it by means of fresh and ever fresh developments of machinery’. Because work, even in Bellamy’s utopia, is acknowledged to be sometimes unpleasant, Bellamy replaces the motive of contemporary capitalism – fear of starvation – with new motives, namely patriotic spirit, altruism and pride engendered by membership of the army of labour.

Morris disagrees. He thinks Bellamy is barking up the wrong tree. He thinks that if you conceive of work this way, you will never be able to eliminate the element of compulsion and alienation in work. Relying on machines to eliminate the unpleasantness of work will just lead to a world of more and more machines, each requiring more boring maintenance.

By contrast, Morris starts from a completely different basic assumption, an assumption summed up in the title of one of his most famous essays, Useful Work versus Useless Toil (1884).

Morris thinks that work itself must be made rewarding.

It cannot be too often repeated that the true incentive to useful and happy labour is and must be pleasure in the work itself.

Morris doesn’t think machine civilisation can be improved: he rejects machine civilisation completely. It is the machine which enslaves workers, turning them into mere ‘hands’; it is the inhuman requirement of machines which alienates people from their work.

Increasing the role of machines in society, indeed relying on machines to solve the central problem of work is, for Morris, a cardinal error. Work must reject machinery altogether. Work must be personal, small-scale, individual. Then it will be its own reward.

Thus, in this essay, we can see two diametrically opposed types of Socialist. The Bellamy type thinks:

  • that the problem of the organisation of life and necessary labour can be dealt with by a huge national centralisation, working by a kind of magic for which no one feels himself responsible
  • that individual workers can shuffle off the business of life on to the shoulders of an abstraction called ‘the State’

The Morris type thinks:

  • that, on the contrary, it will be necessary for the unit of administration to be small enough for every citizen to feel himself personally responsible for its details, and be interested in them
  • that individual workers cannot shuffle off the business of life on to the shoulders of an abstraction called the State, but must deal with it in conscious association with each other

Bellamy’s Socialism is based on a large, urban army of industrial labour who work at often unpleasant tasks from a sense of duty to the nation.

Morris’s Socialism is based on small, scattered, semi-rural villages of craftsmen and women making what they want for themselves, when they want it, and so finding real meaning and reward in their work.

A warning

What’s interesting is that Morris considers the success of Bellamy’s book to be not only noteworthy but actively dangerous. Looking Backward was, indeed, a tremendous, almost unprecedented, publishing success. To quote Wikipedia:

It was the third-largest bestseller of its time, after Uncle Tom’s Cabin and Ben-Hur: A Tale of the Christ. It influenced a large number of intellectuals, and appears by title in many socialist writings of the day. ‘It is one of the few books ever published that created almost immediately on its appearance a political mass movement’ (Erich Fromm). In the United States alone, over 162 ‘Bellamy Clubs’ sprang up to discuss and propagate the book’s ideas. Owing to its commitment to the nationalization of private property and the desire to avoid use of the term ‘socialism’, this political movement came to be known as Nationalism. (Looking Backward Wikipedia article)

All this clearly unnerves Morris. Throughout his review he worries that casual readers might take this version of Socialism as canonical.

The book is one to be read and considered seriously, but it should not be taken as the Socialist bible of reconstruction…

Because Morris, of course, wishes to promote his own, more or less diametrically opposed, version of socialism. In this respect, the review is less a review than a warning to readers of The Commonweal not to be lured into what Morris considers a profoundly incorrect version of socialism.

The moral

And that, I think, is the real point.

On one level the review is fascinating because of the light it sheds on both Looking Backward and especially on Morris’s own socialist ideals.

But stepping back from the detail, what it also indicates to the modern reader is the profound inability of ‘socialists’ to agree on their programme and their ultimate goals.

Reading any biography of Marx, you are struck by the violent disagreements among the tiny groups of revolutionaries who officially preached brotherhood and unity, yet in all their writings violently attacked and criticised each other.

The same tone dominates the writings of Lenin, the man responsible for splitting the Russian Socialist party into ‘bolsheviks’ and ‘mensheviks’ – and who was extremely prolific in vicious abuse, helping to found that special Soviet rhetoric which generated an apparently endless armoury of terms to vilify anyone who deviated from ‘the party line’.

All this reflects what I take to be a fundamental psychological fact about socialism and revolutionary movements, especially revolutionary writings. Which is that every person’s image of ‘the good place’ is different. Everyone’s image of utopia is unique to them.

If you think about it, the real, actual world of the here-and-now enforces a certain level of uniformity on people who write about it – politicians, commentators, economists and so on – because they are forced to concede most of the facts about currently existing society. Their readers can see it in front of them. (Though even given the ‘hard facts’ it is amazing how much politicians, commentators, economists and so on manage to wildly disagree with each other. Listen to any panel of politicians. Listen to any group of economists.)

So, bearing in mind the ability of intellectuals to disagree about the world which is right in front of their noses, how much infinitely more are they likely to disagree about some ideal future world which they are making up, in which there are no constraints of reality whatsoever.

This fissiparousness of revolutionary or alternative or utopian or socialist thinking goes a long way to explain its persistent failure. Part of the reason radicals have consistently failed to create a better world is because they can’t even agree among themselves what it looks like, let alone persuade other people to sign up to their visions.

As Morris predicted, the economy did indeed pick up in the 1890s and, despite much entrenched poverty, misery and degradation, despite fierce ongoing battles between labour and employers, capitalism in the West survived and flourished.

If Bellamy’s notion of state communism, of the entire workforce mobilised like an army to build the New Jerusalem, triumphed, it was in Stalin’s Russia, with its Five Year Plans. Bellamy’s vision of the militarisation of the workforce came true in the Russia of the late 1920s and 30s.

Unfortunately, the life of grace and leisure lived by the characters in Looking Backward never arrived, what it produced was a world of hunger and fear. And Morris’s vision of the future as scattered hamlets full of contented craftsmen vanished like the morning dew.


Related links

Reviews of other William Morris articles and essays

Looking Backward 2000-1887 by Edward Bellamy (1888)

‘If I were to give you, in one sentence, a key to what may seem the mysteries of our civilisation as compared with that of your age, I should say that it is the fact that the solidarity of the race and the brotherhood of man, which to you were but fine phrases, are, to our thinking and feeling, ties as real and as vital as physical fraternity.’
(Dr Leete in Looking Backward. Chapter 12)

It is 1887. The narrator, Julius West, is full of plans to get a new house built in a stylish part of Boston – a project which is delayed because of almost daily strikes by the workmen – and worrying about his impending marriage to his fiancée.

All this stress exacerbates his insomnia so that, at the end of another trying day, when he retires to the sound-proof, purpose-built, cement-lined cellar he’s had built in his current house to insulate him from all distractions, he sends for the local mesmerist (Dr Pillsbury) who he’s been relying on for some time to help him get off to sleep.

When he wakes up it is to find himself in a strange room. The kindly people around him tell him it is the year 2000 and he has slept in that underground bunker for 113 years, three months and eleven days.

Bellamy spends a little effort conveying West’s disbelief, and then a page or so on his sense of horror and disorientation, but these are mostly gestures. The effort and bulk of the text goes towards the political theory, for the book quickly becomes an immensely thorough vision of The Perfect Society of the Future..

In the few pages devoted to describing life in 1887 the narrator had spent most of his time lamenting ‘the labour problem’. By that he meant that since (what turned out to be) a prolonged economic depression had begun in 1873, the working classes had woken up to their plight, organised unions across all industries, and been striking for better pay, better conditions, shorter working hours and so on, creating a permanent sense of crisis.

Society as giant coach

In an extended metaphor West compares the society of his time to an enormous coach which is being pulled along by thousands of wretched workers, whipped on by those who’ve managed to clamber up into the driving seat at the head of its thousands of companies and corporations.

Right on top of the coach, not doing any work and enjoying the sunshine, are those who’ve acquired or inherited the money to live off the labour of everyone beneath them. As the coach blunders along its muddy track some people fall lower down the coach, ending up pulling on the reins or fall right into the mud and are crushed, while others manage to escape the slavery of pulling, and clamber up the coachwork a bit. But even those at the top live in anxiety lest they fall off. No-one is secure or happy.

Society 2000

As you might expect, society in 2000 appears to have solved these and all the other problems facing society in 1887. The people who’ve revived him – Dr Leete, his wife and daughter – have done so in a private capacity. They were building an extension to their house when they came across the buried concrete bunker, all the rest of West’s property having, apparently, burned down decades earlier. On breaking a hole into it, they discovered West’s perfectly preserved, barely breathing body.

They speculate that Dr Pillsbury must have put West into a trance, but then later that night the house burned down. Everyone assumed West had perished in the fire.

Waking him gently, the father, mother and (inevitably) beautiful daughter, carefully and sympathetically help West to cope with the loss of everything he once knew, and induct him into the secrets of Boston 2000.

Dr Leete explains that the society he has arrived in is one of perfect peace and equality. He then begins the immense lecture about society 2000, an enormous, encyclopedic description of the Perfect Society of the future, which makes up most of the text.

Capitalism has been abolished. The ‘market’ has been abolished. Private enterprise has been abolished. Everything is controlled and managed by the state which represents ‘the nation’. All industry has been nationalised and all production is planned and administered by civil servants. Everyone is supplied with whatever they need by the state.

All citizens are born and raised the same. Everyone pursues education until aged 21 and is educated to the highest level they can attain, and then everyone undertakes three years working as a labourer. During this period people find out what their skills and abilities are, and then opt, at age 24, for the career which best suits their skills, whether it be coal mining or teaching Greek. At that point they join one of the dozen or so ‘armies’ of workers, organised and co-ordinated like one of the armies of 1887, and inspired by the same martial sense of patriotism and duty – but an army devoted to maintaining peace and creating wealth for everyone.

Equality is maintained by making those in unpleasant jobs work relatively short hours for the same rewards as those who work longer hours under more pleasant conditions.

And there is no money. Everyone has a ‘credit card’ and the state pays everyone the same amount every month, regardless of their job. How you ‘spend’ that credit is up to you, but it is all you get every month and there is no way to increase it, because individuals are not allowed to buy or sell or barter anything.

This Perfect Society is, then, a sustained attempt to put into practice the 19th century socialist adage of ‘from everyone according to their ability, to everyone according to their need’ (popularised by Karl Marx in his 1875 Critique of the Gotha Program).

And how did all this come about? Was there a violent revolution to transform the values of Bellamy’s day and to overthrow the vested interests of capitalists and bankers? The opposite, explains Dr Leete.

Friedrich Engels

Now I just happen to have recently read Friedrich Engels’s pamphlet, Socialism: Utopian and Scientific.

In it Engels explains that historical materialism uses the philosophical notion of the dialectic to explain how new social systems arise out of the old. Thus, in Marx and Engels’s view, the late nineteenth century was seeing, out of the anarchy of super-competitive capitalism, thronged with competing companies, the emergence of larger companies, which bought each other up to create cartels of a handful of giant companies, eventually creating monopolies. This, they claimed, appears to be the natural development of capitalism, if left unchecked.

Engels shows how out of this natural development of capitalism, quite naturally and logically emerges state socialism. For already in various Western countries the state had decided to take into state ownership ‘natural monopolies’ such as telegraphy and the Post Office.

Engels explains that, as the other industries (coal, mining, steel, ship-building, railways) also become concentrated in fewer and fewer hands it will become obvious that the state should step in and run these industries as well. In other words, out of the anarchy of capitalism will emerge the order of state socialism – naturally, inevitably.

And that’s exactly what has happened in Bellamy’s version of history. One by one the state took over ownership of every industry until it had taken over all production. And the state, representing all the population, proceeded to reform them in the interests of the whole population, along the lines which Dr Leete is now explaining to West in pedantic detail.

Was there a violent revolution? No, because people had by that stage grasped the trend and seen how efficiently the government managed the other big concerns already in its control. People realised that it made sense. It was all quite painless.

Bellamy loses no opportunity to ram home the contrast between the squalor of his own day and the wonder of the Perfect Society. Not only do Dr Leete and Edith Leete explain things – at great length – but towards the end of the book West is invited to listen to a sermon delivered by one Dr Barton, who has heard about the discovery of the sleeper, and takes it as a peg on which to hang a disquisition about the changes between West’s day and the present.

The revolution

Here is Dr Barton long-windedly describing the glorious revolution which, about a century earlier, overthrew the old order and instituted the Perfect Society.

‘Doubtless it ill beseems one to whom the boon of life in our resplendent age has been vouchsafed to wish his destiny other, and yet I have often thought that I would fain exchange my share in this serene and golden day for a place in that stormy epoch of transition, when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race, in place of the blank wall that had closed its path, a vista of progress whose end, for very excess of light, still dazzles us. Ah, my friends! who will say that to have lived then, when the weakest influence was a lever to whose touch the centuries trembled, was not worth a share even in this era of fruition?

‘You know the story of that last, greatest, and most bloodless of revolutions. In the time of one generation men laid aside the social traditions and practices of barbarians, and assumed a social order worthy of rational and human beings. Ceasing to be predatory in their habits, they became co-workers, and found in fraternity, at once, the science of wealth and happiness. ‘What shall I eat and drink, and wherewithal shall I be clothed?’ stated as a problem beginning and ending in self, had been an anxious and an endless one. But when once it was conceived, not from the individual, but the fraternal standpoint, ‘What shall we eat and drink, and wherewithal shall we be clothed?’—its difficulties vanished.

‘Poverty with servitude had been the result, for the mass of humanity, of attempting to solve the problem of maintenance from the individual standpoint, but no sooner had the nation become the sole capitalist and employer than not alone did plenty replace poverty, but the last vestige of the serfdom of man to man disappeared from earth. Human slavery, so often vainly scotched, at last was killed. The means of subsistence no longer doled out by men to women, by employer to employed, by rich to poor, was distributed from a common stock as among children at the father’s table. It was impossible for a man any longer to use his fellow-men as tools for his own profit. His esteem was the only sort of gain he could thenceforth make out of him. There was no more either arrogance or servility in the relations of human beings to one another. For the first time since the creation every man stood up straight before God. The fear of want and the lust of gain became extinct motives when abundance was assured to all and immoderate possessions made impossible of attainment. There were no more beggars nor almoners. Equity left charity without an occupation. The ten commandments became well nigh obsolete in a world where there was no temptation to theft, no occasion to lie either for fear or favor, no room for envy where all were equal, and little provocation to violence where men were disarmed of power to injure one another. Humanity’s ancient dream of liberty, equality, fraternity, mocked by so many ages, at last was realized.’ (Chapter 26)

You don’t need me to point out the way that, the nearer an author gets to a difficult subject, the more flowery and evasive his language becomes, and that the precise nature of the ‘revolution’ is the touchiest subject of all – and so becomes obscured by the most gasous verbiage – ‘when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race’ etc.

Here is Dr Leete’s version of the Great Event:

‘It was not till a rearrangement of the industrial and social system on a higher ethical basis, and for the more efficient production of wealth, was recognized as the interest, not of one class, but equally of all classes, of rich and poor, cultured and ignorant, old and young, weak and strong, men and women, that there was any prospect that it would be achieved. Then the national party arose to carry it out by political methods. It probably took that name because its aim was to nationalize the functions of production and distribution. Indeed, it could not well have had any other name, for its purpose was to realize the idea of the nation with a grandeur and completeness never before conceived, not as an association of men for certain merely political functions affecting their happiness only remotely and superficially, but as a family, a vital union, a common life, a mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn. The most patriotic of all possible parties, it sought to justify patriotism and raise it from an instinct to a rational devotion, by making the native land truly a father land, a father who kept the people alive and was not merely an idol for which they were expected to die.’ (Chapter 24)

‘A mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn’. Hmmm.

Instead of specifics, Bellamy gives us windy rhetoric. Instead of practical human steps, Bellamy gives us poetic visions.

Anyway, by virtue of this bloodless revolution in human society, politicians and political parties have been abolished because the committees which make up ‘the nation’ adjust and control things in the interests of the people, and everyone agrees what those are.

Thus laws and lawyers have been abolished because nine-tenths of 1887 law was about gaining, protecting and disputing property. Now there is no way to gain private property except by spending the monthly credit which everyone receives, now there is no money and no buying or selling or any other way whatsoever of acquiring valuables – there is no need for almost all of the old law.

Even the criminal law has fallen into disuse since nine-tenths of violent crime was robbery or burglary or mugging designed to get money or property. In a society without money, there is no motive for crime.

A platonic dialogue

And so on and so on, for 200 rather wearing pages, Mr West and Dr Leete sit in a room while the former asks dumb questions and the latter wisely and benevolently explains how the Perfect Society works. It often feels like one of Plato’s Socratic dialogues, in the sense that West is simply the straight man who asks the questions – what about the law? what about crime? what about education? – which prompt Dr Leete to roll out another highly detailed and well-thought-out explanation of the Perfect Society.

Hardly anything happens. West accompanies young Edith Leete on a shopping expedition but this is solely so she can explain to him the huge advantages of a planned economy where the state provides everything its citizens require through central production and distribution, thus eliminating competition with the enormous waste of resources spent on advertising, on the artificial creation of different brands and makes, on the  countless different shops all offering complicated deals and 0% finance and all the rest of it.

All that has gone.Now you go to the one and only local megastore and buy goods which are available everywhere in the country, at the one fixed price. And it’s all cheap precisely because there are no middlemen and advertisers and so on to raise costs.

Similarly, one evening he goes out for dinner with the Leetes but this is solely a pretext to explain food production and distribution, and the way public food cooked in public restaurants is now cheaper and infinitely better than it was in 1887, while the waiters and so on are simply performing their three-year labouring apprenticeship and are not looked down on as a different class. Dr Leete himself was a waiter for a spell. Everyone is equal and is treated as an equal.

Critique

Painting visions of the future is relatively easy – although Bellamy’s vision becomes more and more compelling due to the obsessive thoroughness with which he describes every conceivable aspect of the Perfect Society – the difficulty with this kind of thing is always explaining how it came into being. This is often the weak spot in the writing of utopias. For example many utopian authors have invoked a catastrophic war to explain how the old world was swept away and the survivors vowed never to make the same mistakes again.

Because it’s the most important, and often the weakest part of a utopian narrative, it’s often the most telling to examine in detail. Andthis, I think, is the crux of the problem with Engels and Bellamy – the notion they both use that the state somehow, magically, becomes the people.

Notoriously, Engels speculated that the post-revolutionary state would simply ‘wither away’. Once the people had seized the means of production and distribution, once they had overthrown the exploiting bourgeois class, then ‘the state’ – defined as the entity through which the bourgeoisie organised its repression of the people – would simply become unnecessary.

Bellamy and Engels conceive of the state as solely a function of capitalism. Abolish the inequalities of capitalism – abolish ‘the market’, indeed all markets – and the state disappears in a puff of smoke.

Unfortunately, the entire history of the twentieth century has taught us that the state does just the opposite: given half a chance, it doesn’t weaken and fade, it seizes dictatorial power. More accurately, a cabal of cunning, calculating people – Lenin, Mussolini, Hitler – will take advantage of a weakened state to seize absolute power – it happened in Tsarist Russia, in post-war Italy, in Weimar Germany -and then institute absolute control, using all the tools of modern technology and propaganda at their command.

The last hundred years have revealed ‘the state’ to be something more like an arena in which a host of competing interests can just about be brought into alignment, held, contained, managed, with frequent political and economic crises and collapses. We now know that when ‘revolutions’ occur, they do not overthrow the state, but simply entrench a new and generally more oppressive state than the one that preceded it – Russia 1917, China 1949, Iran 1979.

But even more important than the question of how the old regime was overthrown, at the heart of the description of all utopias is a debate over ‘human nature’.

In Looking Backward West asks the obvious question: in order to bring all this about there must have been some kind of revolution in human nature: how did you bring that about?

To which Dr Leete, in his calm, wise, man-of-the-future way, explains that there has been no change in human nature: changing the system people are born into and live under allows real human nature to blossom. People, says Dr Leete, are naturally co-operative and reasonable, if you let them be. The Perfect Society is not a distortion of human nature – it is its final, inevitable, true blossoming.

This is the crux: we in 2018 find this difficult to credit because we have the history of the twentieth century to look back on – an unmitigated catastrophe in which, time after time, in Europe, Asia, Africa, China, South America, people have been shown to be irreducibly committed to pursuing their own personal interests, and then the interests of their family, tribe or kinship group, their community, or region, or class, or ethnic or racial groupings – well before any vague concept of ‘society’.

In my view the real problem with utopias like Bellamy’s or William Morris’s News From Nowhere (published just two years later) is that – although they deny it – they both posit a profound, and impossible change in human nature, albeit not quite the one they often identify and refute.

My central critique of books like this is not economic or political it is psychological, it is to do with the extremely narrow grasp of human psychology which books like this always depict.

My point is that in their books, everyone in society is like them – gentle and well-meaning, middle-class, bookish and detached. It is symptomatic that West wakes up in the house of a doctor, a nice, educated middle class man like himself not, say, in the house of a coal miner or factory worker or street cleaner or sewage engineer.

So many of these utopias are like that. One well-educated, middle-class white man from the present meets another well-educated, middle-class white man from the future and discovers – that they both magically agree about everything!

In a way, what these fantasies do is magic away all the social problems of their day, hide, conceal, gloss over and abolish them. It turns out that two chaps in a book-lined study can solve everything. Which is, of course, what most writers like to think even to this day.

In my opinion most writers have this problem – an inability to really grasp the profound otherness of other people – beginning with the most basic fact that a huge number of people don’t even read books, ever, let alone fairy tales like this – and so never hear about these writers and their fancy plans.

It is symptomatic that when the daughter of the house, fair Edith, wants to cheer West up, she takes him to a library, which contains leather-bound volumes of Dickens, Tennyson, Milton, Wordsworth, Shelley and all the rest of the classics. He is instantly reassured and at home. In a fantasy world of books. Exactly.

The central problem with propertyless socialism

There is no money and so no greed in this future society. Dr Leete says people don’t pass on inheritances because they cannot now convert goods into money, so heirlooms are just so much clutter.

As I read that I thought, but people will still barter and exchange. Why? Because people enjoy it, as my mum used to enjoy going to car boot fairs. And as soon as you have fairs and markets and people bartering and exchanging, you give goods a value, a higher value to some than to others – and people will start collecting, hoarding, exchanging, building up reservoirs of valuable goods, selling them on to the right person at the right time, at a profit – and it all starts over again.

Somehow all these utopias ignore the basic human urges to value things, and to swap and exchange them. My kids are collecting the Lego cards from Sainsburys and are swapping them with friends in the playground. My mum loved going to car boot fairs. My wife likes watching Antiques Road Show which is all about money and value. Maybe these are all ‘tools of the capitalist bourgeois system to keep us enslaved to a money view of the world’. Or maybe they reflect something fundamental in human nature.

This may sound trivial, but whether people had the right to sell goods was the core of the problem Lenin faced in 1921, after the civil wars with the white Russians were more or less finished, and he faced a nation in ruins. Farmers had stopped growing crops because the Red soldiers just commandeered them without paying. Where was their motivation to get up before dawn and slave all day long if the produce was just stolen?

And so Lenin instituted the New Economic Policy, which allowed peasants and farmers to keep some of their produce i.e. not turn it all over to the state, and allowed them to use it or sell it as they saw fit. I.e. Lenin had to buckle to the human need to buy and sell. It was Stalin’s insistence, ten years later, that all agricultural produce was to be taken from the farmers by the state authorities that led to the great famine in the Ukraine which led to some three million people starving to death.

Which all reminds me of the terrifying stories in Anne Applebaum’s book, Iron Curtain, about the lengths communist authorities had to go to in post-war Eastern Europe to ban freelance buying and selling. As soon as a farmer sells eggs from a chicken or milk from a cow which are surplus to the state’s quota, he is laying the basis for capitalismAny display of independent buying and selling had to be banned and severely punished. Applebaum’s accounts of farmers and workers and even schoolchildren, being arrested for what seem to us trivial amounts of marketeering, really ram this point home.

Each and every incident was, to the communist authorities, a crack in the facade which threatened to let capitalism come flooding back, and so destroy the entire socialist society and economy they were building.

In Bellamy’s Perfect Society prices are set by the state, everything is supplied by the state, and you ‘buy’ things based on your fixed monthly income from the state. There is no competition and so no bargains or special offers. We now know that, when something very like this was put into effect in Soviet Russia, the result was the creation of a vast black market where normal human behaviour i.e. bartering, buying and selling for profit, returned and triumphed.

In fact, the several accounts of the last decades of the communist experiment which I’ve read claim that it was only the black market i.e. an unofficial market of bartering and trading everything, raw material, industrial and agricultural produce, which allowed the Soviet Union’s economy to stagger on for as long as it did.

What the Russian experiment, and then its extension into China and Eastern Europe, showed is that the socialist concept of society proposed by Marx, Engels, Bellamy or Morris, can only exist by virtue of an unrelenting war on human nature as it actually is – selfish, stupid, criminal, lazy, greedy, sharp and calculating human nature.

Only by permanent state surveillance, by the complete abolition of free speech and freedom of assembly, by the creation of vast prison camps and gulags, and severe punishments for even voicing anti-socialist sentiments, let alone tiny acts of rebellion such as bartering or selling goods, could ‘socialist societies’ be made to artificially survive, despite all the intrinsic ‘human’ longings of their inhabitants.

And even then it turned out that state planning was inefficient and wasteful, completely failing to produce any of the consumer goods which people cried out for – cars, fridges, TVs, jeans.

Bellamy’s encyclopedic approach

Then again, it’s not necessarily the function of utopias like this to portray a realistic society of the future. Bellamy tries, far more than most authors of utopias, to paint a really persuasive picture of what a Perfect Society would look like. But ‘utopias’ need not be as pedantically systematic as the one he has written; they can also perform the less arduous function of highlighting the absurdities and injustices of our present day society. And here Bellamy, in his slow, steady, thoughtful manner, is very thorough and very effective. His targets include:

  • competition over wages
  • the anarchy of a myriad competing companies
  • the inevitability of regular crises of over-production leading to crashes, banks failing, mass unemployment, starvation and rioting
  • state encouragement for everybody to rip everybody else off
  • the system whereby a lengthy number of middle-men all cream off a percentage before passing products on to the public thereby ensuring most people can’t afford them
  • advertising and hucksterism, which he ridicules – now abolished
  • political parties representing special interests – all gone
  • demagogic lying politicians – rendered redundant by universal altruism
  • rival shops stuffed with salesman motivated by commissions to sell your tat – replaced by one shop selling state-produced goods
  • how greed, luck and accident forced most people into a job or career – rather than his system of allowing people to choose, after long education in the options, the vocation which suits them best
  • having to travel miles to concert halls and sit through tedious stuff before they get to anything you like – in the future ‘telephones’ offer a selection of music piped straight to your home
  • international trade is managed in the same way, by a committee which assigns fixed values to all goods
  • travel is easy, since American ‘credit cards’ are good in South America or Europe
  • when the Leete family take West for a meal, they point out that communal canopies unroll in front of all buildings in case of rain, to protect pedestrians
  • at the meal there is a lengthy diatribe on how the waiter serving them comes from their own class and education and is happy to servile, unlike 1887 when the poor and uneducated were forced into ‘menial’ positions
  • state education is a) extensive, up to age 21, b) designed to draw out a person’s potential
  • sports is compulsory at school in order to create a healthy mind in a healthy body (Chapter 25)
  • women are the equals of men, and all work, apart from short breaks for childbirth and early rearing
  • all the false modesty of courtship has been abolished, replaced by frank and open relationships between the sexes
  • and – with a hint of eugenics – Dr Leete claims that now men and women are free to marry for love instead of for money, as was mostly the case in 1887, this allows the Darwinian process of natural selection to operate unobstructed and it is this which accounts for the fact that the Bostonians of 2000 are so much taller, fitter and healthier than the Bostonians West knew in 1887

All these aspects of contemporary capitalist society come under Bellamy’s persistent, thorough and quietly merciless satire.

Style

A comparison with the science fantasies which H.G. Wells started writing a few years after Looking Backward was published, sheds light on both types of book.

The key thing about Wells’s stories is their speed. One astonishing incident follows another in a mad helter-skelter of dazzling revelations. Wells is heir to the concentrated, punchy adventures – and the pithy, active prose style – of Robert Louis Stevenson, Conan Doyle and Rider Haggard. He takes their fast-moving adventure style and applies it – instead of hunts for treasure in colourful settings or detective sleuthing – to the scientific ideas which he found being discussed by all around him as he studied for his science degree in South Kensington in the late 1880s.

Bellamy couldn’t be more different from Wells. He is slow – very slow. His book is really a slow-paced, thoughtful political treatise, with a few romantic knobs on.

And his prose, also, is slow and stately and ornate, pointing back to the Victorian age as much as Wells’s prose points forward to the twentieth century. Here is Dr Leete giving another version of the crucial moment when the capitalist world of monopolies gave way to one, state monopoly.

‘Early in the last century the evolution was completed by the final consolidation of the entire capital of the nation. The industry and commerce of the country, ceasing to be conducted by a set of irresponsible corporations and syndicates of private persons at their caprice and for their profit, were intrusted to a single syndicate representing the people, to be conducted in the common interest for the common profit. The nation, that is to say, organized as the one great business corporation in which all other corporations were absorbed; it became the one capitalist in the place of all other capitalists, the sole employer, the final monopoly in which all previous and lesser monopolies were swallowed up, a monopoly in the profits and economies of which all citizens shared. The epoch of trusts had ended in The Great Trust.

‘In a word, the people of the United States concluded to assume the conduct of their own business, just as one hundred odd years before they had assumed the conduct of their own government, organizing now for industrial purposes on precisely the same grounds that they had then organized for political purposes. At last, strangely late in the world’s history, the obvious fact was perceived that no business is so essentially the public business as the industry and commerce on which the people’s livelihood depends, and that to entrust it to private persons to be managed for private profit is a folly similar in kind, though vastly greater in magnitude, to that of surrendering the functions of political government to kings and nobles to be conducted for their personal glorification.’ (Chapter 5)

Wordy, isn’t it? You have to slow yourself right down to his speed to really take on board the power of his arguments.

But it’s worth making the effort in order to savour and mull them. It is, for example, a clever rhetorical move on Bellamy’s part to make the American rejection of capitalism around 1900 seem a natural extension of the American rejection of monarchy a century earlier (in the 1775 War of Independence).

And here is Dr Leete explaining why, in the new system, money isn’t needed.

‘When innumerable different and independent persons produced the various things needful to life and comfort, endless exchanges between individuals were requisite in order that they might supply themselves with what they desired. These exchanges constituted trade, and money was essential as their medium. But as soon as the nation became the sole producer of all sorts of commodities, there was no need of exchanges between individuals that they might get what they required. Everything was procurable from one source, and nothing could be procured anywhere else. A system of direct distribution from the national storehouses took the place of trade, and for this money was unnecessary.’

Clever, isn’t it? Clear, rational, sensible… And totally unrelated to the real world.

Epilogue

And then West wakes up and it was all – a dream!

I kid you not. Like the corniest children’s school composition, that is how the book ends. West finds himself being stirred and woken by his (black) manservant to find himself back in bed, in  his underground bunker, back in 1887 – and experiences a crushing sense of loss as he realises that the future world he was just getting used to… was all a fantasy.

There then follows by far the most imaginatively powerful passage in the book. West dresses and goes out into the Boston of 1887, walking past the confusion of shops, the bombardment of advertising hoardings, down into the industrial district where noisy, smoky factories are employing children and old women, screwing out of them their life’s blood, all that human effort wasted in violent and unplanned competition to produce useless tat (‘the mad wasting of human labour’), then wandering up to the banking district where he is accosted by his own banker who preens himself on the magnificence of ‘the system’, before walking on into the slums where filthy unemployed men hover on street corners and raddled women offer him their bodies for money.

All the time, in his mind, West is comparing every detail of this squalid, chaotic, miserably unhappy and insecure society with the rational, ordered life in the Perfect Society which he (and the reader) have been so thoroughly soaked in for the preceding 200 pages.

The contrast, for the reader who has followed him this far, between the beauty of what might be, and the disgusting squalor of what is, is genuinely upsetting. It was a clever move to append this section. It is the only part of the book which has any real imaginative power, and that power is fully focused on provoking in the reader the strongest sensations of disgust and revulsion at the wretchedness and misery produced by unfettered capitalism.

From the black doorways and windows of the rookeries on every side came gusts of fetid air. The streets and alleys reeked with the effluvia of a slave ship’s between-decks. As I passed I had glimpses within of pale babies gasping out their lives amid sultry stenches, of hopeless-faced women deformed by hardship, retaining of womanhood no trait save weakness, while from the windows leered girls with brows of brass. Like the starving bands of mongrel curs that infest the streets of Moslem towns, swarms of half-clad brutalized children filled the air with shrieks and curses as they fought and tumbled among the garbage that littered the court-yards.

There was nothing in all this that was new to me. Often had I passed through this part of the city and witnessed its sights with feelings of disgust mingled with a certain philosophical wonder at the extremities mortals will endure and still cling to life. But not alone as regarded the economical follies of this age, but equally as touched its moral abominations, scales had fallen from my eyes since that vision of another century. No more did I look upon the woeful dwellers in this Inferno with a callous curiosity as creatures scarcely human. I saw in them my brothers and sisters, my parents, my children, flesh of my flesh, blood of my blood. The festering mass of human wretchedness about me offended not now my senses merely, but pierced my heart like a knife!

And then – on the last page – there is another, final twist. West wakes again… and is back in the Perfect Society of the future.

His vision of waking and wandering through the Golgotha of Boston in 1887 was itself a dream. He rouses himself hot and sweating. He looks back in horror at the life he led back and the values he unthinkingly accepted. And he is filled with shame, bitter recriminating shame and overwhelming guilt that he did nothing, nothing at all to change and reform the society of his day but acquiesced in his privileged position, enjoyed the wine and the fine women of his class, ignored the poor and brutalised, and didn’t lift a finger to change or improve the world.

The fair Edith appears picking flowers in Dr Leete’s garden and West falls at her feet, puts his face to the earth and weeps bitter tears of regret that he stood by and let so many people suffer so bitterly.

And I confess that, despite all the rational objections to his Perfect Society, and to the rather boring 200 pages which preceded it, these final pages are such an effective accusation of all us middle-class people who stand by and let people endure appalling poverty and suffering, that it brought a tear to my eye, as well.


Related links

The Black Arrow by Robert Louis Stevenson (1888)

This is unashamedly a children’s book. It was published as a monthly serial in Young Folks; A Boys’ and Girls’ Paper of Instructive and Entertaining Literature from June to October 1883 under the pseudonym ‘Captain George North’ (the same pen name Stevenson used for Treasure Island). Still, I am reading and experiencing it as an adult.

Cover of The Black Arrow illustrated by N.C. Wyeth

Cover of The Black Arrow illustrated by N.C. Wyeth

The Wars of the Roses

The story is set against the backdrop of the Wars of the Roses, a confusing conflict when the weakness and mental illness of King Henry VI allowed a major civil war to develop between followers of two large noble families – York and Lancaster, each fighting for the crown – which dragged on for a generation, from 1455 to 1485. (Hence the novel’s sub-title, A Tale of the Two Roses.)

There is no high-level explanation of any of this in the novel, and no date given to help the reader orientate themself. We see the conflict not from the vantage of courts and kings, but reflected in the microcosm of what seems to be a small area of the Fenland i.e East Anglia, around the fictional village of Tunstall, with its Moat House and nearby Holyrood Abbey.

The novel opens with a confused throng of villagers, the publican, the local parson Sir Oliver Oates, the lord of the manor Sir Daniel Brackley, and his ward the young teenager Dick Shelton, as they get confused reports of a battle, or at least of another nobleman in some kind of warlike trouble, nearby.

Things are further confused when Brackley’s man, Bennet Hatch, takes Dick to go and talk to old Nick Appleyard, the oldest man in the village who saw service under Henry the Fifth. Hatch wants to ask him to form a small troop to defend the village while the other men ride off to the battle. But they’ve barely started talking before out of nowhere a big arrow whizzes past them, embeds itself between Appleyard’s shoulders and, after a few, shudders, he dies. There are enemies in the woods across the valley. But who? Why?

Brackley is rallying his men outside the village pub when some of them spot a figure fleeing from the churchyard across fields and into the nearby woods. Dick runs over to the church and finds a parchment nailed to the door which promises revenge against oppressors and is signed ‘Jon Amend-All of the Green Wood, And his jolly fellaweship’. It is in the form of doggerel verse:

I had four blak arrows under my belt,
Four for the greefs that I have felt,
Four for the nomber of ill menne
That have opressid me now and then.

it goes on to name four specific individuals who it threatens with death for their ‘crimes’.

One is gone; one is wele sped;
Old Apulyaird is ded.

One is for Maister Bennet Hatch,
That burned Grimstone, walls and thatch.

One for Sir Oliver Oates,
That cut Sir Harry Shelton’s throat.

Sir Daniel, ye shull have the fourt;
We shall think it fair sport.

It seems to be blaming all four for taking part in the murder of Harry Shelton (Dick’s father) and the burning down of his house. When, in the next scene, we see the slippery and corrupt Sir Daniel Brackley extracting money with menaces i.e. doubling his tenants’ rents to him or else promising to hang them, we quickly come to suspect the poetic accusation is correct. Brackley has brought Dick up, harsh but fair, but the poem seems to implicate him in the murder of Dick’s father when Dick was a small child, and the burning down of his family’s house, Grimstone. You don’t have to be a genius to suspect that young Dick will find himself falling out with his guardian and in with Jon and the romantic woodland ‘fellaweship’.

Adventure and excitement

Stevenson possesses in abundance the boys adventure skill of creating tense moments which set the pulses racing and inflame the teenage mind in all of us. When Brackley (not suspecting the boy’s growing suspicions) sends Dick on an errand to nearby Tunstall Moat House, he finds himself falling in with another young lad who was at the inn and is (for some reason) also going the same way. Once they’ve identified themselves to each other, they carry on through the snowy woods (the novel is set in the depths of winter).

In this scene, the boys have arrived at the ruins of the burnt-out mansion, only to realise there are other people around in the neighbourhood, then realising it is the ‘woodland fellaweship’. They climb warily through the debris and look out through a ruined windowframe:

Peering through this, they were struck stiff with terror at their predicament. To retreat was impossible; they scarce dared to breathe. Upon the very margin of the ditch, not thirty feet from where they crouched, an iron caldron bubbled and steamed above a glowing fire; and close by, in an attitude of listening, as though he had caught some sound of their clambering among the ruins, a tall, red-faced, battered-looking man stood poised, an iron spoon in his right hand, a horn and a formidable dagger at his belt.
(Chapter IV – A Greenwood Company)

The story is chock full of such moments of suspense, confrontation, escape, fights, battles, storms at sea – Stevenson threw everything he could think of and the kitchen sink into the plot.

Fast-moving plot

This other lad Dick has teamed up with is called John Matcham. They watch the outlaws interrupt their meal in the clearing to go off and attack a line of Brackley’s men who are wending through a different part of the woods. Continuing on their way, they encounter a strange leper slowly ringing a mournful hand bell, who reveals himself to be Brackley in a disguise he’s adopted to navigate the dangerous woods. All three finally make it to the safety of Tunstall Moat, Brackley’s base.

Book II – the Moat House

Here, Dick confronts Brackley with his suspicions and makes him swear he had nothing to do with murdering his (Dick’s) father – which he does with easy fluency. But the parson also named in the doggerel accusation, Sir Oliver Oates, can’t bring himself to take an oath, stuttering and hesitating and turning red, pretty much incriminating himself.

Moreover, one of Brackley’s men brought wounded to the Moat House after the attack on them by the outlaws which Dick and John witnessed, and who is now dying – one John Carter – more or less confesses to the murder and implicates Brackley.

Right. So we have established that Sir Daniel Brackley is the man who helped or was responsible for murdering Dick Shelton’s father and burning down his ancestral home, years ago, but who then adopted and raised Dick. The scales fallen from his eyes, Dick and John decide to escape from the Moat House. But this proves easier said than done since it is a medieval fortress and full of Brackley’s men on high alert for an attack. There is a lot of creeping along spooky, dark castle corridors holding only a rushlight.

Illustration for The Black Arrow by the wonderful N.C. Wyeth

Illustration for The Black Arrow by N.C. Wyeth (1916)

Eventually they are discovered and flee into a vacant room, barricading themselves in against attackers. After repelling an attack through an unsuspected trap door – John Matcham finally reveals that ‘he’ is a maid in disguise. ‘He’ is Joanna Sedley, heir to a fine estate etc etc. whose family are all dead and so has spent her life being held hostage by a number of great lords, all planning marriage deals for her.

Now Brackley has possession of her and wants to marry her off to another lord who will pay a fine price. There is just time for Dick and Joanna to realise they are in love with each other! before the door is forced open by Brackley’s men who seize Joanna and almost grab Dick, who wriggles free, plunges out the window into the moat below, swims across it and scrambles to safety under cover of darkness. Phew!

Book III – My Lord Foxham

Several months have gone by and the House of Lancaster is in the ascendant with the Yorkists defeated – the small port of Shoreby-on-the-Till is full of Lancastrian nobles including Brackley, sucking up to the new masters of the land.  Now we learn that Dick has been hiding out all this time with the outlaws in the forest and that their leader is called Ellis Duckworth. He has loaned Dick some of his cut-throats, criminals and deserters to tail Brackley to Shoreby and now the chapter opens with them hiding out, drinking and grumbling, in a low pub.

One of their spies comes in to report that Brackley is going to a midnight assignation at a house by the sea – Dick and his men follow, Dick climbs over the wall and peers through the window and sees the house contains Joanna Sedley, now magically transformed from the ‘boy’ he shared adventures with in book one into a tall, stately, womanly figure – he is even more in love with her, though a little daunted by her fine womanhood.

Other figures are seen moving suspiciously around the walls and so Dick’s men attack them, leading to a scrappy fight. Dick kills one then tackles a good-sized man in a fight which spills into the sea – Dick manages to trip him, get him under the waves and forces him to yield. It turns out to be Lord Foxham, himself no friend of Brackley, himself come to spy on Joanna. Realising they’re on sort of the same side, Dick and Foxham arrange to meet next day at St Bride’s Cross, just outside Shoreby, ‘on the skirts of Tunstall Forest’. Here Lord Foxham confirms his identity and that he is the rightful protector of the fair Joanna Sedley. Dick’s passionate protestations about her safety persuade Foxham that Dick truly loves her, and he declares that Dick shall marry her. Only the slight problem that she is held captive by Brackly and betrothed to Lord Shoreby stands in the way.

So Dick resolves to rescue fair Joanna from the house by the sea. Since his fight with Foxham’s men the night before was pretty conspicuous, Brackley has doubled his guard, placing armed men round the house and knights on the approach roads, so Dick has the bright idea of approaching by sea. In a series of rather contorted events which are typical of the novel’s contrived storyline, Dick commissions his pack of criminals to steal a ship, which they do by hailing the master of a boat newly arrived in the port of Shoreby, as he comes ashore, then plying him with so much drink that he is easy to lure outside, mug and tie up. Then the gang row back out to the ship – the ironically named Good Hope – take command of it and sail it to a rough pier not far from the isolated house where Joanna is being held.

But when our men leave the ship and walk along the rough pier they find themselves instantly attacked, coming under bow and arrow fire, killing and injuring many, the whole crew panicking and rushing back to the ship, some falling into the water and drowning, others expiring on the deck. Quite a bloody scene.

Even Lord Foxham, who we only met ten pages earlier, is wounded, and carried to a cabin below decks. Here, once the ship has weighed anchor, he tells Dick that he was scheduled to meet the young Duke of Gloucester (the future King Richard III) of the house of York, with notes about the deployment of the Lancastrian forces around Shoreby. Dick must now undertake this mission. And Foxham names Dick the rightful husband of Lady Joanna in the letters he asks Dick to bear – but it is up to him to actually secure her.

In further melodrama the ship is now driven by heavy seas to shipwreck on the sand not far from Shoreby. Once the tide has gone out all the survivors of the vain attack on Brackley’s house struggle ashore and traipse inland, but not without – in yet more action – briefly coming under attack from a platoon of men apparently place there to defend the coast. But they escape without any more casualties.

All of this, by the way, takes place in the depth of winter, with darkening stormy skies, high seas, and snow storms. It is all very atmospheric and well described but the underlying scenario is too far-fetched for the reader to buy into.

Book IV – The Disguise

Dick pays off the motley crew, all too happy to leave their unlucky (and very young) leader, and elects to stick with Lawless. This outlaw has emerged with higher stature then the other cut-throats: it was he who Dick saw in the clearing cooking the outlaws’ meal; it was he who took control of the Good Hope‘s helm, steered it through the storm and ensured it survived the wreck. Now Lawless takes Dick through the snow-struck forest to his secret lair in the woods, a warren created when a tall beech tree was blown over, with the sides shored up with earth and turf and the entrance covered with brushwood.

Lawless leading young Dick to his den in the woods, illustration by N.C. Wyeth

Lawless leading young Dick to his den in the woods, illustration by N.C. Wyeth

It is, in other words, a fantasy version of a boy’s den in the woods. Inside it is surprisingly warm and snug, especially after Lawless lights a fire, they cook and eat some food and share some sweet wine, and Dick tells his story. ‘You want Lady Joan?’ Lawless asks Dick. ‘Let’s go and get her.’ So Lawless opens one of the several trunks stashed round his den and gets out several friar’s cassocks, complete with rope belts. And a tray of make-up pencils (a sort of indication of the theatrical origins or references of much of the language and plot of the novel). He gets Dick to put on the friar’s costume and then applies make-up to make him seem older, a wise old wandering friar. They head off through the snowy woods, back towards Sir Daniel Brackley’s residence in Shoreby.

Here, in the chaos of an over-packed lord’s house, Dick sees two fine ladies heading upstairs and follows them, till he encounters Lady Joan again, in the company of her serving lady. But oh alas and alack! Joanna reveals that she is to be married next day to Lord Shoreby. She and the lady must go back downstairs to the marriage feast while Dick stays hidden. Off they go but only a few minutes later a malevolent dwarf-jester comes snooping around and, as he discovers evidence of Dick hiding, Dick leaps out, they tussle, and Dick stabs him to death with his poniard. (For the hero of a children’s story Dick kills quite a few people – he killed one of Foxham’s men in the fight by the sea, he kills the dwarf – and all this pales next to the slaughter in book V. It’s a surprisingly violent book.)

When the dwarf’s body is discovered by servants there is much alarm and shouting but Dick stays hidden in Lady J’s room, when she returns for a further clasping of hands and bosoms and protestations of love – all watched by the ironic lady-in-waiting, before Dick tries to make his escape.

Since he is still in his disguise as a friar, he tells the house guards that he is going to the nearby church to pray for the dwarf’s soul (his body having been laid in state there), but the guards take him at his word and frog-march him to the church. Here he is no sooner introduced to the parson, Sir Oliver Oates, who begins to recognise him through is disguise than Dick throws himself on his mercy. In an unguarded moment the parson, for his part, admits that he was used as a decoy to lure Dick’s father to his death all those years ago, but swears he didn’t know that was what was going to happen. The soldiers are sitting in the pews watching him suspiciously so there’s no way Dick can escape the church, and so he spends the night next to Sir Oliver, pretending to mutter prayers for the dead dwarf.

Next morning they are woken early by the grand procession for the wedding of Lord Shoreham to Lady Joanna. But barely has the fine lord entered the church, richly caparisoned and accompanied by his fragrant retinue than a brace of arrows ring out, shooting him dead on the spot, injuring Brackley, creating hysteria and panic among the attendants and ladies.

This is stilled by the imperious voice of Lord Risingham, the noblest man present. To Dick’s dismay the parson immediately betrays him and Lawless (his fellow fake friar) and they are dragged before Risingham and all kinds of accusations thrown at them of being in league with the fellowship of the Black Arrow and therefore involved in this sacrilegious outrage.

Brackley is incensed and wants to drag Dick off and torture him to death, but Lady Joanna intercedes to say she never wanted to marry Lord Shoreby and loves Dick, and her (cheeky) lady in waiting backs up the story and so Risingham, who has seniority, has Dick taken by soldiers to his own chambers to judge.

Here Dick saves the day by admitting that he guilty to some extent of falling in with the fellowship of forest crooks, but he only did so after learning that Brackley murdered his father. He clinches his case by handing over to Risingham a letter he had conveniently found on the murdered dwarf in which the villain Brackley plots to overthrow the Yorkist interest – which includes Risingham – and then hand over Risingham’s lands to Lord Shoreby. Risingham is incensed and instantly releases Dick, making him swear to mend his ways.

So Dick finally gets to escape the house and trouble and is walking free across Shoreby when, of all the bad luck, as he is passing one of the inns on the dockside, out of it stumble some very drunk sailors which include Arblaster, the unfortunate captain who Dick’s men got drunk, mugged and then whose ship they stole and wrecked. He doesn’t recognise him but his wretched dog does, coming barking up to him and lawless, still in their silly friar disguises. The drunks grow in suspicion and when he tries to bolt, grab him, tie him up and drag him back into the pub. Here Dick spins a long cock and bull story, admitting he is one of the outlaws but has grudges against them, and that the outlaws have a vast pile of treasure in the woods, and persuading Arblaster and his mates that he’ll lead them to it. In its way this is a curious and flavoursome scene. They are by this stage very drunk and Dick makes them show him the only possession of his which they found and therefore took off him – Lord Foxham’s signet ring with which he was to identify himself to Richard of Gloucester – when Dick snatches it, up ends the tables in their faces, and scarpers out the door and along the quayside into the night. Phew.

Book V – Crookback

Though as convoluted in detail as the others, this is in some ways the simplest book. If you remember, Dick had promised Lord Foxham he would rendezvous with Richard Duke of Gloucester and give him Foxham’s writings on the disposition of enemy (Lancastrian) forces in Shoreby. Now, Dick hid those papers when he was at Lawless’s den in the woods, which is why Arblaster and his drunk shipmates didn’t find them when they searched Dick the night before.

Now, the next morning, Dick is on his way through the woods back to Lawless’s den to get them, when he comes across a man defending himself against several attackers. Dick throws himself into the fray, coming to his defence, and together they beat the men off. At which point the other blows his horn and a brace of horsemen arrive and quickly identify the man he’s saved as Richard Duke of Gloucester, known as Crookback and as every schoolboy in 1888 knew, the man who would become King Richard III, according to legend the most wicked monarch in England’s history.

At this point, if it hadn’t been obvious before, the reader realises that this is a novel not only about two roses but about two Richards. For immediately the duke of Gloucester reveals the manic glint in his eye and the intensity of his ambition.

Gloucester explains to Dick that he is about to attack Shoreby and Dick gives him an eye-witness description of the Lancastrian forces every bit as good as Foxham’s. Gloucester knights Dick on the spot, from this point onwards Sir Richard Shelton. But says now he must command a troop during the forthcoming battle of Shoreby.

The (fictional) Battle of Shoreby is described across two chapters in impressive detail. The reader feels this is what it must be like to attack a medieval town through narrows streets and, as Dick does, command his men to raise a barricade with furniture looted from the rickety houses and then withstand attacks from massed archers and from armoured knights on horseback. It is rip-roaring exciting stuff.

Eventually the battle is won and Richard asks permission to ride and rescue his lady love, and Gloucester gives him a troop of men. Off they go trailing Brackly and his forces through the forest. After various delays and losing of the tracks, Dick and his men creep up on Brackley’s party gathered round a fire which includes Lady Joanna. They gather and attack, but Brackley’s men were waiting for them and mount a a surprise counter-attack. Joanna runs to Dick in the confusion and they escape the confusion of battle into the dense forest.

(It’s worth noting that although the novel is made of clichés, there keep coming unexpected complications and rebuffs, which give it a sort of realistic but also quite a frustrating feel. When Dick and his gang stole the ship and sailed it round to attack Brackley’s house by the sea I thought it would be a storming triumph, so was very surprised when they are beaten back and many killed or injured by bowfire before they’ve barely got off the jetty.)

Briefly, Dick and Joanna make it back to the safety of Lord Foxham’s house. There is a further encounter with Gloucester where Dick displeases the great man with a notable request. Gloucester says he will give Dick anything he desires, and at that moment – as it happens – amid the chaos of post-battle Shoreby, some troops come past hustling some captives who Gloucester, barely bothering to look, orders to be hanged. And Dick recognises among them Arblaster, the wretched sea captain who Richard has twice wronged, stealing his ship and ruining his livelihood, then throwing a table at him in the quayside pub. Now Dick sees a way to atone for his past sins and asks Gloucester to spare this man’s life. Irritated at the triviality of the request, Gloucester agrees to do so – since he has given his word – but fiercely tells Dick that he can’t expect to rise in his army, in his cause, if he throws away favours on trifle. And so Gloucester gallops off.

Next morning Dick is up betimes, accoutred and arrayed in the finest regalia Foxham can provide, ready for his wedding to Lady Joanna. He strolls around the town, surveying the triumphant Yorkist troops, before straying further afield and ends up walking through the (by now very familiar) snowy woods.

And it is here that the psychological climax of the book comes, when Dick disturbs a figure lurking in the woods in disguise and it turns out to be none other than Sir Daniel Brackley. They argue. They nearly fight but Dick refuses to shed blood on his wedding day. In fact he admits – to Brackley, to the reader, to himself – that he has done too many bloody deeds recently, spilled too much blood. Although he has all the justification for it, he will not harm Brackley. He tells him to go before he calls the guards. And so Brackley shuffles off, suspiciously.

At which point there is the twang of a bow and from a nearby thicket an arrow is despatched which embeds itself in Brackley, who falls to the ground. Dick rushes to him and just has time to tell him that, yes, it is a Black Arrow, when Brackley expires. And Ellis Duckworth comes from the thicket holding his bow. He heard Dick forgive Brackley, but he can’t forgive. He asks Dick to pray for his soul. And Dick notes that vengeance hasn’t made Duckworth feel good, in fact he feels sick and guilty. Give it up, says Dick. Hatch died in the Battle of Shoreham. So three of the four mentioned in the original verse threat are now despatched. Dick asks forgiveness for the parson and Duckworth, reluctantly agrees.

‘Be at rest; the Black Arrow flieth nevermore—the fellowship is broken.’

“But be at rest; the Black Arrow flieth nevermore”. Illustration by N. C. Wyeth

‘But be at rest; the Black Arrow flieth nevermore’. Illustration by N. C. Wyeth

In the short conclusion to the book, Dick marries his Joan. Richard Crookback makes a last appearance riding by with the long train of his armed men, going towards the next battle, and parries banter with Foxham, Joan and Dick, offering Joan the husband of her choice. Of course she cleaves to honest Dick, and Gloucester pshaws, turns his horse and gallops off towards his destiny.

And in the last few sentences we learn that Dick and Joan lived out their lives in peace and happiness far from the wars and that two old men – Arblaster the shipman and Lawless the rogue – also live out their lives in peace. Dick has, in some measure, atoned for his youthful bloodthirstiness, by at key moments, interceding and saving both their lives. And with that thought, or moral, the book ends.


Reasons for The Black Arrow’s relative failure

The relative failure and comparative neglect of this novel makes you appreciate the elements which made the classics Treasure Island and Kidnapped such successes. I identify four reasons:

1. In those novels there is one boy hero (Jim Hawkins, David Balfour) – clearly identified in the first sentence – and you are thrown immediately into his plight – which is also described clearly and obviously. In The Black Arrow the picture is much more confused: it takes fifty pages or more to become really clear that the story is about a young lad, Master Richard (‘Dick’) Shelton, the ward of the wicked Sir Daniel Brackley, and this is because quite a few characters are introduced in the confused and busy opening scenes.

2. The successful tales are first-person narratives, throwing you directly and immediately into the adventure at first hand. The Black Arrow has a third-person narrator who is not, for some reason, very believable, partly because of the confusion of plot which dogs a lot of the story.

3. Good guys and bad guys In his classic works you know who they are – the pirates in Treasure Island, the ship’s crew and then the loyalist British army in Kidnapped. In this book it is much harder to tell for several reasons:

a) it’s a civil war so there’s no immediate way of knowing who’s on whose side, except by asking
b) characters change sides, including the hero who is not wholeheartedly for either side

4. A charismatic anti-hero When Richard Crookback appears in the fifth act, the reader realises that this is the fourth reason why this novel isn’t as successful as Kidnapped or Treasure Island – the presence of a charismatic baddy.

Both those stories introduce fairly early on a hugely charismatic, charming, threatening, adult hero who enthrals the boy narrator and comes to dominate the story – namely Long John Silver and Alan Breck Stewart. Their presence, their charming rogueish amorality, lifts both books onto a completely different level.

In this book, the dangerous charismatic adult is Richard Crookback – he immediately captures our attention by his spirited self-defence against four or five attackers, and then with his arrogant nonchalance as soon as he starts talking to Dick. From now to the end of the novel the story lifts and sails whenever he is present – he is a pantomime villain like Alan Rickman’s Sheriff of Nottingham in the movie Robin Hood: Prince of Thieves. But his arrival makes you realise that he is what the preceding four-fifths of the book have been missing.


Medieval vocabulary

Apparently Stevenson used the Paston Letters, a collection of authentic correspondence from the period, as his model, and – as someone who studied medieval literature at university – I did feel it had some of the tang and hempen antiquity of the older language, albeit interlarded with what I thought were Shakespearian useges from 200 years later, and some speeches which had a Scots ring to me. You have to be prepared to enjoy exchanges like this:

She was groping for the bolt, when Dick at last comprehended.
‘By the mass!’ he cried, ‘y’ are no Jack; y’ are Joanna Sedley; y’ are the maid that would not marry me!’
The girl paused, and stood silent and motionless. Dick, too, was silent for a little; then he spoke again.
‘Joanna,’ he said, ‘y’ ’ave saved my life, and I have saved yours; and we have seen blood flow, and been friends and enemies—ay, and I took my belt to thrash you; and all that time I thought ye were a boy. But now death has me, and my time’s out, and before I die I must say this: Y’ are the best maid and the bravest under heaven, and, if only I could live, I would marry you blithely; and, live or die, I love you.’
She answered nothing.
‘Come,’ he said, ‘speak up, Jack. Come, be a good maid, and say ye love me!’
‘Why, Dick,’ she cried, ‘would I be here?’
‘Well, see ye here,’ continued Dick, ‘an we but escape whole we’ll marry; and an we’re to die, we die, and there’s an end on’t.’ (Chapter III The Room Over The Chapel)

On the other hand, one of the pleasures of reading old literature, especially something as conventional in its way as this ripping yarn, is the logical habits of mind of writers brought up in previous ages. There is a lovely logic to the deployment of the material in the opening of the chapter ‘In Mine Enemies’ House’ – the way the place is identified, then described, then the attitude behind its busy state, then a specific setting in time given, and then the weather: the whole impression being rounded up and summarised in the witty sentence about the eye of the modern.

Sir Daniel’s residence in Shoreby was a tall, commodious, plastered mansion, framed in carven oak, and covered by a low-pitched roof of thatch. To the back there stretched a garden, full of fruit-trees, alleys, and thick arbours, and overlooked from the far end by the tower of the abbey church.
The house might contain, upon a pinch, the retinue of a greater person than Sir Daniel; but even now it was filled with hubbub. The court rang with arms and horseshoe-iron; the kitchens roared with cookery like a bees’-hive; minstrels, and the players of instruments, and the cries of tumblers, sounded from the hall. Sir Daniel, in his profusion, in the gaiety and gallantry of his establishment, rivalled with Lord Shoreby, and eclipsed Lord Risingham.
All guests were made welcome. Minstrels, tumblers, players of chess, the sellers of relics, medicines, perfumes, and enchantments, and along with these every sort of priest, friar, or pilgrim, were made welcome to the lower table, and slept together in the ample lofts, or on the bare boards of the long dining-hall.
On the afternoon following the wreck of the Good Hope, the buttery, the kitchens, the stables, the covered cartshed that surrounded two sides of the court, were all crowded by idle people, partly belonging to Sir Daniel’s establishment, and attired in his livery of murrey and blue, partly nondescript strangers attracted to the town by greed, and received by the knight through policy, and because it was the fashion of the time.
The snow, which still fell without interruption, the extreme chill of the air, and the approach of night, combined to keep them under shelter. Wine, ale, and money were all plentiful; many sprawled gambling in the straw of the barn, many were still drunken from the noontide meal. To the eye of a modern it would have looked like the sack of a city; to the eye of a contemporary it was like any other rich and noble household at a festive season.

There is a pleasure and a seduction in the logical disposition of the material, a pleasing old-fashioned storytellingness. As a thread through the reading, I made a note of sundry medieval words which, although I’ve often read before, I don’t actually fully understand.

  • arbalest – a crossbow with a special mechanism for drawing back and releasing the string
  • baldric –  a belt worn over one shoulder to carry a weapon (usually a sword) or other implement such as a bugle or drum
  • brigandine – a cloth garment, generally canvas or leather, lined with small oblong steel plates riveted to the fabric
  • buckler – a small shield, up to 18 inches in diameter, held in the fist with a central handle behind the boss
  • cresset – a metal cup or basket, mounted to a pole, containing flammable substance like oil, pitch or a rope steeped in rosin, burned as a light or beacon
  • gyves – a shackle, especially for the leg
  • losels – a worthless person or scoundrel
  • lout – verb: to bow or stoop
  • murrain – a plague, epidemic, or crop blight
  • poniard – a small, slim dagger
  • pottage – a thick soup or stew made by boiling vegetables, grains, and, if available, meat or fish
  • sallet – a light medieval helmet, usually with a vision slit or a movable visor
  • shaw – a coppice or thicket of trees
  • tippet – a scarf-like narrow piece of clothing, worn over the shoulders
  • tucket – a flourish on a trumpet
  • windac – a piece of equipment to pull back the tight string of a crossbow

Related links

A Stevenson bibliography

1878
An Inland Voyage – An immensely entertaining, witty and thoughtful account of Stevenson’s trip by canoe, with a friend, along the canals of Belgium and south into France, observing rural life and types along the way.
1879
Travels with a Donkey in the Cévennes – More gritty than the Voyage, the Travels record 12 days walking with a recalcitrant donkey through south-central France in a book which has moments of freewheeling nature worship but comes to be dominated by Stevenson’s interest in the bloody Protestant revolt which took place in the region a century earlier.
1881
Virginibus Puerisque and Other Papers – Essays including: Virginibus Puerisque i-iv including ‘On Falling in Love’, Crabbed Age and Youth, An Apology for Idlers, Ordered South, Aes Triplex, El Dorado, The English Admirals, Some Portraits by Raeburn, Child’s Play, Walking Tours, Pan’s Pipes, A Plea for Gas Lamp.
1882
The Old and New Pacific Capitals – Essays on the climate and history of Monterey and San Francisco.
Familiar Studies of Men and Books – Essays on: Victor Hugo’s Romances, Some Aspects of Robert Burns, The Gospel According to Walt Whitman, Henry David Thoreau: His Character and Opinions, Yoshida-Torajiro, François Villon, Student, Poet, Housebreaker, Charles of Orleans, Samuel Pepys, John Knox and his Relations to Women.
New Arabian Nights – A sequence of thinly-linked and not too impressive short stories.
1883
Treasure Island – One of the most famous adventure stories of all time. Andrew Lang says it single-handedly established the financial viability of a new type of short, action-packed story and inaugurated a golden age of adventure yarns from the likes of Arthur Conan Doyle and Henry Rider Haggard.
The Silverado Squatters – Another travel book, following immediately after the Atlantic crossing described in An Amateur Emigrant and the trans-America train journey described in The Open Plains, this one describes Stevenson and new wife Fanny’s honeymoon in an abandoned mining camp high on the flanks of Mount St Helena, north of San Francisco.
1885
Prince Otto – An action romance set in the imaginary Germanic state of Grünewald.
More New Arabian Nights: The Dynamiter – co-written with Fanny Van De Grift Stevenson
A Child’s Garden of Verses Classic volume of children’s poetry.
1886
The Strange Case of Dr Jekyll and Mr Hyde – One of the most famous fictions of all time about an Edinburgh scientist who devises a potion which releases his unconscious urges, his animal self, an alter ego which threatens to take over his personality.
Kidnapped – Gripping historical novel about young David Balfour plunged into a series of adventures in the aftermath of the Jacobite Rising of 1745.
1887
The Merry Men and Other Tales and Fables – Six short stories: The Merry Men, Will O’ the Mill, Markheim, Thrawn Janet, Olalla, The Treasure of Franchard.
On the Choice of a Profession – An essay.
Underwoods (poetry)
Ticonderoga: A Legend of the West Highlands (poetry)
1888
The Black Arrow: A Tale of the Two Roses – Historical adventure novel set during the Wars of the Roses as young Master Richard Shelton escapes from his wicked ‘uncle’ and rescues the girl he loves, young Joanna Sedley.
1889
The Master of Ballantrae – Two brothers end up on opposite sides of Bonny Prince Charlie’s rebellion of 1745, the Master being the one who goes into exile and adventures in America and India before returning to haunt the stay-at-home brother, until both are driven to a macabre and gruesome fate in the New World.
The Wrong Box – Comic novel mostly written by his step-son Lloyd Osbourne, but revised by Stevenson.
1890
Father Damien: an Open Letter to the Rev. Dr. Hyde of Honolulu Stevenson’s angry defence of Father Damien, Catholic priest to the leper colony on the island of Molokai, against a detractor.
1891
The Bottle Imp – Short story (collected in Island Nights’ Entertainments) about a magic bottle and the love of two South Sea island natives.
Ballads – poems
1892
The Wrecker (co-written with Lloyd Osbourne) – An immensely long rambling narrative telling the life story of American Loudon Dodds, from his days as a failed art student in Paris, to his business ventures with brash Jim Pinkerton in San Francisco, to the long puzzling case of the shipwrecked Flying Scud whose mystery dominates the second half of the book and, in the final pages, reveals a gruesome and bloody tragedy at sea.
The Beach of Falesá – (collected in Island Nights’ Entertainments) A powerful short story about a rough white trader and the harsh revenge he takes on the fellow trader who tries to get him expelled from the island.
A Footnote to History, Eight Years of Trouble in Samoa – factual history
Across the Plains – Travelogue following straight on from The Amateur Emigrant (which describes RLS’s 1879 journey by steamship from Glasgow to New York) and describes his ongoing journey by train from New York to California.
1893
The Isle of Voices – Short story (collected in Island Nights’ Entertainments) about a lazy South Sea islander who falls foul of his father-in-law who is a warlock with magic powers.
Catriona, aka David Balfour – A sequel to Kidnapped.
Island Nights’ Entertainments (aka South Sea Tales) – Contains the three stories referred to above.
1894
The Ebb-Tide – A novella, the third collaboration with Lloyd Osbourne, describing the ill-fated trip of three beach bums at the ends of their tethers, who unexpectedly get the opportunity to crew a schooner, plan to steal and sell it, but then meet their nemesis in the shape of a supernaturally powerful white trader.
—-December 1894 Stevenson dies, aged 44, on the South Sea Island of Vailima—-
1895
Vailima Letters – 44 letters Stevenson wrote to his friend Sidney Colvin, who published them with a preface and epilogue.
The Amateur Emigrant – A short intense account of Stevenson’s journey across the Atlantic in 1879, with descriptions of the squalid conditions of ‘steerage’ class passengers and reflections on the condition and character of the British working classes.
1896
Weir of Hermiston – Unfinished at Stevenson’s death, this fragment of nine chapters describes the childhood and young manhood of Archie Weir, sensitive son of the hanging judge old Adam Weir, how his father removes him from Edinburgh University for his subversive views and exiles him to the country estate of Hermiston where he falls in love with a local beauty, Christina Elliott – at which point a student acquaintance comes to stay, who it is hinted will become Archie’s bitter love rival – and the manuscript breaks off. Contains much mature and insightful portrayal of its characters especially, for the first time in Stevenson’s fiction, of its women characters.
In the South Seas – A collection of articles and essays describing Stevenson’s travels in the Pacific islands.
Songs of Travel and Other Verses – Poetry.
Records of A Family of Engineers – A personal history of his own family of lighthouse-building engineers, unfinished at his death.
1897
St. Ives: being the Adventures of a French Prisoner in England – A long novel which Stevenson had almost completed and was finished after his death by Arthur Quiller-Couch.

2005
Robert Louis Stevenson: A Biography by Claire Harman

The Aspern Papers by Henry James (1888)

I can arrive at the papers only by putting her off her guard, and I can put her off her guard only by ingratiating diplomatic practices. Hypocrisy, duplicity are my only chance.
(Chapter I)

The Aspern Papers was published in three parts in the March to May 1888 editions of The Atlantic Monthly, and published in book form in London and New York later in the same year. It is a novella in nine chapters.

What I know about James

Surprisingly, shamefully, for an English graduate, I’d never read any Henry James before. Tried on various occasions but never managed to make any headway. Obviously I know about his position as, in many people’s opinion, the novelist, the peak and acme of the evolution of the novel as an art form.

One reason for this is that James really thought through the problem of point-of-view in the novel; he reacted against the casually, comically all-seeing authorial voice of the mid-Victorian novelists like Dickens and Thackeray or Wilkie Collins, and experimented in different works with what happens when the narrator’s point of view of the events described in the text is restricted and limited – as, of course, it is in ‘real life’.

Alongside his experiments with the handling of subject matter, I also know James is famous – or notorious – for his convoluted prose style: that it evolved from the already nuanced and crafted style of the 1880s towards its apotheosis of length and complexity in his trilogy of great works – The Wings of the Dove (1902), The Ambassadors (1903), and The Golden Bowl (1904), where a single sentence can sometimes last over a page.

This is the ‘late style’ that many readers find literally incomprehensible. In David Lodge’s two historical novels – Author, Author and A Man of Parts, both of which feature Henry James – even loyal James fans freely admit that they never managed to finish any of his Big Three novels. So I am not alone in finding reading his books a challenging experience.

The Aspern Papers belongs to James’s ‘middle period’, roughly 1885 to 1900, and so significantly before the challenging Late Style had arrived.

Thus my fore-knowledge and what anybody, frankly, could pick up by reading any article about James online.

The plot

The plot, like many of James’s plots, was elaborated from an anecdote he was told at one of the many social occasions he attended (as a confirmed bachelor with a wide circle of friends) and it does have a slightly fleshed-out feel.

An unnamed American narrator is a passionate devotee of a (fictitious) American poet, Jeffrey Aspern who flourished and died in the early part of the 19th century. He and an English colleague, Cumnor, are ‘bringing Aspern’s work to light’ which I took to mean publicising, maybe even editing, his works for a newly interested reading public.

They have learned that a lady to whom Aspern devoted numerous poems is still living, 60 years later, living in a run-down house in Venice, going under the name of Miss Bordereau, with a young lady companion.

Cumnor writes to ask if Miss Bordereau has any memorabilia of the great man and she fobs him off. Whereupon the unnamed narrator picks up the story and describes his campaign to rent rooms in the ladies’ big Venice town house, inveigle his way into their affections, and get his hands, by hook or by crook, on the letters and memorabilia of the Great Poet which he is convinced – without real definite evidence – that she must possess.

He travels to Venice where he takes a middle-aged American lady friend, Mrs Prest, into his confidence about his campaign. Then he takes a gondola to their address, knocks and presents himself. He meets the young miss and the old lady and spins them a line about how he’s fallen in love with the lovely garden attached to the house and it’s just the place for him to spend the summer on his vague and undefined ‘literary projects’. So he persuades them to let him some rooms on the upper floor at an exorbitant rate, gets his people to move in furniture, pays a gardener to overhaul the house’s garden, plant flowers, set up an arbour where he can sit planning his next move.

Their paths rarely cross for weeks, but on several key occasions the narrator encounters young Miss Tita in the newly renovated garden and they have tremulous, vague and sometimes difficult to understand conversations, but which lead the narrator eventually to be invited into the ladies’ rooms where he scans the furniture for hiding places for the much-longed-for Aspern papers.

On a successive occasion he goes down to their rooms expecting to meet with Miss Tita again and, finding their door on the latch, goes into their living rooms unaccompanied and is poised to open wardrobe which is the likeliest hiding place of the papers, when he hears a gasp and turns to see the wizened, witch-like Miss Bordereau standing in her doorway with an accusing stare.

I never shall forget her strange little bent white tottering figure, with its lifted head, her attitude, her expression; neither shall I forget the tone in which as I turned, looking at her, she hissed out passionately, furiously:
‘Ah, you publishing scoundrel!’ (chapter VIII)

She collapses backwards into the arms of Miss Tita. the narrator flees the scene, packs his bags, and spends weeks travelling in a blur of confusion around Italy, viewing grubby pictures in smoky churches and staying in cheap hotels, his mind in a ferment.

Eventually he returns to Venice and revisits the house, only to find that Miss Bordereau has passed away, probably from the shock of his intrusion, and has been buried. Miss Tita greets him and there is a long conversation in which it seems to emerge a) that there definitely are papers, lots of papers, from Miss B’s long-ago relationship with Aspern b) that Miss B asked Miss Tita to burn them but she hasn’t. And then it sort of emerges, from Miss Tita’s stammering, hesitant broken sentences, that she promised Miss B not to give away the papers but that if, somehow, the narrator and she were one, were united, legally, then what was hers would automatically become his and – … and with horror, the narrator realises that Miss Tita is saying she will hand over the papers if he will marry her.

‘I have found nothing of the sort — she destroyed it. She was very fond of me,’ Miss Tita added incongruously. ‘She wanted me to be happy. And if any person should be kind to me — she wanted to speak of that.’
I was almost awestricken at the astuteness with which the good lady found herself inspired, transparent astuteness as it was and sewn, as the phrase is, with white thread. ‘Depend upon it she didn’t want to make any provision that would be agreeable to me.’
‘No, not to you but to me. She knew I should like it if you could carry out your idea. Not because she cared for you but because she did think of me,’ Miss Tita went on with her unexpected, persuasive volubility. ‘You could see them — you could use them.’
She stopped, seeing that I perceived the sense of that conditional — stopped long enough for me to give some sign which I did not give. She must have been conscious, however, that though my face showed the greatest embarrassment that was ever painted on a human countenance it was not set as a stone, it was also full of compassion. It was a comfort to me a long time afterward to consider that she could not have seen in me the smallest symptom of disrespect.
‘I don’t know what to do; I’m too tormented, I’m too ashamed!’ she continued with vehemence. Then turning away from me and burying her face in her hands she burst into a flood of tears. If she did not know what to do it may be imagined whether I did any better. I stood there dumb, watching her while her sobs resounded in the great empty hall. In a moment she was facing me again, with her streaming eyes. ‘I would give you everything — and she would understand, where she is — she would forgive me!’ (Chapter IX)

The narrator is overcome with confusion and rushes out the door, down into his gondola and tells his gondolier to go anywhere, everywhere, to go far away, and he is spirited all over Venice, his mind in a turmoil.

We are right at the end of the story now, for the next day the narrator returns to find Miss Tita oddly transformed and transfigured by his rejection. But they have barely begun speaking before she reveals that, in light of his rejection of her, she has been up all night burning the papers and now every single one has been destroyed!

Impressions

1. Upper class These are very upper-class personages and so their entire upbringing and worldview is very limited and very polite. Having never done manual work or carried out any practical, day to day tasks – they have servants to do all that – the focus of their narrow lives has been on registering minute flickers of meaning in carefully nuanced conversations. And so the text focuses on subtle dialogue, the characters’ interpretations of the dialogue, the characters’ interpretations of each other’s interpretations of the dialogue, and so on.

In our day the internet, twitter and email have accelerated the whole 20th century’s tendency to make communication quicker, more focused, punchier. To give James a chance you have to make a mental effort to cast yourself back to a long lost time of aristocratic leisureliness and the culture of an upper-middle-class which was brought up to be – or at least give the impression of being – untroubled by material concerns.

2. The characters are Americans in Europe and so running through the text is a surprisingly crass keenness to show off their local knowledge and familiarity. The very setting – Venice – makes a statement about the cultural and social expectations of all parties i.e. living at the highest pitch of European culture and civilisation. James is keen to show off his familiarity with the lingo and so almost every page contains Italian vocabulary (carefully noted and translated in the Penguin edition):

  • piano nobile – first floor
  • felze – cabin at the back of a gondola
  • padrona di casa – landlady
  • scagliola – little chips
  • forestieri – foreigners
  • serva – maid
  • contadina – peasant woman
  • pifferaro – piper
  • passeggio – stroll, promenade
  • capo d’anno – New Year’s Day
  • giro – stroll

This keenness to show off reminds me of Ernest Hemingway’s enthusiasm to drop into French or Italian or Spanish forty years later. The American author’s need not to be mistaken for one of those ghastly American tourists, to show that he is infinitely above crude sight-seeing, that he is one of those who knows Italy (Paris, Spain etc) remains consistent over time.

3. Seeing the sights An aspect of tourist anxiety is James’s keenness to show off his knowledge about the sights. ‘I know all about Venice,’ the text says. ‘Darling, I virtually invented Venice.’

I forget what I did, where I went after leaving the Lido and at what hour or with what recovery of composure I made my way back to my boat. I only know that in the afternoon, when the air was aglow with the sunset, I was standing before the church of Saints John and Paul and looking up at the small square-jawed face of Bartolommeo Colleoni, the terrible condottiere who sits so sturdily astride of his huge bronze horse, on the high pedestal on which Venetian gratitude maintains him. The statue is incomparable, the finest of all mounted figures, unless that of Marcus Aurelius, who rides benignant before the Roman Capitol, be finer: but I was not thinking of that; I only found myself staring at the triumphant captain as if he had an oracle on his lips. The western light shines into all his grimness at that hour and makes it wonderfully personal. But he continued to look far over my head, at the red immersion of another day—he had seen so many go down into the lagoon through the centuries—and if he were thinking of battles and stratagems they were of a different quality from any I had to tell him of. (Chapter IX)

The narrator of course drops into Florio’s, the famous café, on St Marks Square. He of course knows what is the best drink to partake of at that time of day. He is, naturally, a connoisseur.

4. Imprecision Although James namedrops the tourist highlights of Venice and the Lido, and knows the Italian word for various things, he is surprisingly unprecise about things. I was very struck by the vagueness of his description of the old palace where the two ladies live, struck at his lack of interest in architectural details. Later the narrator looks out over the rooftops of Venice and gives a general impression of the view. I began to realise that the text focuses on the feelings and impressions of the participants and glosses or floats over the actual details of the external world, the kinds of precise details of build, design, feature and functionality that I enjoy in prose.

5. Lack of ideas I was surprised and then, on reflection, not  so surprised, to come across no ideas at all in the story. This lack of ideas is epitomised in what is presumably an ironic moment in the story where the narrator and the aged Miss Bordereau come face to face for the first time. The naive and simple Miss Tita has settled down to watch an exchange between Giants of Intellect, a distillation of the essences of these two extraordinary souls, a dialogue of superior beings.

Miss Tita sat down beside her aunt, looking as if she had reason to believe some very remarkable conversation would come off between us.
‘It’s about the beautiful flowers,’ said the old lady; ‘you sent us so many—I ought to have thanked you for them before. But I don’t write letters and I receive only at long intervals.’
She had not thanked me while the flowers continued to come, but she departed from her custom so far as to send for me as soon as she began to fear that they would not come any more. I noted this; I remembered what an acquisitive propensity she had shown when it was a question of extracting gold from me, and I privately rejoiced at the happy thought I had had in suspending my tribute. She had missed it and she was willing to make a concession to bring it back. At the first sign of this concession I could only go to meet her. ‘I am afraid you have not had many, of late, but they shall begin again immediately—tomorrow, tonight.’
‘Oh, do send us some tonight!’ Miss Tita cried, as if it were an immense circumstance.
‘What else should you do with them? It isn’t a manly taste to make a bower of your room,’ the old woman remarked. (Chapter VI)

So. The ‘remarkable conversation’ turns out to be bickering about the flowers which the narrator for a while sent the ladies and then got bored and stopped. Not exactly Plato and Socrates.

6. Crudities I was also surprised, in a text which seemed to go to such pains to emphasise its good breeding and aloofness, by other instances of crudity and bathos. The entire story is itself rather crude – young man on the make uses his wiles to cheat and deceive an avaricious old lady and her simple-minded companion. Not a nice story.

There’s an odd rhythmic pattern which I noticed happening several times, whereby pages and pages of static and clotted dialogue or of the narrator’s long-winded ratiocinations, would suddenly be interrupted by an abrupt and surprisingly melodramatic moment. The sudden appearance of the old lady like a ghost in her doorway, startling the intruding narrator – quoted above – is a good example of the text suddenly switching from being a long, rather dreamlike stream-of-consciousness flowing to – bang! – a sudden Edgar Allen Poe-like eruption of apparently corny histrionics.

On a micro level the same is true. From everything I’d read I expected James’s style to have a consistent smoothness of long-drawn-out rumination and ponderousness. So I was surprised that, quite regularly, the prose dropped into rather obvious proverb or cliché. Here the narrator has returned after his week or so away from Venice, is revisiting Miss Tita and has just learned that Miss Bordereau is dead.

It came over me for the moment that I ought to propose some tour, say I would take her anywhere she liked; and I remarked at any rate that some excursion—to give her a change—might be managed: we would think of it, talk it over. I said never a word to her about the Aspern documents; asked no questions as to what she had ascertained or what had otherwise happened with regard to them before Miss Bordereau’s death. It was not that I was not on pins and needles to know, but that I thought it more decent not to betray my anxiety so soon after the catastrophe. (Chapter IX)

‘Pins and needles’? I have no objection to this and the other demotic phrases scattered around the text, just that I was surprised to come across them and discover that it is not at all written on an airlessly high aesthetic note.

If it was all perceived and written in the same slow, long-winded dreamlike style it would be easy to relax into the meandering narrative and drift along with it. But there are these regular moments of suddenness which bring you up short: another example would be when, after pages and pages of the narrator speculating how he will manage his conversation with the old lady at their first meeting, she surprises him by raising the issue of money and quite bluntly asking for a large sum of money in rent. Oh.

So the effect isn’t of a sustained high style – something like Walter Pater’s aesthetic style or Oscar Wilde’s shiny surfaces. It is of a text which moves between a number of registers, sometimes with surprising abruptness, of long dialogues you have to read twice to properly understand them, leading up to someone saying:

‘Did you mean francs or dollars?’ (Chapter III)

It was not the much-vaunted loftiness of his style but the strange mongrel mix of tones and registers which I found most striking and memorable about this story.


Credit

I read it The Aspern Papers in the 1984 Penguin paperback edition but it is freely available online.

Related links

Maiwa’s revenge, or The War of The Little Hand by Henry Rider Haggard (1888)

28 July 2012

Maiwa’s Revenge is the third Allan Quatermain novel (in order of writing), and an innovation in the series in that is a) short b) set within a frame narrative – Quatermain is on a shoot at his Yorkshire home with friends and, after bagging three woodcock in flight is persuaded to tell the story of how he bagged three elephants on one hunt. This anecdote leads on to a bigger story which Quatermain tells in the first person in the same fast-moving conversational style as the previous books.

Once again, as in KSM and AQ, the core of the story is the white man bringing war and slaughter to an African kingdom. Quatermain decides to go hunting into the interior of Natal. He pushes on into uncharted territory in pursuit of buffalo, and then is charged by a rhinoceros, only just escaping. On the basis of this feat local villagers ask if he can rid them of three giant elephants which are eating their crop. Again, Quatermain manages to kill all three, though only after some dicey moments. As his natives are cutting the ivory tusks from the dead elephants, a statuesque native girl appears. This is Maiwa and she explains that the area is ruled by the Matuku tribe, led by the wicked Wambe, who lord it over their neighbour tribe, the Butiana, led by the timorous king Nala. Maiwa was coerced into leaving her native Butiana to go and be married to Wambe, since when he has beaten her and then, when her baby by the king was eighteen months old, he brutally killed it by putting it in the “thing that bites”, a steel lion trap. the baby’s hand was severed and Maiwa has kept it ever since as a gruesome spur to revenge.

Now she has fled Wambe’s kraal and come to Quatermain with her tale of woe, carrying a message from a white man, John Every, who Wambe has held prisoner for seven years. In every way, then, Quatermain is incentivised and justified in leading a Butiana attack on Wambe’s heavily defended camp, against overwhelming odds, and attack he does! It is a glorious goulash of imperial cliches:

Thoughts Once again a white man entering an African kingdom brings war and death on a large scale. In all three narratives Quatermain’s arrival prompts civil war and the eventual triumph of his (White) side.  Haggard always makes sure the wars are elaborately justified; that they are righting egregious wrongs: the cruel tyrant Twala is not the rightful king; the cruel queen Sorais is trying to murder her sister; the cruel tyrant Wambe is, er, a cruel tyrant.

1. Forget the sexism or the (surprisingly mild) racism, the repeated message of Haggard’s books is that the White Man is justified in intervening in native affairs, in fighting small colonial wars to establish Peace and Security, to set his choice of king or queen upon the throne to ensure the territory becomes safe for White hunting and trading.

2. And the second message is in the medium itself: his prose is amazingly supple and fluid for the time; compare and contrast with the denser, slower style of literary writers such as Hardy or Conrad or Henry James. Haggard’s prose style itself conveys the attitude of derring-do, stiff upper lip, and thrills and excitement, especially in fast-moving battle scenes. Generations of boys must have been inspired to go off to Britain’s umpteen small colonial wars their heads full of Haggard’s thrilling, vivid descriptions.

“There too on the wall stood Maiwa, a white garment streaming from her shoulders, an assegai in her hand, her breast heaving, her eyes flashing. Above all the din of battle I could catch the tones of her clear voice as she urged the soldiers on to victory. But victory was not yet. Wambe’s soldiers gathered themselves together, and bore our men back by the sheer weight of numbers. They began to give, then once more they rallied, and the fight hung doubtfully.

“‘Slay, you war-whelps,’ cried Maiwa from the wall. ‘Are you afraid, you women, you chicken-hearted women! Strike home, or die like dogs! What—you give way! Follow me, children of Nala.’ And with one long cry she leapt from the wall as leaps a stricken antelope, and holding the spear poised rushed right into the thickest of the fray.

“The warriors saw her, and raised such a shout that it echoed like thunder against the mountains. They massed together, and following the flutter of her white robe crashed into the dense heart of the foe. Down went the Matuku before them like trees before a whirlwind. Nothing could stand in the face of such a rush as that. It was as the rush of a torrent bursting its banks. All along their line swept the wild desperate charge; and there, straight in the forefront of the battle, still waved the white robe of Maiwa.”

As a 21st century adult I am conflicted; the pleasure of the text derives from the schoolboy mentality it embodies and enforces; the battle scenes are thrilling; the stakes are black and white. But since Haggard’s innocent times we’ve had over a century of grotesque wars, starting with the Boer War and going rapidly downhill thereafter. If you stop to consider the bloodshed at the core of all of these stories, the grown-up in you can’t help but be appalled.

Illustration of Allan Quatermain (centre) following bearers carrying ivory down to the coast at the triumphal conclusion of ‘Maiwa’s Revenge’

The Happy Prince and other stories by Oscar Wilde (1888)

In May 1888, 4 months after the 22 year-old Kipling published Plain Tales from the Hills, the 33 year-old Oscar Fingal O’Flahertie Wills Wilde published his first volume, ‘The Happy Prince and other stories’, five fairy tales for children. I’m rereading them in a lovely old illustrated Puffin edition (1973). It cost 25p.

  1. The Happy Prince
  2. The Nightingale and the Rose
  3. The Selfish Giant
  4. The Devoted Friend
  5. The Remarkable Rocket

Wilde takes up Victorian sentimentality about children and poverty where Dickens left it but whereas Tiny Tim or Little Nell were accompanied by the comic, the grotesque and Dickens’s unquenchable verbal energy, Wilde sets his stories in the idealised realm of fairyland where statues and animals and rose bushes talk, and strives for a melodious smoothness, clothing his sweetly weeping tales in fin-de-siecle silver and gold:

Pale poppies were broidered on the silk coverlet of the bed, as though they had fallen from the tired hands of sleep, and tall reeds of fluted ivory bare up the velvet canopy, from which great tufts of ostrich plumes sprang, like white foam, to the pallid silver of the fretted ceiling.

1. The Happy Prince

Actually, maybe more Hans Christian Andersen than Dickens, though both authors took the side of the poor and of poor children in particular, and so does Wilde.

The Swallow flew over the great city, and saw the rich making merry in their beautiful houses, while the beggars were sitting at the gates. He flew into dark lanes, and saw the white faces of starving children looking out listlessly at the black streets. Under the archway of a bridge two little boys were lying in one another’s arms to try and keep themselves warm

The third of the happy prince’s charitable beneficiaries is a poor matchgirl freezing in the snow who, of course, reminds us of Andersen’s little matchgirl dying in the snow (Andersen’s story was published in 1845).

In the story all the swallows fly off to Egypt except one who dallies to woo a reed in the lake. But after some time he realises the reed will never reply and so heads south. He stops en route at a town whose highest point is a column on top of which is a gorgeous statue of the happy prince. The swallow rests at his feet but is woken up by drops of rain which he realises are big tears falling from the happy prince’s eyes. He is crying because when he looks out over the town he sees nothing but suffering and misery.

He tells the swallow that he is only called the happy prince because he did not know what tears were, he lived in the Palace of Sans-Souci, surrounded by a high wall where sorrow was not allowed to enter. It is only after he died, and was made into a statue and set on a pillar high above the town that he has been shocked to learn of the widespread poverty and unhappiness among his people: he finds it not only deeply upsetting but puzzling and strange:

There is no Mystery so great as Misery.

On three successive days he asks the swallow to make three trips to a representative of the poor, taking to them part of the prince’s statue which will relieve them of their poverty. On the first day he asks the swallow to take the ruby embedded in his sword to the poor mother of a boy with fever in a garret. On the second day he asks the swallow to take one of the sapphires which make his eyes to a playwright starving in a draughty garret. On the third day he tells the swallow to take the sapphire which forms his other eye to a poor matchgirl shivering in the snow, if she returns penniless her father will beat her, but the gift of the pretty jewel sends her skipping home with happiness.

Now that he is blind the prince asks the swallow to fly out over the town and bring back report of what he sees and he sees misery and poverty and unhappiness. So the prince tells the swallow to unpeel the gold leaf off his body and go deliver a leaf to each of the poor.

Leaf after leaf of the fine gold he brought to the poor, and the children’s faces grew rosier, and they laughed and played games in the street. “We have bread now!” they cried.

The swallow exhausts himself performing all these good deeds, then the real freezing deep winter comes and it is too late for him to fly south. He kisses the happy prince and falls dead at his feet. Then the lead heart within the prince’s statue breaks in two.

Next morning the pompous mayor and his counsellors are walking through the town square when they notice how shabby the statue has become, almost like ‘a common beggar’. The mayor orders it to be taken down and the metal melted down and cast into a fine statue of himself! The overseer at the town furnace discovers the broken lead heart won’t melt down so chucks it on the same scrapheap as the dead swallow.

Then God tells one of his angels to fetch the most precious things in the town to him and the angel brings the dead bird and the old lead heart and God says he did right, and gives the swallow immortal life in Paradise and remakes the happy prince to praise him in his city of Gold.

Commentary

The central structure of three days is immensely reassuring. Why are threes in narratives so primal and so comforting?

The opening passage is important because the swallow’s wooing of the reed gives the whole a pleasantly Greek myth feel, referencing the legend of Pan and Syrinx.

You’d expect Wilde’s prose style to be smooth and mellifluous but it’s worth pointing out the importance of dialogue and in particular, the contrast between the hypnotic repetitions and Tennysonian diction of the statue (note the ‘will you not’):

“Swallow, Swallow, little Swallow,” said the Prince, “will you not stay with me one night longer?”

And the swallow who has a much more chirpy, chipper voice (note the demotic, chatty contraction ‘don’t’):

“I don’t think I like boys,” answered the Swallow. “Last summer, when I was staying on the river, there were two rude boys, the miller’s sons, who were always throwing stones at me.

So there’s drama at work in the contrasting roles and voices of statue and swallow. As to what makes Wilde’s text feel so gorgeous (apart from the late Victorian poetic diction) it is that at every opportunity he describes rare and precious things described in striking primary colours, amid repeated references to gold and silver and precious jewels.

He was gilded all over with thin leaves of fine gold, for eyes he had two bright sapphires, and a large red ruby glowed on his sword-hilt…The streets looked as if they were made of silver, they were so bright and glistening; long icicles like crystal daggers hung down from the eaves of the houses, everybody went about in furs, and the little boys wore scarlet caps and skated on the ice…He told him of the red ibises, who stand in long rows on the banks of the Nile, and catch gold-fish in their beaks; of the merchants, who walk slowly by the side of their camels, and carry amber beads in their hands; of the King of the Mountains of the Moon, who is as black as ebony, and worships a large crystal; of the great green snake that sleeps in a palm-tree, and has twenty priests to feed it with honey-cakes…and God said, ‘for in my garden of Paradise this little bird shall sing for evermore, and in my city of gold the Happy Prince shall praise me.’…

Everything is precious and rich and wonderful, designed to make the children the stories are read to gasp in wonder. And discuss the oral: God rewards the kind deeds of those who put others above themselves.

2. The Nightingale and the Rose

Talking birds are immediately magical and take you into the world of legend and fairy tales, in English as old as Chaucer, in the ancient world as old as the oldest legends.

Again the story is structured through a series of miniature odysseys and trials. A nightingale sitting in a holm oak tree overhears a young student lamenting that his beloved, the daughter of his professor, will not accompany him to the ball unless he presents her with a red rose. The nightingale is pleased that this is the Platonic Ideal of the True Lover of which she has sung for her entire life but never met before so she decides to help him and undertakes 3 (the magic number) journeys: flying to the rose tree in the middle of the lawn who tells her his roses are white; then to the rose tree twined round the sun dial, who tells her his roses are yellow; then to the rose tree that grows beneath the student’s window, but it tells her it is worn and blasted by winter winds and will not bloom this year.

And yet there is a way to get the student his rose. The nightingale must sing to the rose tree all night long her sweetest song with her breast pressed hard up against the tree so that its thorns pierce through her feather and flesh and triggers her heart’s blood which will rejuvenate the tree and make it produce a blood red rose.

The nightingale accepts and flies back to the holm oak. He can understand that the student is fickle and unreliable and is sad to hear his favourite bird is going to give her life for him. Oak asks nightingale to sing her one last song.

Then night falls, the moon comes out, and the nightingale goes to sing against the rose tree under the student’s window. There are three (magic number) stages:

  • she sang first of the birth of love in the heart of a boy and a girl and that prompts a rose to bud, pale as mist
  • she sang of the birth of passion in the soul of a man and a maid – and a flush of colour comes into the pale rose
  • she sang of the Love that is perfected by Death – and the thorn pierces her heart and the marvellous rose becomes a deep rich crimson

Then the nightingale faints and dies. At dawn the student flings open the window, notices the red rose, plucks it and goes running to present it to the beautiful daughter of his professor. Unfortunately, in the interim the Chamberlain’s nephew has sent her some real jewels so she’s going to the Prince’s ball with him. Infuriated the student flings the rose, created by the ultimate sacrifice of the nightingale, into the street where it is crushed by a common cart, and flounces back to his garret where he resolves to renounce love and dedicate himself to philosophy.

Commentary

As usual the text is as studded with precious gems and jewels as a medieval reliquary.

Surely Love is a wonderful thing. It is more precious than emeralds, and dearer than fine opals. Pearls and pomegranates cannot buy it, nor is it set forth in the marketplace. It may not be purchased of the merchants, nor can it be weighed out in the balance for gold.

And the point of both quests is they move through colour: the white rose and the yellow rose and the red rose; and then the various shades of white, pink and red as the nightingale bleeds out her heart’s blood, with Wilde going to town to elaborate in mellifluous cadences the full possibilities of each of the shades.

These are stories for children. You can see how a parent or teacher could not only read them to a child but then maybe ask some simple questions: so was the nightingale’s sacrifice worth it? even if it didn’t achieve its ultimate goal, was it still a noble and beautiful gesture? is the student right to renounce love just because he’s been rejected by one girl?

3. The Selfish Giant

Every day after school the children stop to play in the giant’s garden. There are twelve peach-trees that in the spring-time broke out into delicate blossoms of pink and pearl. They are able to do this because the giant has been away for a full seven years (seven dwarfs, seven league boots) visiting a friend in Cornwall. On his return he is angry to realise children have been invading his garden and builds a high wall round it and puts up a sign saying Trespassers Will Be Prosecuted.

The children can’t get in to play so the birds don’t sing any more so the trees don’t come into blossom and the flowers in the grass refuse to bloom. Wilde then has fun personifying Snow and Frost and the North Wind and Hail to come and wreak their worst on the barren garden. Spring doesn’t come, nor summer, but a perpetual winter, and the giant is puzzled and upset.

Then one day he hears a bird singing and, looking out the window, finds that the children found a crack in the wall and have snuck back into the garden and are sitting in the boughs of the trees which have all come out in blossom to celebrate which has tempted the birds to return. Except for one corner which is still winter with a blossomless tree covered in snow and a little boy who is too small to climb up into it.

So the giant leaves his bedroom, goes downstairs and into the garden at which all the other children run away screaming but the little boy is blinded by tears and doesn’t realise it is the giant picking him up and putting him into the snowy tree – which promptly bursts into bloom and the birds come and all the children come streaming back and the little boy throws his arms round the giant’s neck and kisses him and then the giant takes a giant hammer and smashes down his wall and passersby are amazed to see lots of children laughing and playing in the most beautiful garden they had ever seen.

But none of them know where the little boy has gone and for years all the children of the neighbourhood play in the garden but never again the little boy. Till one winter, when he is old and creaky, the giant looks out his window and sees the boy standing by one tree which is in blossom. He goes running to see him but is angered when he sees the boy has wounds in his hands and feet. He is the Christ child. These, he explains, are the wounds of Love, and the giant feels a strange awe and kneels before the little boy who tells him, ‘You let me play once in your garden, to-day you shall come with me to my garden, which is Paradise,’ and when the children come to play later that day they find the giant lying dead under the tree, all covered with white blossoms.

That made me cry. If only love was that simple and sweet and all-forgiving.

4. The Devoted Friend

This is a sarcastic or ironic story, the longest in the set. It’s a story within a story, starting with an argument between a selfish water rat and a mother duck who is trying to teach her ducklings the important skill of turning upside down in the water. A linnet flies down and announces she will tell the selfish water rat a story intended to demonstrate what true friendship is:

Little Hans is a nice little man with an innocent face who keeps a lovely garden full of flowers which he sells at market as his only income. He is bullied and over-awed by his neighbour, the big miller named Hugh. This self-important bully persuades himself, his fawning wife and innocent little Hans that he is Hans’s ‘best friend’. He does this by offering Hans his knackered old wheelbarrow (Hugh has just bought himself a new one) and uses the promise of this dubious gift to then extort all manner of favours from Hans: taking the only spare plank of wood Hans has to repair his barn; taking a big bunch of his best flowers off Hans; carrying a heavy sack of flour to market; repairing the miller’s barn roof for him; driving his sheep up into the mountain pasture.

Because of this endless list of impositions Hans rarely has the time or energy to cultivate his own garden or water his own flowers, the sale of which he relies on for his food, while the fat miller enjoys wine and cakes with his wife all the time accusing Hans of being lazy and not appreciating ‘real friendship’ such as he is showing.

Things come to a climax when the miller comes knocking in the middle of a dark and stormy night to tell Hans his son has fallen off the roof and hurt himself and would Hans please walk the three miles through pelting rain across the marsh to the doctors. Hans asks to borrow Hugh’s lantern but Hugh points out that it is far too valuable to give to him.

So, with his usual reluctance overcome by his usual commitment to Hugh’s idea of ‘true friendship’, Hans sets off and after walking through the rain for hours arrives at the doctors and tells him about Hugh’s son’s accident, So the doctor saddles up and rides off leaving Hans to make his way back by night in pelting rain across the marsh and, somewhat inevitably, he wanders off the path and is drowned in a deep pool.

At Hans’s funeral Hugh bullies his way into pride of place as Hans’s ‘best friend’ though he complains that he doesn’t think Hans really appreciated his friendship and, now he’s dead, who the devil is he going to give his knackered, broken down old wheelbarrow to? Really, very selfish of Hans!

So the miller remains utterly ignorant of the nature of true friendship and completely self-involved and self-justifying right to the end:

‘A true friend always says unpleasant things, and does not mind giving pain. Indeed, if he is a really true friend he prefers it, for he knows that then he is doing good.’

And the water rat is his avatar; when the linnet declares the story over and that it had a moral the water-rat is outraged at this imposition on his good nature and scuttles back into his hole.

Commentary

The story is beautifully paced and balanced. It unfolds in the right order at just the right speed.

The miller reminds us of the miller in Chaucer, maybe, but probably more, along with the Germanic name Hans, of a Grimm’s Fairy Tale.

5. The Remarkable Rocket

The night before the king’s son is scheduled to marry the Russian Princess the fireworks intended for a grand pyrotechnic display get talking. This is very funny as Wilde gives all the different types of fireworks appropriate characters (the sentimental catherine wheel, the Roman candle, the sceptical Bengal light, the airy fire balloon, the rowdy crackers and the chippy little squibs), leading up to the immense, unbearably self-satisfied superiority of the rocket, who comes, he tells the other fireworks, from a really most remarkable lineage, is immensely sensitive and demands respect:

‘The only thing that sustains one through life is the consciousness of the immense inferiority of everybody else, and this is a feeling that I have always cultivated.’

While all the other fireworks are pleased to be let off to celebrate the nuptials of such a beautiful couple, the remarkable rocket insists what an honour it is for them to be married on the great day of his Letting Off. And he weeps to show off his superior sensibility.

Unfortunately, this means that the next evening, after the wedding and at the climax of the party, all the other fireworks perform excellently but the remarkable rocket fails to even light. After the display is over the workmen dismantle the firework board and one of them simply throws the dud rocket over the wall into a ditch.

Here he has a series of comic encounters where he tries to maintain his lofty superiority over a succession of talking animals who are not at all impressed, namely a frog who is very proud of the racket he and his chorus make, a dragonfly who tells him not to worry about the frog, then a big white duck who is given the character of a fussy, middle-class suburbanite before paddling off quack quack quack.

Finally two schoolboys come along with some wood and a kettle planning to light a fire and boil water for tea. They think the rocket is just a stick and shove him in the fire before having a nap. Thus there is nobody at all to see him as he does, eventually, dry out, ignite and shoot high into the midday sky, utterly invisible and insignificant, before feeling a funny tingling sensation and then exploding in a series of impressive bangs which nobody sees or hears.

Then all that remains of this self-important personage, a singed stick, falls out of the sky and lands on the back of a goose who happened to be walking along beside the ditch.

‘Good heavens!’ cried the Goose. ‘It is going to rain sticks,’ and she rushed into the water.
‘I knew I should create a great sensation,’ gasped the Rocket, and he went out.

Commentary

In his vast and comic loftiness the rocket is given a barrage of characteristically paradoxical Wilde witticisms (notably absent from most of the other stories), which look forward to his mature writings:

‘It is a very dangerous thing to know one’s friends.’

‘You have talked the whole time yourself. That is not conversation.’
‘Somebody must listen,’ answered the Frog, ‘and I like to do all the talking myself. It saves time, and prevents arguments.’

‘You are a very irritating person,’ said the Rocket, ‘and very ill-bred. I hate people who talk about themselves, as you do, when one wants to talk about oneself, as I do. It is what I call selfishness.’

‘I like hearing myself talk. It is one of my greatest pleasures. I often have long conversations all by myself, and I am so clever that sometimes I don’t understand a single word of what I am saying.’

‘It would be unfair to expect other people to be as remarkable as oneself.’

‘My good creature,’ cried the Rocket in a very haughty tone of voice, ‘I see that you belong to the lower orders. A person of my position is never useful. We have certain accomplishments, and that is more than sufficient. I have no sympathy myself with industry of any kind, least of all with such industries as you seem to recommend. Indeed, I have always been of opinion that hard work is simply the refuge of people who have nothing whatever to do.’

And some simple but breath-taking effects:

Then the moon rose like a wonderful silver shield.


Related links

Essays, stories and novel

  • The Happy Prince and Other Tales (May 1888)
    1. The Happy Prince
    2. The Nightingale and the Rose
    3. The Selfish Giant
    4. The Devoted Friend
    5. The Remarkable Rocket
  • The Portrait of Mr. W. H. (1889)
  • The Soul of Man under Socialism (1891)
  • A House of Pomegranates (4 fairy tales: 1891)
    1. The Young King
    2. The Birthday of the Infanta
    3. The Fisherman and his Soul
    4. The Star-Child
  • The Picture of Dorian Gray (April 1891)
  • Intentions (4 critical essays: May 1891)
    1. The Decay of Lying: A Dialogue
    2. Pen, Pencil and Poison
    3. The Critic As Artist
    4. The Truth Of Masks: A note on illusion
  • Lord Arthur Savile’s Crime and Other Stories (1891)
    1. Lord Arthur Savile’s Crime
    2. The Canterville Ghost
    3. The Sphinx Without a Secret
    4. The Model Millionaire
  • Phrases and Philosophies for the Use of the Young (1894)
  • A Few Maxims For The Instruction Of The Over-Educated (1894)

Poetry

  • The Sphinx (long poem: 1894)
  • Poems in Prose (1894)
    1. The Artist
    2. The Doer of Good
    3. The Disciple
    4. The Master
    5. The House of Judgement
    6. The Teacher of Wisdom

The plays

  • Lady Windermere’s Fan (premiered February 1892)
  • Salome (published 1893)
  • A Woman of No Importance (premiered April 1893)
  • An Ideal Husband (premiered January 1895)
  • The Importance of Being Earnest (premiered February 1895)

After prison

  • The Ballad of Reading Gaol (1897)
  • De Profundis (1897)

Plain Tales from the Hills by Rudyard Kipling (1888)

When he was 21, Kipling’s editor at the Indian Civil and Military Gazette, the newspaper he worked on based in Lahore, allowed him to begin publishing a series of short anecdotes, yarns and stories about Anglo-Indian life, under the banner ‘Plain Tales from the Hills’.

When he’d amassed 40 or so, Kipling got them published in book form in January 1888, just after his 22nd birthday. Throughout the rest of that year he published no fewer than six more (slim) volumes of short stories, as well as keeping up his steady output of miscellaneous poems. You can see why the young Kipling burst on the literary scene as a phenomenon.

There had been other memoirists of Anglo-India, but Kipling stands out (apparently) for the sheer range of stories. I’m surprised by how many are ghost stories or tales of the uncanny – while others are social comedies often featuring the imperious grass-widow Mrs Hauwksbee – or rough anecdotes of army life based on the three squaddies who give their name to the volume Soldiers Three – or tales of native life laced with Indian words and phrases which show an amazing range of knowledge and expertise of Indian life.

One consistent thread is that, whatever sphere of Anglo-Indian life he’s describing or satirising, he does so with the boundless confidence in his own knowledge. Almost every sentence is freighted with a cocksure knowingness. He is keen to show us he understands it all, he’s an old hand, he’s knocked about a bit. Whether it’s the precise mechanism of the Martini rifle or the fates of bright young civil servants just off he boat, whether it’s opium addict slang or social etiquette in a hill station, Ruddy’s the man, he’s an old hand, he knows a thing or two.

It’s this this aggressive, showy knowingness which makes such an impression, and was to remain a, maybe the, central feature of Kipling’s style.

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The Man Who Would Be King and Other Stories by Rudyard Kipling (1888)

In 1888 Kipling published Plain Tales from the Hills, 40 brief stories which put him on the map as a chronicler of Anglo-India. In the same year he published six more slim volumes of stories – an explosion of output – and all before the age of 23!

This cheap Wordsworth paperback contains all the stories from the last three of the 1888 volumes, Under the Deodars, The Phantom Rickshaw and Wee Willie Winkie.

Under the Deodars
1. The Education of Otis Yeere
2 At the Pit’s Mouth
3 A Wayside Comedy
4 The Hill of Illusion
5 A Second-rate Woman
6 Only a Subaltern
7 In the Matter of a Private
8 The Enlightenments of Pagett, M. P.

The Phantom Rickshaw
1. The Phantom Rickshaw (1889) First person narrative (most of them are) told by Theobald Jack Pansay who had a ship-board romance with Agnes Keith-Wessington, wife of another officer in the service, but then breaks it off in order to concentrate on his fiancee, Kitty. Agnes, however, refuses to accept the end of the affair and plagues Pansay, following him everywhere, turning up at the most embarrassing junctures in her yellow-panelled rickshaw.

Pansay’s (emotional) brutality makes her pine away and die of a broken heart, not that he cares much. But as he squires pretty Kitty around Simla – the rest town for British officers in northern India – to his horror, the rickshaw and dead Agnes appear again and again, parked across the road, blocking his path when they’re out riding, and everywhere Pansay hears the ghost’s pitiful voice declaring it’s all some ‘hideous mistake’.

When he overcomes his horror enough to try talking to the ‘ghost’, his friends think he’s talking into empty air and is drunk or going mad. Kitty breaks off the engagement with a man who’s become the laughing stock of the town. Pansay’s life falls to pieces and the final section of the text is journal entries in which the narrator describes himself waiting resignedly for his own inevitable death.

Pity me, at least on the score of my ‘delusion’, for I know you will never believe what I have written here. Yet as surely as ever a man was done to death by the Powers of Darkness I am that man.
In justice, too, pity her. For as surely as ever woman was killed by man, I killed Mrs. Wessington. And the last portion of my punishment is ever now upon me.

2 My Own True Ghost Story (1888) The narrator devotes pages and pages to showing off his in-depth knowledge of India and its temporary accommodation for Imperial officers, the dreaded dâk-bungalow, along with a breezy expertise about Indian ghosts.

There are, in this land, ghosts who take the form of fat, cold, pobby corpses, and hide in trees near the roadside till a traveler passes. Then they drop upon his neck and remain. There are also terrible ghosts of women who have died in child-bed. These wander along the pathways at dusk, or hide in the crops near a village, and call seductively. But to answer their call is death in this world and the next. Their feet are turned backward that all sober men may recognize them. There are ghosts of little children who have been thrown into wells. These haunt well curbs and the fringes of jungles, and wail under the stars, or catch women by the wrist and beg to be taken up and carried. These and the corpse ghosts, however, are only vernacular articles and do not attack Sahibs. No native ghost has yet been authentically reported to have frightened an Englishman; but many English ghosts have scared the life out of both white and black.

After all this build-up it is a comically debunking story. In the depths of the night the narrator is convinced he can hear billiards being played in the room next door, though it is a basic bed room just like his. Next morning the servant says it used to be a billiard room thirty years ago when the white men were building the local railway, which puts the narrator into mortal terror.

But at the end of the story he walks into the ‘haunted’ bedroom and sees the loose curtains banging against the windows to produce the sound of billiard balls clacking. What a fool!

3 The Strange Ride of Morrowbie Jukes (1885) Another first-person narrative, this time told by a young officer in India who takes his horse, Pornic, for an impetuous ride and trips, stumbles and falls down a steep sandy slope into a bizarre village of the undead.

Out of the holes they have excavated into the side of the sandy slope shuffle the nightmareish inhabitants. They were all Hindus, who were thought to be dead, whose bodies were lovingly prepared by their relatives to be burned and cremated, but then (as sometimes happens) stirred with life and revived. Since their religion had ceremoniously moved them on beyond this world they were not allowed to return to normal life but consigned to this open air prison for the living dead, unable to escape up the high, almost vertical, sand sides of the enclave.

Jukes sees that the settlement is open to the river on one side but when he tries to wade out into it, rifle shots are fired from a boat which guards that exit. Even at night, when the boat goes away, the sandy spits in the river turn out to be treacherous quicksand, impossible to escape.

This is all bizarre enough, but the story turns on the relationship between Jukes and a ‘native’ who shows him the ropes, Gunga Dass. Dass is by turns abjectly servile, until his knowledge of the village of the undead reverses the tables and he lords it over Jukes – until the latter restores the good order of the Empire by giving him a good kicking.

He threw himself down on the ground and clasped my ankles. But I had my doubts about Gunga Dass’s benevolence, and kicked him off as he lay protesting… Brahmin or no Brahmin, by my soul and my father’s soul, in you go!” I said, and, seizing him by the shoulders, I crammed his head into the mouth of the burrow, kicked the rest of him in,  and, sitting down, covered my face with my hands.

Jukes discovers that another white man had fallen into the settlement and had been working out a route across the quicksand, a little every night, when Dass treacherously shot him dead with his own revolver. Jukes establishes that the white man had made a map of sorts, and is preparing to try it out that night, after the gun boat leaves, when Dass – knowing his plan – hits him over the head, knocking him unconscious. When Jukes comes to, he groggily hears his loyal servant, Dunnoo, his dog-boy, calling over the lip of the sand. Dunnoo had trailed Juke’s horse’s tracks to the Village of the Dead and now throws down a rope, allowing Juke to escape in a flash. Did Dass escape using the map? The narrator and reader never find out.

The strangeness of the subject should dominate but is tainted or even superseded by the casual brutality of the narrator and his assumption that it is fine for a white man to kick an Indian into obedience.

4 The Man Who Would Be King

Wee Willie Winkie
1. Wee Willie Winkie
2 Baa, Baa, Black Sheep
3 His Majesty the King
4 The Drums of Fore and Aft (1889) Quite a long story, the gist of which is that an inexperienced Indian Army regiment is brought up to the North-West Frontier, and involved in a massed attack on a force of Pathans, alongside a Gurkha regiment and some Highlanders. Being completely inexperienced and – crucially – lacking older soldiers and officers with experience of the terrain and of fighting Afghans, the first attack of fifty or so Muslim fanatics armed with terrifying man-high machetes makes the Fore and Aft break in a screaming panic and run back to the pass they emerged from. The two coarse orphan fourteen-year-old drummer boys who were with the band, Jakin and Lew, are left behind in the mad flight, recover a drum and fife, have a swig of rum from a canteen of one of the casualties, and set about playing the stirring military tune, ‘the British Grenadier’, marching up and down between the Afghan lines and the trembling regiment cowering in its retreat. Shamed by their officers and humiliated by the example of the boys Jakin and Lew, the regiment regroups and charges back out, this time co-ordinated with attacks by the Gurkhas and Highlanders on its flanks, and decimates the Afghans, though not before both boys have been shot dead by the enemy.

There’s story enough here, but not much below the surface is a blatant tract or pamphlet lamenting the lack of training, the shortness of service and the disorganisation which can lead to such lamentable catastrophes. Also it is very violent. Early on, while still in barracks, Lew and Jakin establish their street credentials by kicking the crap out of an officer’s son they find spying on them. The battle itself is described with, for its day, pretty stomach-churning realism.

The English were not running. They were hacking and hewing and stabbing, for though one white man is seldom physically a match for an Afghan in a sheepskin or wadded coat, yet, through the pressure of many white men behind, and a certain thirst for revenge in his heart, he becomes capable of doing much with both ends of his rifle. The Fore and Aft held their fire till one bullet could drive through five or six men, and the front of the Afghan force gave on the volley. They then selected their men, and slew them with deep gasps and short hacking coughs, and groanings of leather belts against strained bodies, and realised for the first time that an Afghan attacked is far less formidable than an Afghan attacking; which fact old soldiers might have told them.
But they had no old soldiers in their ranks.
The Gurkhas’ stall at the bazar was the noisiest, for the men were engaged — to a nasty noise as of beef being cut on the block — with the kukri, which they preferred to the bayonet; well knowing how the Afghan hates the half-moon blade.

‘To a nasty noise as of beef being cut on the block’. Wow.

Conclusion

I hadn’t expected so much range – social comedy à la Oscar Wilde, tales of flirtation and adultery in hill stations, soldier stories from the barracks, ghost stories, Edgar Allen Poe-esque macabre, and a surprising number of stories set in England, and about children.

Along with the torrent of poems he unleashed at the same time, I begin to understand how Kipling came to dominate the 1890s and beyond.

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